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Disciplinary Sanctions

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blue_bullet Year/keyword or exact phrase
Date Company/Name Sanctions Details
8 January 2021 Xinming China Holdings Limited Breaches of MLRs 14.34, 14.38A, 14.40 and 14.41

Sanction: public statement involving criticism
News Release


Statement of Disciplinary Action
8 January 2021 Mr Chen Cheng Shou Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public statement involving criticism
News Release


Statement of Disciplinary Action