Market Turnover
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Disciplinary Sanctions

Disciplinary actions which involved the imposition of public sanctions are set out in the indices below based on the year in which the action was concluded.  The news release and/or statement of disciplinary action for each case and any further information can be found by clicking the links set out in the index.

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                blue_bullet Disciplinary Sanctions published before 1 January 2021 can be found here
                blue_bullet Disciplinary Sanctions published on or after 1 January 2021 can be found here