Listing Committee

The Listing Committee acts both as an independent administrative decision maker and an advisory body for the Exchange. It has four principal functions:

to oversee the Department (to the extent practicable given the Committee’s mode of operation);
to provide policy advice to the Department on listing matters and to approve amendments to the Main Board Rules and GEM Rules;
to take decisions of material significance for listing applicants, listed issuers and the individuals concerned. These include approvals of listing applications and cancellations of listing and disciplinary matters; and
to act as a review body for decisions made by the Department.

Role and Mode of Operation of the Committee

CHAIRMAN

BRIEN Peter Wilhelm Hubert

Age	55
Date of appointment	10 July 2015
Other major offices	Slaughter and May – Partner (1995~)
Qualifications	Solicitor (Hong Kong/ England and Wales) Bachelor of Laws (University of Birmingham, UK)

DEPUTY CHAIRMEN

YIEN Yu Yu, Catherine

Age	49
Date of appointment	10 July 2015
Other major offices	Rothschild & Co Hong Kong Limited – Managing Director (2013~) CIMC Enric Holdings Limited (listed on The Stock Exchange of Hong Kong Limited) – Independent Non-executive Director (2018~) ENN Energy Holdings Limited (listed on The Stock Exchange of Hong Kong Limited) – Independent Non-executive Director (2018~)
Past offices	Rothschild (Hong Kong) Limited - (1995-2013: Assistant Director (2000-2006); Director (2006-2013); and Chief Operating Officer (2010-2013)) ENN Energy Holdings Limited (listed on The Stock Exchange of Hong Kong Limited) – Independent Non-executive Director (2004-2016)
Public service	SFC Advisory Committee – Member (2019~)
Qualifications	CFA Charterholder Member (Hong Kong Securities and Investment Institute) Joint Honours degree in Mathematics with Management (BSc Hons) (Imperial College of Science, Technology and Medicine of University of London, UK)

POGSON Keith Timothy

Age	50
Date of appointment	8 July 2016
Other major offices	Ernst & Young - Partner (2000)
Public service	Hong Kong Institute of Certified Public Accountants - Member of Regulatory Accountability Board (2013~), Chairman of Audit Committee (2019~), Member of Disciplinary Panel (Panel B) (2016~) and Member of Audit Profession Reform Advisory Panel (2017~) Financial Reporting Council – Honorary Advisor (2018~), Member of Finance & Corporate Affairs Committee (2019~) The 30% Club HK - Founding Member (2013~) The Women’s Foundation - Honorary Auditor (2013~) Standing Committee on Company Law Reform - Member (2015~) Resolution Compensation Tribunal of Financial Services and the Treasury Bureau - Panel Member (2018~)
Qualifications	Fellow (Institute of Chartered Accountants in England and Wales) Fellow (Hong Kong Institute of Certified Public Accountants) Member (Hong Kong Securities and Investment Institute) BSc Management Science (First class Honours) (Warwick Business School, UK)

EX OFFICIO MEMBER

LI Xiaojia, Charles

OTHER MEMBERS (IN ALPHABETICAL ORDER)

BHATIA Renu

Age	60
Date of appointment	5 July 2019
Other major offices	Supercharger – Founding Partner (2015~) Sonikure Technologies Ltd – Chairman and Co-Founder (2015~) Asia Fintech Angels – Co-founder (2015~) Garsington Technologies – Advisor to the Board (2016~)
Past offices	Prospect Ventures – President (2013 – 2017) Tancho Investments Ltd – Director (2005 - 2015) HSBC Asset Management – Director Head of Tactical Asset Allocation (1992 – 1999)
Public service	Board of Review (Inland Revenue Ordinance) – Member (2020~) Cyberport Entrepreneurship Centre Advisory Group – Member (2018~) Hong Kong Baptist University Business School – Member of Advisory Committee (2018~) Hong Kong General Chamber of Commerce – Member of Fintech Steering Committee (2016~) Business Professional Federation Healthcare Committee – Member (2016~) TiE Hong Kong – Board member (2015~)
Qualifications	Member (Hong Kong Medical Association) Member (British Medical Association) Member (Fintech Association of Hong Kong) Master of Business Administration (Yale University) Doctor of Medicine (University of London) Post Grad Diploma in Therapeutics and Medicine (The University of Hong Kong)

CHAN Chiu Kong, Edmond

Age	54
Date of appointment	10 July 2015
Other major offices	PricewaterhouseCoopers – Partner and Co-head of Capital Markets Services (2002~)
Qualifications	Bachelor’s degree in Commerce (University of New South Wales, Australia) Certified Public Accountant (Hong Kong) Member (CPA Australia)

CHAN Kok Chung, Johnny

Age	60
Date of appointment	10 July 2020
Other major offices	Hong Kong Cyberport Management Company Limited – Chief Investment Officer (2018~) Cambridge Quantum Computing, Japan – Independent Director (2019~) CNQC International Holdings (listed on The Stock Exchange of Hong Kong Limited) – Independent Non-Executive Director (2016~) Repton International School Limited – Director for Asia (2014~) Softech Investment Management Company Limited – Chief Investment Officer and Responsible Officer (1999~) Techpacific Capital Limited – Founder and Director (1999~)
Past offices	Ministry of Finance, Kingdom of Thailand – Advisor (2016-2018) JAIC-CROSBY Investment Management Company Limited – Chief Investment Officer (2005-2018) Crosby Asset Management (Hong Kong) Limited – Chairman and CIO (2002-2016)
Public service	Task Force on Banking and Finance, Sustainable Business Network, United Nations ESCAP – Member (2019~) HK Startup Council, STARS Programme, Federation of HK Industries – Member of Executive Committee (2019 ~) Belt & Road Committee, Digital Silk Route Working Group, HKTDC – Member (2018~) Services Promotion Programme Committee, HKTDC – Member (2015~) Asia VC&PE Council – Founder and Secretary General (2011~) HK Venture Capital & Private Equity Association – President and Executive Director (2011~)
Qualifications	Bachelor of Arts, Hons in Economics (London Metropolitan University) Master of Business Administration (CASS, City, University of London) Postgraduate Diploma (Securities Institute of Australia now FINSIA)

CHAN Wai Yan, Ronald

Age	40
Date of appointment	8 July 2016
Other major offices	Chartwell Capital Limited – Founder and Chief Investment Officer (2007~)
Public service	HKTDC Belt and Road & Greater Bay Area Committee’s Smart City and Digital Connectivity Task Force – Member (2020~)
Qualifications	Bachelor of Science degrees in finance and accounting (New York University, US) Fellow (The Hong Kong Institute of Directors)

CHAN Yuen Shan, Clara

Age	48
Date of appointment	8 July 2016
Other major offices	Lee Kee Holdings Limited (listed on The Stock Exchange of Hong Kong Limited) – Vice Chairman (2012~), Executive Director and Chief Executive Officer (2006~)
Public service	Lead and Zinc Committee of the London Metal Exchange – Member (2014~) LME Clear Limited - Member of Board Risk Committee (2014~) Energy Advisory Committee of the HKSAR Government- Member (2014~) Trust Fund for Severe Acute Respiratory Syndrome Committee – Member (2015~) Trade and Industrial Organisation Support Fund of Hong Kong Trade & Industry Department - Member of Vetting Committee (2016~) The Better Hong Kong Foundation - Council Member (2018~) The HKMA Institute of Advanced Management Development - Member of Advisory Board (2018~) Hong Kong Housing Authority – Member (2019~ ) Hong Kong Productivity Council – Member (2019~ ) HKTDC Belt and Road & Greater Bay Area Committee Industrial Parks : SMEs’ Manufacturing Partnership and Investment – Member (2019~) Hong Kong Young Industrialists Council – President Honoris Causa (2019~ )
Qualifications	Master of Social Science degree in Global Political Economy (The Chinese University of Hong Kong) Industrial Fellow (WMG, University of Warwick, UK)

CHAU Paul

Age	46
Date of appointment	10 July 2015
Other major offices	China Galaxy International Securities (Hong Kong) Limited - Managing Director of Investment Banking (2018~)
Past offices	BOCI Asia Limited – Managing Director (2010-2018) CT Environmental Group Limited (listed on The Stock Exchange of Hong Kong Limited) - Independent Non-executive Director (2017-2018) KPMG China and KPMG Corporate Finance Limited – Partner and Executive Director respectively (2006- 2010)
Public service	The Hong Kong Institute of Directors – Corporate Governance Policies Committee Member (2014~) Monte Jade Science and Technology Association of Hong Kong – Board Member (2017~) Smart City Consortium – Technical Adviser to the Board (2017~) Committee of the Chinese People's Political Consultative Conference in Futian district, Shenzhen – Member (2016~) Hong Kong-ASEAN Economic Cooperation Foundation – Member (2017~)
Qualifications	First Class Honors Degree in Accountancy (City University of Hong Kong) Certified Public Accountant (Hong Kong) CFA Charterholder Member (The Hong Kong Institute of Directors)

CLARK Stephen John

Age	56
Date of appointment	10 July 2020
Other major offices	The Hongkong and Shanghai Banking Corporation Limited – Managing Director, Advisory, Global Banking Asia Pacific (2001~)
Past offices	The Hongkong and Shanghai Banking Corporation Limited – Corporate Finance Director (1998 - 2001), Associate Director (1996 - 1998) Norton Rose – Solicitor, Hong Kong (1994 - 1996) and London (1989 - 1994)
Public service	Hong Kong Securities and Investment Institute – Fellow (2017~)
Qualifications	Bachelor of Laws (University of Southampton, UK) Solicitor (Hong Kong and England and Wales (non-practising))

DEMOPOULOS Frederick

Age	50
Date of appointment	5 July 2019
Other major offices	Asia Innovations Group – Independent Director (2015~) GetYourGuide – Independent Director (2013~) Queen’s Road Capital – Founder and CEO (2011~)
Past offices	Qunar – Co-founder and CEO (2005 – 2011) Netease – Senior Vice President (2001 – 2003) Shawei – Co-founder and CEO (1999 – 2001)
Public service	The Asia Society – Member of Global Board of Trustees (2019~) The Queen’s Road Foundation – Founder (2015~) UCLA – Member of Board of Advisors for School of Earth, Planetary and Space Sciences (2018~) and Centre for Management of Enterprise in Media, Entertainment and Sports (2017~)
Qualifications	MBA (University of California, Los Angeles) BA (California State University, Fullerton)

EMSLEY Matthew Calvert

Age	48
Date of appointment	22 June 2018
Other major offices	Herbert Smith Freehills – Partner (2008~)
Past offices	Herbert Smith Freehills – Trainee (1998 – 2000) and Associate (2000 - 2008)
Qualifications	Solicitor (Hong Kong /England and Wales) Intensive Chinese Language Course (Zhejiang University, China) Legal Practice Course (College of Law, UK) Bachelor of Laws (Honours) (University of Nottingham, UK)

KEYES Terence

Age	60
Date of appointment	10 July 2020
Other major offices	Morgan Stanley Asia Ltd. – Managing Director (2009~)
Past offices	Merrill Lynch Far East Ltd. – Managing Director (2008 – 2009) Morgan Stanley Asia Ltd. – Managing Director (1997 – 2008) S.G. Warburg / SBC Warburg – Executive Director (1986 – 1997)
Qualifications	Chartered Accountant (Institute of Chartered Accountants in England and Wales) Bachelor of Arts, Mathematics (University of Oxford)

LAU Pak Wai, David

Age	49
Date of appointment	7 July 2017
Other major offices	J.P. Morgan – Managing Director, Head of Global Investment Banking, Hong Kong (2004~)
Past offices	The Securities and Futures Commission – Senior Manager, Corporate Finance Department (2003-2004) Hong Kong Stock Exchanges & Clearing Ltd. – Manager, Listing Division (2002-2003) J.P. Morgan – Associate (1995-2002)
Public service	Policy Research Committee of the Financial Services Development Council – Member (2019~) The University of Hong Kong – Member of the Court (2019~)
Qualifications	Bachelor of Arts, Business Economics (UCLA, USA)

LAU Paul

Age	55
Date of appointment	10 July 2020
Other major offices	KPMG China – Head of Professional Practice (2019~) and Head of Capital Markets (2013~)
Past offices	KPMG China – Partner, Capital Markets (2009-2013) KPMG U.S. – Partner, Capital Markets and Audit Practice (2002-2009) Arthur Andersen U.S. – Senior Manager, Audit Practice (1993-2002)
Public service	Hong Kong Institute of Certified Public Accountants – Chairman of the Auditing and Assurance Standards Committee (2018~) Hong Kong Institute of Chartered Secretaries – Member of the Technical Consultation Panel (2018~)
Qualifications	Practising Member (Hong Kong Institute of Certified Public Accountants) Certified Public Accountant (Massachusetts, U.S.) Chartered Global Management Accountant (American Institute of Certified Public Accountants) Master of Business Administration (University of Southern Maine) Bachelor of Social Science (Chinese University of Hong Kong)

LI Chun Elsy

Age	47
Date of appointment	5 July 2019
Other major offices	Sun Hung Kai & Co. Limited – Group Treasurer and Head of Corporate Development (2017~)
Past offices	Egon Zehnder International – Consultant (2015 – 2017) Deutsche Bank AG – Managing Director, Institutional Client Group (2014) and Managing Director, Financial Institutions Group (2008 – 2013) Lehman Brothers Asia Limited – Vice President, Financial Institutions Group (2005 – 2008)
Qualifications	Bachelor of Business Administration (University of Michigan)

LI Lin, Lincoln

Age	37
Date of appointment	10 July 2020
Other major offices	Valliance Asset Management Limited – Founder and Chief Investment Officer (2019~)
Past offices	CQS Asset Management – Equity Portfolio Manager (2015-2019) Och Ziff Capital Management – Portfolio Manager (2008-2014) Morgan Stanley – Investment Banking Analyst (2005-2007)
Qualifications	Bachelor of Commerce (Finance) / Bachelor of Science (Mathematics) (University of New South Wales, Australia)

LLOYD Victoria Sally Tina

Age	49
Date of appointment	5 July 2019
Other major offices	Ropes & Gray – Partner (2013~)
Past offices	Fried, Frank, Harris, Shriver & Jacobson – Managing Partner, Greater China and Head of Asia Capital Markets (2011 – 2013); and Partner (2006 – 2011) Simmons & Simmons – Partner (2006); Of Counsel (2004 – 2006); and Solicitor (1999 – 2004) Allen & Overy – Solicitor (1996 – 1998)
Qualifications	Solicitor (Hong Kong and England and Wales) Legal Practice Course (College of Law, UK) Bachelor of Laws (Honours) (Oxford Brookes University, UK)

NIXON Charles George Rupert

Age	50
Date of appointment	22 June 2018
Other major offices	Hutchison China MediTech Limited (listed on Nasdaq Global Select Market & AIM Market of the London Stock Exchange) – Group General Counsel (Hong Kong) (2015~)
Past offices	Hutchison Whampoa (Europe) Limited – Group Senior Legal Counsel (London) (2014) Hutchison Whampoa Limited (previously a listed company in Hong Kong and after a restructuring, a subsidiary of CK Hutchison Holdings Limited which is listed on The Stock Exchange of Hong Kong Limited) – Group Senior Legal Counsel (Hong Kong) (2006-2013) Hutchison 3G UK Limited – Legal Counsel (London) (2001-2006)
Qualifications	Solicitor (England & Wales) LL.B. (Hons.) (Middlesex University, UK)

PU Hai Tao Richard

Age	49
Date of appointment	22 June 2018
Other major offices	Tencent Holdings Limited (listed on The Stock Exchange of Hong Kong Limited) – Deputy General Counsel (2010~)
Past offices	Slaughter and May – Associate (2008 – 2010) Mallesons Steven Jaques - Solicitor (2005 – 2008) BOCI Hainan Investment Company Ltd. – Investment Manager (1994 – 2001)
Qualifications	Solicitor (Victoria, Australia) Juris Doctor (Melbourne University, Australia) Graduate Diploma in Legal Practice (Australian National University, Australia) Master of Business Administration (La Trobe University, Australia) Bachelor of Arts (East China Normal University, China)

SOON Y S Elizabeth

Age	56
Date of appointment	5 July 2019
Other major offices	PineBridge Investments Asia Ltd – Managing Director, Head of Asia ex-Japan (2008~)
Past offices	HSZ Group – Partner (2006 – 2008) Fortune REIT (listed on The Stock Exchange of Hong Kong Limited and Singapore Stock Exchange) – Executive Director (2005 – 2006) Standard Life Investments (Asia) Ltd – Director, Head of Pacific Basin Investment (2002 – 2005) Schroder Investment Management (HK) Ltd – Director, Head of Asia ex-Japan (1992-2002)
Qualifications	CFA Charterholder Master of Business Administration (Manchester Business School) Bachelor of Accountancy (National University of Singapore)

VAN RIJN Arnout

Age	53
Date of appointment	8 July 2016
Other major offices	Robeco Hong Kong Ltd - Managing Director and Chief Investment Officer (2008~)
Past offices	Robeco Group - Executive Director and Fund Manager (1990 – 2008)
Qualifications	Master in Business Economics (Erasmus University Rotterdam, Netherlands)

WOLHARDT Julian Juul

Age	46
Date of appointment	7 July 2017
Other major offices	DCP Advisors, Limited – CEO (2017~)
Past offices	KKR Asia Limited – Partner (2006-2016) Morgan Stanley Private Equity Asia - Executive Director (1998-2006) Lazard Freres & Co – Analyst (1996-1997) Coopers & Lybrand – Auditor (1995-1996)
Qualifications	Certified Public Accountant (US) Certified Management Accountant (US) Bachelor of Science with honours in Accounting (University of Illinois, Urbana-Champaign, US)

WONG John William Pei-Keat

Age	63
Date of appointment	22 June 2018
Other major offices	The Boston Consulting Group – Senior Partner, Managing Director and Chairman of Greater China (2009~)
Past offices	The Boston Consulting Group (1982 – 2009: Managing Partner, China (1996 -2003); and Managing Partner, Asia Pacific (2003 – 2009)) Milliken and Company – Research Engineer (1978 – 1980)
Qualifications	BSc Chemical Engineering (First Class Honors) (Imperial College London, UK) MS Chemical Engineering (Massachusetts Institute of Technology, US) MBA (Harvard Business School, US)

WONG Yu Tsang Alex

Age	41
Date of appointment	22 June 2018
Other major offices	Boyu Capital Advisory Company Limited – Partner (2011~)
Past offices	Goldman Sachs (Asia) L.L.C. – Executive Director of the Principal Investment Area (2005-2011) McKinsey & Company – Business Analyst (2003-2005)
Public service	The Securities and Futures Commission – Member of Public Shareholders Group (2017~) and Member of the Takeovers and Mergers Panel and Takeovers Appeal Committee (2018~)
Qualifications	Bachelor of Business Administration (First Class Honours) (Chinese University of Hong Kong)

YANG Hoi Ti Heidi

Age	49
Date of appointment	5 July 2019
Past offices	Deutsche Bank Asia Limited – Managing Director and Head of Corporate Advisory Group, Asia Pacific (2008-2019) UBS Investment Bank Asia – Managing Director and Head of Corporate Finance Group (2003-2008) Morgan Stanley Asia Limited – Analyst (1995), Associate (1996-1998) and Vice President (1999-2002)
Qualifications	Bachelor of Arts (Columbia College, Columbia University)

YIH Lai Tak, Dieter

Age	57
Date of appointment	10 July 2015
Other major offices	Kwok Yih & Chan – Partner (2014~)
Past offices	Milbank– Partner (2011 – 2014) Mallesons Stephen Jaques – Partner (2004 – 2010)
Public service	Financial Dispute Resolution Centre – Chairman (2018~) The Education University of Hong Kong – Deputy Chairman (2016 ~) and Council Member (2012~) Education Commission – Member (2016~) Banking Review Tribunal – Member (2016~) Quality Education Fund – Member of Steering Committee (2020~) Standing Committee on Legal Education and Training – Member (2019~) Standing Committee on Judicial Salaries and Conditions of Service – Member (2016~) Hong Kong Institute of Certified Public Accountants – Member of Regulatory Oversight Board (2018~)
Qualifications	Bachelor of Laws and Fellow (King’s College London of University of London, UK) Practising Solicitor (Hong Kong) Non-practising Solicitor (England & Wales / Singapore / Australian Capital Territories)

Listing Committee

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