2014

Participant Information Changes (SEHK)

Only changes (status, contact details, etc.) of the respective participants' information are shown. Please refer to the information of the current Participants and Trading Rights Holders for more details.

Effective Date	Name of Participant	Change of Participant Information
31/12/2014	Formax Securities Limited	New Exchange Participant
31/12/2014	Founder Securities (Hong Kong) Limited	New Exchange Participant
30/12/2014	Zhongcai Securities Limited	New Exchange Participant
23/12/2014	FP Sino-Rich Securities & Futures Limited	Change of Address, Telephone No. and Fax No.
22/12/2014	Lamtex Securities Limited	Change of Address
22/12/2014	Soo Pei Shao & Company Limited	Cessation of Trading
17/12/2014	Winland Wealth Management Limited	Change of Company Name (Previous Name: Winland Securities Limited)
16/12/2014	Munsun Securities Limited	Change of Address
15/12/2014	Supreme China Securities Limited	Commencement of Trading (Broker number : 2749)
12/12/2014	Guotai Junan Securities (Hong Kong) Limited	New Options Trading Exchange Participant
10/12/2014	China Frontier Capital Management Limited	New Exchange Participant
10/12/2014	Execution Noble (Hong Kong) Limited	Resignation of Exchange Participant
08/12/2014	Hotung, Eric Edward	Resignation of Trading Right Holder
02/12/2014	Jin Hung Securities Limited	Change of Address and Telephone No.
28/11/2014	Peace Town Financial Services Limited	Change of Address
27/11/2014	Luen Fat Securities Company Limited	Change of Address
25/11/2014	CCB International Securities Limited	Change of Telephone No.
24/11/2014	Win Win Securities & Futures Limited	Change of Company Name (Previous Name: Legend Crown Chancellor Securities and Futures Limited)
14/11/2014	Supreme China Securities Limited	New Exchange Participant
13/11/2014	Hooray Securities Limited	Change of Address, Telephone No. and Fax No.
11/11/2014	BWC Securities Limited	Change of Address, Telephone No. and Fax No.
10/11/2014	China Investment Information Services Limited	New Special Participant (Broker number : 6999)
10/11/2014	Macquarie Capital Securities Limited	Change of Address
04/11/2014	BNP Paribas Securities (Asia) Limited	Change of Telephone No.
04/11/2014	CNI Securities Group Limited	Change of Address
30/10/2014	Tang Yim See	Resignation of Trading Right Holder
28/10/2014	Newpont Securities Limited	Change of Address
28/10/2014	RBS Asia Limited	Change of Address, Telephone No. and Fax No.
27/10/2014	Newedge Financial Hong Kong Limited	Change of Address
14/10/2014	Manureen Securities Limited	Change of Address
13/10/2014	Colors Securities Limited	Change of Address
13/10/2014	Hong Kong Securities (International) Company Limited	Change of Address
09/10/2014	Colors Securities Limited	Change of Telephone No. and Fax No.
08/10/2014	Kam Wah Securities Limited	Resignation of Exchange Participant
07/10/2014	Industrial Securities (Hong Kong) Brokerage Limited	New Options Trading Exchange Participant
06/10/2014	OCBC Wing Hang Shares Brokerage Co. Limited	Change of Company Name (Previous Name: Wing Hang Shares Brokerage Company Limited)
06/10/2014	Aristo Securities Limited	New Trading Exchange Participant (Broker number : 2879)
30/09/2014	First Worldsec Securities Limited	Change of Address
17/09/2014	Fulixin Securities Limited	Change of Telephone No. and Fax No.
12/09/2014	Mighty Brokerage (Asia) Limited	Change of Address and Telephone No.
12/09/2014	Execution Noble (Hong Kong) Limited	Cessation of Trading
11/09/2014	Essence International Financial Holdings Limited	Resignation of Exchange Participant
08/09/2014	PC Securities Limited	Commencement of Trading (Broker number : 5579)
04/09/2014	RBS Asia Limited	Resignation of Options Trading Exchange Participant
02/09/2014	Luen Hing Securities Limited	Change of Address
02/09/2014	Partners Capital Securities Limited	Change of Address
01/09/2014	IBTS Asia (HK) Limited	Resignation of Exchange Participant
01/09/2014	Kam Wah Securities Limited	Cessation of Trading
28/08/2014	Celera Markets Limited	Change of Company Name (Previous Name: AXT Limited)
28/08/2014	Manureen Securities Limited	Change of Company Name (Previous Name: Legarleon Securities Limited)
26/08/2014	Sino Wealth Securities Limited	Change of Address
21/08/2014	Noble Securities Company Limited	Change of Telephone No. and Fax No.
20/08/2014	Essence International Financial Holdings Limited	Cessation of Trading
19/08/2014	Cheer Union Securities Limited	Change of Address
19/08/2014	I-Access Investors Limited	Change of Address, Telephone No. and Fax No.
19/08/2014	Munsun Securities Limited	Change of Company Name (Previous Name: Great China Brokerage Limited)
19/08/2014	PC Securities Limited	Change of Telephone No. and Fax No.
12/08/2014	China Securities (International) Brokerage Company Limited	Change of Address and Fax No.
12/08/2014	Harvest Securities Limited	Change of Address
12/08/2014	Topmore Securities Limited	Change of Address
12/08/2014	Wai Man Stock & Shares Company Limited	Change of Address
11/08/2014	Quest Stockbrokers (HK) Limited	Change of Address
05/08/2014	Dah Sing Securities Limited	Change of Address
01/08/2014	Grand Silver Securities Limited	Change of Address
01/08/2014	PC Securities Limited	New Exchange Participant
30/07/2014	Noble Securities Company Limited	Change of Address
30/07/2014	Sino Wealth Securities Limited	Change of Company Name (Previous Name: CWN Securities Limited)
29/07/2014	GT Capital Limited	Change of Address
29/07/2014	Tokai Tokyo Securities (Asia) Limited	Change of Address
28/07/2014	BWC Securities Limited	Change of Address
25/07/2014	Riches Depot Securities Co., Limited	Change of Telephone No. and Fax No.
24/07/2014	Riches Depot Securities Co., Limited	Commencement of Trading (Broker number : 2619)
22/07/2014	Guoyuan Securities Brokerage (Hong Kong) Limited	Change of Address
16/07/2014	Hantec Group International Finance Limited	Change of Company Name (Previous Name: King's HT Securities Limited)
15/07/2014	China Rise Securities Asset Management Company Limited	Change of Address, Telephone No. and Fax No.
15/07/2014	Lynx Securities Limited	Change of Company Name (Previous Name: Troopers Securities Limited)
09/07/2014	China Rise Securities Asset Management Company Limited	Change of Company Name (Previous Name: China Rise Securities Company Limited)
08/07/2014	Chekiang First Securities Co. Limited	Cessation of Trading
07/07/2014	Delta Wealth Securities Limited	Change of Telephone No.
04/07/2014	ANZ Securities (HK) Limited	Resignation of Exchange Participant
03/07/2014	Cepa Alliance Securities Limited	Change of Address and Telephone No.
03/07/2014	Trinity Finance Investment Limited	Change of Address
02/07/2014	Guosen Securities (HK) Brokerage Company, Limited	Change of Address
02/07/2014	Topmore Securities Limited	Change of Address
26/06/2014	Fulbright Securities Limited	Change of Fax No.
24/06/2014	Lucky Securities Company Limited	Change of Address
20/06/2014	Bloomyears Limited	Change of Address
17/06/2014	Merrill Lynch Far East Limited	Change of Address, Telephone No. and Fax No.
11/06/2014	CLC Securities Limited	Change of Telephone No. and Fax No.
11/06/2014	Partners Capital Securities Limited	Change of Address
11/06/2014	T.F.S. Derivatives HK Limited	Change of Address
10/06/2014	Asia-Pac Securities Limited	Change of Address
10/06/2014	Berich Brokerage Limited	Change of Address
09/06/2014	IBTS Asia (HK) Limited	Cessation of Trading
09/06/2014	Nanhua Securities (Hong Kong) Company Limited	Commencement of Trading (Broker number : 5069)
06/06/2014	Riches Depot Securities Co., Limited	New Exchange Participant
04/06/2014	Core Pacific-Yamaichi Securities (H.K.) Limited	Change of Address
04/06/2014	Delta Wealth Securities Limited	Change of Address
04/06/2014	Lippo Securities Limited	Change of Address
04/06/2014	Partners Capital Securities Limited	Change of Address
30/05/2014	ANZ Securities (HK) Limited	Cessation of Trading
30/05/2014	Shenyin Wanguo Online Broker (H.K.) Limited	Resignation of Exchange Participant
23/05/2014	United Simsen Securities Limited	Change of Address, Telephone No. and Fax No.
20/05/2014	CWN Securities Limited	Change of Telephone No.
16/05/2014	Halcyon Securities Limited	Change of Fax No.
16/05/2014	SBI China Capital Financial Services Limited	Change of Company Name (Previous Name: SBI E2-Capital Financial Services Limited)
09/05/2014	Tanrich Securities Company Limited	Change of Address
09/05/2014	Tiger Securities Asset Management Company Limited	Change of Company Name (Previous Name: Well & Well JP Capital Group Limited)
09/05/2014	Tiger Securities Asset Management Company Limited	Change of Address
07/05/2014	HK Noble Sky Treasure Securities Limited	Change of Address
07/05/2014	Tartan Securities (Asia) Limited	Resignation of Exchange Participant
28/04/2014	Hou Tak Securities Limited	Resignation of Exchange Participant
24/04/2014	Taiping Securities (HK) Co Limited	Change of Address and Telephone No.
23/04/2014	Metro Capital Securities Limited	Change of Address
23/04/2014	Prime Securities Limited	Change of Address and Telephone No.
23/04/2014	Yue Kun Research Limited	Commencement of Trading (Broker number : 6969)
17/04/2014	Delta Wealth Securities Limited	Change of Address, Telephone No. and Fax No.
15/04/2014	Fulixin Securities Limited	Change of Address and Telephone No.
15/04/2014	Grand China Securities Limited	Change of Address
09/04/2014	DBS Vickers (Hong Kong) Limited	Change of Address
09/04/2014	Morgan Stanley Hong Kong Securities Limited	Change of Address
09/04/2014	China Investment Securities International Brokerage Limited	New Options Trading Exchange Participant
08/04/2014	Ayers Alliance Securities (HK) Limited	Change of Address
07/04/2014	China Pacific Securities Limited	Resignation of Exchange Participant
07/04/2014	RPS Investment Limited	Resignation of Exchange Participant
04/04/2014	King's HT Securities Limited	Change of Address, Telephone No. and Fax No.
03/04/2014	Hou Tak Securities Limited	Cessation of Trading
02/04/2014	YGD Securities (HK) Limited	Commencement of Trading (Broker number : 5020, 5029)
01/04/2014	Luen Hing Securities Limited	Cessation of Trading
01/04/2014	Nanhua Securities (Hong Kong) Company Limited	New Exchange Participant
01/04/2014	Yee Fat Securities Company Limited	Cessation of Trading
31/03/2014	CLC Securities Limited	Change of Address
31/03/2014	Fulixin Securities Limited	Change of Company Name (Previous Name: Hung Yieh Securities Limited)
24/03/2014	Jefferies Hong Kong Limited	Change of Fax No.
18/03/2014	Yue Kun Research Limited	New Exchange Participant
18/03/2014	Yue Kun Research Limited	New Options Trading Exchange Participant
13/03/2014	Grand China Securities Limited	Change of Telephone No. and Fax No.
11/03/2014	Legarleon Securities Limited	Change of Address
11/03/2014	Rich Pleasure Securities Limited	Change of Address
10/03/2014	YGD Securities (HK) Limited	New Exchange Participant
04/03/2014	KCG Securities Asia Limited	Change of Address
04/03/2014	China Pacific Securities Limited	Cessation of Trading
27/02/2014	Hong Kong Stock Link Securities Limited	Change of Company Name (Previous Name: Sun On Tat Securities Company Limited)
27/02/2014	Tibra Trading Hong Kong Limited	Change of Fax No.
25/02/2014	Liquidnet Asia Limited	Change of Address
25/02/2014	Mayfair Pacific Financial Group Limited	Change of Address
20/02/2014	Midway International Securities Limited	Change of Fax No.
12/02/2014	Victorfield Securities Limited	Resignation of Exchange Participant
11/02/2014	DBS Vickers (Hong Kong) Limited	Change of Fax No.
10/02/2014	Crown Rich Securities (H.K.) Limited	Resignation of Exchange Participant
10/02/2014	JVSakk Asia Limited	Re-commencement of Trading (Broker number : 0599)
10/02/2014	Mayban Securities (H.K.) Limited	Resignation of Exchange Participant
07/02/2014	Guosen Securities (HK) Brokerage Company, Limited	Change of Telephone No. and Fax No.
06/02/2014	Taiwan Concord Capital Securities (Hong Kong) Limited	Change of Telephone No.
05/02/2014	CSC Securities (HK) Limited	New Options Trading Exchange Participant
04/02/2014	Convoy Investment Services Limited	Change of Address
29/01/2014	Asia Pacific Capital Securities Limited	Change of Address
29/01/2014	Kim Eng Securities (Hong Kong) Limited	Change of Fax No.
28/01/2014	Win Fung Securities Limited	Change of Address
21/01/2014	China Securities Holdings Limited	Change of Address and Telephone No.
16/01/2014	AXT Limited	Change of Address, Telephone No. and Fax No.
15/01/2014	Grand Investment (Securities) Limited	Change of Address
15/01/2014	Shenyin Wanguo Online Broker (H.K.) Limited	Cessation of Trading
14/01/2014	J.P. Morgan Broking (Hong Kong) Limited	Change of Address
09/01/2014	Shenyin Wanguo Online Broker (H.K.) Limited	Change of Address
09/01/2014	Shenyin Wanguo Securities (H.K.) Limited	Change of Address
09/01/2014	A One Investment Company Limited	Resignation of Exchange Participant
08/01/2014	Public Securities Limited	Change of Address
07/01/2014	MCL Securities Limited	Change of Company Name (Previous Name: MCL Brokerage Limited)
03/01/2014	Guosen Securities (HK) Brokerage Company, Limited	Change of Address
03/01/2014	Tibra Trading Hong Kong Limited	Change of Telephone No.

Effective Date	Name of Participant	Change of Participant Information

Updated 25 Sep 2017