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由今天起,香港交易所已在Client Connect推出电子服务,参与者必须透过Client Connect提交相关的电子表格。所有尚未成为用户的市场参与者请尽快填妥及递交此申请表格

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更新日期 2020年1月2日

Clearing Participantship application process update – With effect from 2 January 2018, an applicant applying for Clearing Participantship of HKSCC must become a Type 1 SFC licensed entity before submitting the operations and risk control plan for HKEX’s review. HKEX has also updated the information / documentation needed for Clearing Participantship application as set out in more details in the Explanatory Notes for Application for Participantship and Trading Right. Applicants who have already submitted the operations and risk control plan or submitting their plans to HKEX on or before 31 January 2018 based on the guidelines provided by HKEX prior to 2 January 2018 will not be affected by the changes unless being informed otherwise by the HKEX.

Removal of company chop requirement – With effect from 6 April 2017, a company chop will not need to be affixed to any forms or documents submitted to HKSCC unless a Participant / Designated Bank notifies HKSCC that a company chop is required. For more details, please refer to the Circular dated 6 March 2017.

*Form submission channel – All forms or documents can be submitted to HKSCC in original. Moreover, certain forms duly signed by the authorised signatory(ies) can also be submitted by email or fax as set out in the table below. Please contact CCASS Hotline at 2979-7111 if you have any query of the submission channel.

更新日期 2017年12月29日


表格 表格编号 参考资料 其他递交表格方式
电邮 传真 Client Connect


更新日期 2019年5月15日


表格 表格编号 参考资料 其他递交表格方式
电邮 传真 Client Connect

更新日期 2019年5月15日

成为参与者 - 其他申请

更新日期 2020年4月22日


更新日期 2017年8月30日