24/06/2022 |
Publication of Listing Decisions
• LD136-2022
• LD137-2022
|
Interpretation and Guidance > Listing Decisions |
24/06/2022 |
Publication of revised Guidance Letter
• GL95-18 |
Interpretation and Guidance > Guidance Letters > Guidance Letters for Listed Issuers |
22/06/2022 |
Publication of Private Reprimands
|
Disciplinary & Enforcement > Disciplinary Sanctions |
17/06/2022 |
Publication of Frequently Asked Questions
• FAQ No. 078-2022
• FAQ No. 079-2022
• FAQ No. 080-2022
• FAQ No. 081-2022
• FAQ No. 082-2022
|
Interpretation and Guidance > Frequently Asked Questions |
10/06/2022 |
Publication of the Exchange’s Listing Newsletter |
How We Regulate > Listing Newsletter |
28/05/2022 |
Publication of revised e-Form
• FF005
|
Checklists and Forms > Main Board Issuers
and
Checklists and Forms > GEM Issuers
|
28/05/2022 |
Publication of revised e-Forms for New Applicants
• G103/M112/G112/M119/G118
|
Checklists and Forms > New Applicants
and
Listing e-Forms
|
27/05/2022 |
Updates of Frequently Asked Question
• FAQ No. 077-2022
|
Interpretation and Guidance > Frequently Asked Questions |
20/05/2022
|
Publication of new Listing Decisions
• LD132-2022
• LD133-2022
• LD134-2022
• LD135-2022
Publication of revised Guidance Letter
• GL25-11
|
Interpretation and Guidance > Listing Decisions
and
Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants
|
16/05/2022 |
Publication of the Exchange’s Listed Issuer Regulation Newsletter |
Listed Issuers > Current topics > Listed Issuer Regulation Newsletters |
29/04/2022 |
Exchange Launches Board Diversity Repository and Enhances ESG Academy |
Sustainability>Board Diversity & Inclusion in Focus
Sustainability>ESG Academy>ESG in Practice
|
22/04/2022 |
Publication of Information Paper on (i) Rule amendments on bookbuilding and placing activities in equity capital market transactions and sponsor coupling to complement the new provisions of the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission; and (ii) housekeeping Rule amendments
Publication of Frequently Asked Questions
• FAQ No. 077-2022
Updates of Frequently Asked Question
• FAQ (Series 2) |
News > Regulatory Announcements
and
Listing Regulations > IPO > Listing Matters regarding Sponsor Regulation and Intermediaries Regulation
and
Listing Rules > Amendments to Main Board Listing Rules > 2022
and
Listing Rules > Amendments to GEM Listing Rules > 2022
and
Interpretation and Guidance > Frequently Asked Questions
|
08/04/2022 |
Update of Frequently Asked Questions on the Joint Statement in relation to Results Announcement and holding of General Meeting |
Listed Issuer > Current topics > COVID-19 Pandemic |
14/03/2022 |
Publication of the Listing Committee Report 2021
|
How We Regulate > Listing Committee
|
11/03/2022 |
Publication of revised Guidance Letters
• GL55-13
|
Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants |
11/03/2022 |
Publication of revised Guidance Letters
• GL79-14
|
Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants |
11/03/2022 |
Publication of revised e-Form guidelines for New Applicants
• CIS002/M501/M112/G112/M119/G118
|
Checklists and Forms > New Applicants
and
Listing e-Forms
|
04/03/2022 |
Publication of new Guidance Letter
• GL114-22
|
Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants
and
Interpretation and Guidance > Guidance Letters > Guidance Letters for Listed Issuers
|
02/03/2022 |
Update of Frequently Asked Questions on the Joint Statement in relation to Results Announcement and holding of General Meeting |
Listed Issuer > Current topics > COVID-19 Pandemic |
21/02/2022 |
Update of Frequently Asked Questions on the Joint Statement in relation to Results Announcement |
Listed Issuer > Current topics > COVID-19 Pandemic |
04/02/2022 |
Publication of the Exchange’s Enforcement Bulletin |
Disciplinary & Enforcement > Enforcement Bulletin |
28/01/2022 |
Publication of revised Country Guides
• Australia
• Austria
• Brazil
• British Virgin Islands
• Canada – Alberta
• Canada – British Columbia
• Cyprus
• England & Wales
• France
• Germany
• Guernsey
• India
• Ireland
• Isle of Man
• Israel
• Italy
• Japan
• Jersey
• Republic of Korea
• Labuan
• Luxembourg
• Netherlands
• Russia
• Singapore (the Republic of)
• United States of America – State of California
• United States of America – State of Delaware
• United States of America - State of Nevada
Publication of revised Listing Decision
• LD27-2012
|
Listing of Overseas Companies > List of overseas jurisdictions where securities of companies incorporated therein have been accepted for trading on the Exchange
and
Archive > Archive – Country Guides
and
Interpretation and Guidance > Listing Decisions
and
Archive > Archive - Listing Decisions |
28/01/2022 |
Publication of Report of Review of Issuers’ Annual Reports |
Listed Issuers > Exchange's Reports > Review of Issuers' Annual Reports |
28/01/2022 |
e-Learning on Trading Arrangements for Corporate Actions |
Listed Issuers > e-Learning > Trading Arrangements for Corporate Actions |
28/01/2022 |
Publication of Private Reprimands |
Disciplinary & Enforcement > Disciplinary Sanctions |
01/01/2022 |
Publication of revised Listing e-Forms and guidelines for Main Board Issuers
• DU003M/ DU004M
Publication of revised e-Form guidelines for Main Board Issuers
• DU005M |
Checklists and Forms > Main Board Issuers
and
Listing e-Forms |
01/01/2022 |
Publication of revised Listing e-Forms and guidelines for GEM Issuers
• DU003G/ DU004G
Publication of revised e-Form guidelines for GEM Issuers
• DU005G |
Checklists and Forms > GEM Issuers
and
Listing e-Forms |
01/01/2022 |
Publication of revised Listing e-Forms and guidelines for new listing applicants
• M402/ G402/ DU003M/ DU003G/ DU004M/ DU004G
Publication of revised e-Form guidelines for new listing applicants
• DU005M/ DU005G |
Listing e-Forms
|
01/01/2022 |
Publication of revised Checklists and Forms and guidelines for New Applicants
• M402/ G402/ DU003M/ DU003G/ DU004M/ DU004G
Publication of revised guidelines on Checklists and Forms for New Applicants
• DU005M/ DU005G |
Checklists and Forms > New Applicants |
31/12/2021 |
Publication of new Guidance Letters
• GL111-22
• GL112-22
• GL113-22
Publication of revised Guidance Letters
• GL26-12
• GL46-12
• GL55-13
• GL56-13
• GL57-13
• GL86-16
• GL93-18
• GL94-18
• GL102-19
Publication of revised Listing Decisions
• LD28-2012
• LD43-3
• LD57-2013
• LD74-1
• LD93-2016
• LD99-3
• LD114-1
Withdrawal of Listing Decision
• LD85-1
Publication of Frequently Asked Questions
• FAQ No. 076-2022
Updates of Frequently Asked Questions
• FAQ (Series 1)
• FAQ (Series 6)
• FAQ (Series 9)
• FAQ (Series 25)
• FAQ (Series 26)
• FAQ No. 030-2018 to 044-2018
• FAQ No. 059-2019 to 067-2019
• FAQ No. 075-2021
|
Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants
and
Interpretation and Guidance > Guidance Letters > Guidance Letters for Listed Issuers
and
Interpretation and Guidance > Listing Decisions
and
Archive > Archive - Listing Decisions
and
Interpretation and Guidance > Frequently Asked Questions
|
30/12/2021 |
e-Learning on Continuing Disclosure Obligations and Trading Halt
|
Listed Issuers > e-Learning > Continuing Disclosure Obligations and Trading Halt
|
29/12/2021 |
Updates of Frequently Asked Questions on Corporate Governance Code and Related Listing Rules
• FAQ Series 17 |
Interpretation and Guidance > Frequently Asked Questions |
17/12/2021 |
Publication of Consultation Conclusions Paper on Special Purpose Acquisition Companies |
News > Market Consultations |
17/12/2021 |
Publication of new template and revised checklist for New Applicants
• M104/ M105/ M106
|
Checklists and Forms > New Applicants
|
17/12/2021 |
Publication of the Exchange’s Listed Issuer Regulation Newsletter
|
Listed Issuers > Current topics > Listed Issuer Regulation Bulletins
|
13/12/2021 |
Publication of Application Form
• Scheme for quarantine-free travel to the Mainland (English version only)
|
Listed Issuer > Current topics > COVID-19 Pandemic
|
10/12/2021 |
Publication of Corporate Governance Guide for Boards and Directors
|
Rules and Guidance > Corporate Governance Practices
|
10/12/2021 |
Publication of Consultation Conclusions Paper on Corporate Governance Code & Related Listing Rules, and Housekeeping Rule Amendments
|
News > Market Consultations
|
10/12/2021 |
Publication of new template and revised checklist for New Applicants
• M105/ M106/ M108/ M120/ G105/ G106/ G108
|
Checklists and Forms > New Applicants |
04/12/2021 |
Pre-IPO enquiries should be submitted through e-Submission System (ESS) |
Contact Us / Make a Complaint > Contact persons in HKEX Listing Division for Pre-IPO Enquiry and IPO Processing
|
04/12/2021 |
Publication of new Listing e-Forms and guidelines for potential / new listing applicants
• CIS002/M501/M112/G112/M119/G118/M402/G402
Publication of new checklist and forms for new CIS applicants
• CN001 (CIS) |
Checklists and Forms > New Applicants |
04/12/2021 |
Publication of revised e-Forms
• CF093/FF201G/FF005/CF006/EF001/EF002/EF003/EF004/EF005/IF001/FF304 |
Checklists and Forms > Main Board Issuers
and
Checklists and Forms > GEM Issuers |
04/12/2021 |
Publication of revised guidelines
• EF001/EF002/EF003/EF004/EF006/FF304 |
Listing e-Forms |