Market Turnover
-
-
-
|
|
|
|
|
|
-
-
-
Building the Marketplace
of the Future
繁
简
About HKEX
About HKEX
Investor Relations
Corporate Governance
CSR
Media Centre
Careers
Related Sites: LME
HKEX Group
LME
Bond Connect
QME
HKEXnews
GEM
CESC
Sustainable & Green Exchange (STAGE)
Client Connect
Latest Market Data
Our Products
Securities
Equities
Exchange Traded Products
Structured Products
Real Estate Investment Trusts
Debt Securities
Listed Derivatives
Equity Index
Single Stock
Foreign Exchange
Interest Rate
Commodities
OTC Derivatives
Eligible OTC Clear Products
Interest Rate Swaps
Non Deliverable Forwards
Cross Currency Swaps
Deliverable FX
Find a Partner
MSCI Index Futures & Options
HKEX Sustainable & Green Exchange
Our Services
Trading
Securities
Overview
Infrastructure
Derivatives
Overview
Infrastructure
Connectivity
Hosting Services
SDNet/2
Market Data Services
Real Time Data Services
Historical Data Services
Infrastructure
Rules, Forms & Fees
Rules
Forms
Fees
Clearing
Securities
Overview
Infrastructure
Risk Management
CCP Disclosures
Listed Derivatives
Overview
Infrastructure
Risk Management
CCP Disclosures
OTC Clear
Overview
Infrastructure
Risk Management
CCP Disclosures
Settlement and Depository
Settlement - Securities
Depository
Common Nominee Services
Securities Admission into CCASS
PFMI
Unclaimed Entitlements Held by HKSCC Nominees Limited
Platform Services
Client Connect
Corporate Action Messaging Standardisation
FINI - A New Era in Hong Kong’s IPO market
Circulars & Notices
Become a Participant
HKEX Connect Hall
Join Our Markets
IPO
Listing with HKEX
GEM
Northbound and Southbound
Stock Connect
Bond Connect
Commodities
LME
QME
Sustainable Finance
Sustainable & Green Exchange (STAGE)
Core Climate
IPO Express (Issue 5)
HKEX in Biotech (Jul 2021)
Core Climate
Listing Regulations
How We Regulate
Overview
Listing Newsletters
Listing Committee
Listing Review Committee
Listing Policy Panel Report
Rules and Guidance
Listing Rules
Interpretation and Guidance
Listing of Overseas Companies
Listing of Biotech Companies
Listing of Specialist Technology Companies
Launch of FINI platform
Listing e-Forms
IPO
Application Proof, PHIP and Related Materials
New Listing Information
Listing Matters regarding Sponsor Regulation and Intermediaries Regulation
Listing Document Simplification Guide
Other Materials
e-Learning
Listed Issuers
Issuers' Continuing Obligations & Annual Listing Fees
Guides on the Exchange's Practices and Procedures for Handling Listing-related Matters
e-Learning
Current topics
Exchange's Reports
Structured Products
Products and Issuers' Information
Frequently Asked Questions
Guidance
Liquidity Provision
Debt Securities
Summary of Listing Requirements for Debt Issues to Professional Investors Only
Frequently Asked Questions for Debt Issues to Professional Investors Only
Guidance
Disciplinary & Enforcement
Overview
Disciplinary Procedures
Enforcement Guidance Materials
Disciplinary Sanctions
Enforcement Bulletin
Enforcement Statistics
Request for Assistance
Sustainability & Corporate Governance
ESG Academy
Board Diversity & Inclusion in Focus
Corporate Governance Practices
What's New
Listing Newsletters
Contact Us / Make a Complaint
News Centre
Corporate News Releases
Regulatory Announcements
Market Communications
Market Consultations
News Centre
HKEX Calendar
Research Reports
Connect Scheme
Stock Connect
Bond Connect
Swap Connect
Invest China A
Daily Statistics
Market Highlights
Eligible Securities
Market Data
Stock Quote Lookup
Securities Prices
Equities
Exchange Traded Products
Derivative Warrants
Inline Warrants
Callable Bull / Bear Contracts
Real Estate Investment Trusts
Debt Securities
Futures & Options Prices
Equity Index
Single Stock
Foreign Exchange
Interest Rate
Commodities
Statistics
Consolidated Reports
Securities Market
Derivatives Market
Participant
Clearing, Settlement and Depository
HKEXnews
News Alerts
Market Data Services
Building the Marketplace
of the Future
About HKEX
About HKEX
Investor Relations
Corporate Governance
CSR
Media Centre
Careers
Related Sites: LME
HKEX Group
LME
Bond Connect
QME
HKEXnews
GEM
CESC
Sustainable & Green Exchange (STAGE)
Client Connect
繁
简
Our
Products
Securities
Equities
Exchange Traded Products
Structured Products
Real Estate Investment Trusts
Debt Securities
Listed Derivatives
Equity Index
Single Stock
Foreign Exchange
Interest Rate
Commodities
OTC Derivatives
Eligible OTC Clear Products
Interest Rate Swaps
Non Deliverable Forwards
Cross Currency Swaps
Deliverable FX
Find a Partner
Search our directory to find brokers, clearing members, information vendors and more
MSCI Index Futures & Options
HKEX launched 39 MSCI equity index futures and options contracts
HKEX Sustainable & Green Exchange
Collaborating on sustainable finance amongst our stakeholders
Our
Services
Trading
Securities
Overview
Infrastructure
Derivatives
Overview
Infrastructure
Connectivity
Hosting Services
SDNet/2
Market Data Services
Real Time Data Services
Historical Data Services
Infrastructure
Rules, Forms & Fees
Rules
Forms
Fees
Clearing
Securities
Overview
Infrastructure
Risk Management
CCP Disclosures
Listed Derivatives
Overview
Infrastructure
Risk Management
CCP Disclosures
OTC Clear
Overview
Infrastructure
Risk Management
CCP Disclosures
Settlement and Depository
Settlement - Securities
Depository
Common Nominee Services
Securities Admission into CCASS
PFMI
Unclaimed Entitlements Held by HKSCC Nominees Limited
Platform Services
Client Connect
Corporate Action Messaging Standardisation
FINI - A New Era in Hong Kong’s IPO market
Circulars & Notices
View important information issued by HKEX to Exchange and Clearing House Participants, Market Data vendors and Hosting Services members
Become a Participant
Connect to Hong Kong’s financial market through HKEX
HKEX Connect Hall
A centrally-located venue at the heart of Hong Kong financial hub, the HKEX Connect Hall is an iconic venue for Hong Kong’s financial community.
Join
Our Markets
IPO
Listing with HKEX
GEM
Northbound and Southbound
Stock Connect
Bond Connect
Commodities
LME
QME
Sustainable Finance
Sustainable & Green Exchange (STAGE)
Core Climate
IPO Express (Issue 5)
A deeper and more diverse market
HKEX in Biotech (Jul 2021)
The next chapter: Hong Kong’s growing healthcare financing ecosystem
Core Climate
The new carbon marketplace from HKEX
Listing
Regulations
How We Regulate
Overview
Listing Newsletters
Listing Committee
Listing Review Committee
Listing Policy Panel Report
Rules and Guidance
Listing Rules
Interpretation and Guidance
Listing of Overseas Companies
Listing of Biotech Companies
Listing of Specialist Technology Companies
Launch of FINI platform
Listing e-Forms
IPO
Application Proof, PHIP and Related Materials
New Listing Information
Listing Matters regarding Sponsor Regulation and Intermediaries Regulation
Listing Document Simplification Guide
Other Materials
e-Learning
Listed Issuers
Issuers' Continuing Obligations & Annual Listing Fees
Guides on the Exchange's Practices and Procedures for Handling Listing-related Matters
e-Learning
Current topics
Exchange's Reports
Structured Products
Products and Issuers' Information
Frequently Asked Questions
Guidance
Liquidity Provision
Debt Securities
Summary of Listing Requirements for Debt Issues to Professional Investors Only
Frequently Asked Questions for Debt Issues to Professional Investors Only
Guidance
Disciplinary & Enforcement
Overview
Disciplinary Procedures
Enforcement Guidance Materials
Disciplinary Sanctions
Enforcement Bulletin
Enforcement Statistics
Request for Assistance
Sustainability & Corporate Governance
ESG Academy
Board Diversity & Inclusion in Focus
Corporate Governance Practices
What's New
Latest regulatory information issued by Listing
Listing Newsletters
Bi-annual newsletters updating you on listing topics that we think will be of greatest interest to you
Contact Us / Make a Complaint
Get in touch with our Listing Division
News
centre
Corporate News Releases
Regulatory Announcements
Market Communications
Market Consultations
News Centre
Snapshot about HKEX latest news and information
HKEX Calendar
Download or subscribe to our calendar containing trading and clearing information, public holidays and more
Research Reports
Research and survey conducted by HKEX on its securities and derivatives markets and related topics
Connect
Scheme
Stock Connect
Bond Connect
Swap Connect
Invest China A
Daily Statistics
Statistics on Shanghai and Shenzhen Connect updated daily
Market Highlights
View the market capitalization, number of listed companies and more in the Hong Kong, Shanghai and Shenzhen markets
Eligible Securities
A list of securities eligible for trading under Shanghai and Shenzhen Stock Connect
Market
Data
Securities Prices
Equities
Exchange Traded Products
Derivative Warrants
Inline Warrants
Callable Bull / Bear Contracts
Real Estate Investment Trusts
Debt Securities
Futures & Options Prices
Equity Index
Single Stock
Foreign Exchange
Interest Rate
Commodities
Statistics
Consolidated Reports
Securities Market
Derivatives Market
Participant
Clearing, Settlement and Depository
HKEXnews
View listed company announcements and more on the centralised platform for regulatory filings and disclosures
News Alerts
Sign up to receive company announcements or website updates by email
Market Data Services
Vendors can sign up to purchase wholesale market data from HKEX’s Market Data Services department
HKEX - Listing Regulations
Rules and Guidance
e-Submission System (ESS)
Listed Company Information Dissemination Interruption Arrangements
Listed Company Information Dissemination and Related Trading Arrangements in the Event of Interruption to the HKEXnews Website Service or the Information Dissemination System
Rules and Guidance
e-Submission System (ESS)
What's New
Listing Rules
Listing Rules
Main Board Listing Rules
GEM Listing Rules
Amendments to Main Board Listing Rules
Amendments to GEM Listing Rules
Consolidated PDFs
Interpretation and Guidance
Interpretation and Guidance
Frequently Asked Questions
Listing Decisions
Listing Review Committee Decisions
Interpretative Letters
Guidance Letters
Consolidated PDFs
Checklists, Forms and Templates
Checklists, Forms and Templates
New Applicants
Main Board Issuers
GEM Issuers
Other Resources
Other Resources
List of Approved Mainland Accounting Firms
Listing of Overseas Companies
Listing of Biotech Companies
Listing of Biotech Companies
Biotech Advisory Panel
New Enhancements to the Biotech Chapter
Guidance letter on suitability for Listing of Biotech Companies (GL92-18)
Guidance letter on disclosure in listing documents for Biotech Companies (GL107-20)
Listing of Specialist Technology Companies
Launch of FINI platform
e-Submission System (ESS)
e-Submission System (ESS)
Login
ESS Registration (For Listed Issuers and Professional Agents only)
Training Materials
ESS User Manuals & Quick Reference Guides
ESS Operation Hours and Contact Us
Frequently Asked Questions
Listed Company Information Dissemination Interruption Arrangements
Listing e-Forms
Archive
Archive
Archive - Frequently Asked Questions
Archive - Listing Decisions
Archive - Interpretative Letters
Archive - Guidance Letters
Archive - Other Guidance Materials for Listed Issuers
Archive - Country Guides
Archive - Administrative Matters
Archive - Consultation and Communication on Electronic Disclosure
Archive - Structured Products
Archive - Debt Securities
Archive - Letters to Issuers
Archive - Presentation Materials
Archive - Corporate News Releases related to GEM (Prior to 2001)
2001
2000
1999
1998
1997
Archive - GEM Listing Rules Update / Interpretation (prior to 2003)
Amendments to the GEM Listing Rules upon coming into force of the Securities and Futures Ordinance (the "SFO") (Update 17 - March 21, 2003)
Amendments to the GEM Listing Rules in relation to the financial disclosure provisions (Update 16 - August 26, 2002)
Amendments to the GEM Listing Rules to permit the immediate re-appointment of GEM Listing Committee Members upon expiry of their maximum terms (Update 15 - May 7, 2002)
Amendments to the Listing Rules in light of the introduction of a pre-opening session (Update 14 - March 19, 2002)
Amendments to the GEM Listing Rules in relation to the distribution of summary financial reports (Update 13 - February 17, 2002)
Amendments to the GEM Listing Rules (Update 12 - February 5, 2002)
Amendment to the GEM Listing Rules in relation to the involvement of accounting firms as co-sponsors and reporting accountants in the same listing applications (Update 11 - December 11, 2001)
Amendments to the GEM Listing Rules (Update 10 - September 25, 2001)
Amendments to the GEM Listing Rules in relation to the financial disclosure provisions and the general disclosure obligation (Update 9 - September 13, 2001)
Amendments to the GEM Listing Rules to deal with conflicts of interest of the Exchange (Update 8 - August 21, 2001)
CLARIFICATION ANNOUNCEMENT - regarding the Joint Announcement dated 27 July 2001 on the Market Consultation and Changes to the Rules governing the Listing of Securities on the Growth Enterprise Market ("GEM Listing Rules") of The Stock Exchange of Hong Kong Limited (August 9, 2001)
Joint Announcement on the Market Consultation and Changes to the Rules governing the Listing of Securities on the Growth Enterprise Market ("GEM") (July 27, 2001)
Amendments to the GEM Listing Rules to reflect that the Exchange will no longer receive a portion of the transaction levy and has introduced a trading fee in its place (Update 7 - July 19, 2001)
Amendments to the GEM Listing Rules in connection with the restriction period of directors' dealings in their companies' securities and Year 2000 Compliance (Update 6 - June 19, 2001)
Amendments to the GEM Listing Rules in connection with the Requirements relating to languages of prospectuses (Update 5 - September 21, 2000)
Amendments to the GEM Listing Rules in connection with the Appointment of the Chief Executive of Hong Kong Exchanges and Clearing Limited (“HKEC”) as an Ex Officio Member of the GEM Listing Committee (Update 4 - July 23, 2000)
JOINT PRESS RELEASE - The review of the GEM Listing Rules and the grant of waivers in respect of matters under the GEM Listing Rules pending completion of such review (March 11, 2000)
Amendments to the GEM Listing Rules in relation to the Merger (Update 3 - March 6, 2000)
Amendments to the GEM Listing Rules - Public Float Requirements and Accounting Standards (Update 2 - November 17, 1999)
JOINT PRESS RELEASE - The period covered by the accountants reports in the listing documents for companies applying for listing on GEM is 2 financial years (October 13, 1999)
Amendments to the GEM Listing Rules regarding the Change of Composition of the GEM Listing Committee (Update 1 - September 1, 1999)
Archive - Major Changes from Proposals contained in Consultation Paper dated May 1998
Archive - Announcements Concerning Issuers' Delay in Releasing Results Announcement - Status Report as of 22 June 2007
Archive - Announcements Concerning Modified Report by Auditors (published before 25 June 2007)
Annual reports of listed issuers with financial year ended on 31st December 2003, 31st January 2004 and 29 February 2004
Annual reports of listed issuers with financial year ended on 31st March 2004, 30th April 2004 and 31st May 2004
Annual reports of listed issuers with financial year ended on 30th June 2004, 31st July 2004 and 31st August 2004
Annual reports of listed issuers with financial year ended on 30th September 2004, 31st October 2004 and 30th November 2004
Annual reports of listed issuers with financial year ended on 31st December 2004, 31st January 2005 and 28th February 2005
Annual reports of listed issuers with financial year ended on 31st March 2005, 30th April 2005 and 31st May 2005
Annual reports of listed issuers with financial year ended on 30th June 2005, 31st July 2005 and 31st August 2005
Annual reports of listed issuers with financial year ended on 30th September 2005, 31st October 2005 and 30th November 2005
Annual reports of listed issuers with financial year ended on 31st December 2005 , 31st January 2006 , and 28th February 2006
Annual reports of listed issuers with financial year ended on 31st March 2006, 30th April 2006 and 31st May 2006
Annual reports of listed issuers with financial year ended on 30th June 2006 , 31st July 2006 and 31st August 2006
Annual reports of listed issuers with financial year ended on 30th September 2006, 31st October 2006 and 30th November 2006
Annual reports of listed issuers with financial year ended on 31st December 2006, 31st January 2007, 28th February 2007, 31st March 2007, 30st April 2007 and 31st May 2007
Listed Company Information Dissemination and Related Trading Arrangements in the Event of Interruption to the HKEXnews Website Service or the Information Dissemination System
Frequently Asked Questions for Investors
Contingency Arrangements for Listed Companies
Frequently Asked Questions for Listed Companies
Appendix A: Suggested wordings for Suspension and Resumption Announcements/ Press Releases under the Contingency Arrangements
Appendix B: Confirmation Letter Template
Updated 20 Mar 2020