| 075-2021 |
18/06/2021 (22/10/2021) |
Questions relating to Listing Rule changes on Paperless Listing & Subscription Regime (effective on 5 July 2021), Online Display of Documents (effective on 4 October 2021) and Reduction of the Types of Documents on Display (effective on 4 October 2021)
(marked-up version issued in October 2021)
|
| 068-2019 to 069-2019 |
01/10/2019
(01/10/2020)
|
Questions relating to H-share issuers whose domestic shares are quoted on the National Equities Exchange and Quotations (NEEQ) (marked-up version issued in October 2020) |
| Series 2 |
01/03/2006 (01/10/2020) |
Minor and Housekeeping Rule Amendments
(marked-up version issued in October 2020)
|
| Series 1 |
31/03/2004 (01/10/2020) |
Rule Amendments relating to Listing Criteria Issues (marked-up version issued in October 2020) |
| Series 24 |
26/07/2013 (18/09/2020) |
Listing Rule changes to complement the Securities and Future Commission's New Sponsor Regulation effective on 1 October 2013 (marked-up version issued in September 2020) |
| 030-2018 to 044-2018 |
24/08/2018 (29/04/2020) |
Questions on listing of companies from emerging and innovative sectors (marked-up version issued in April 2020) |
| 045-2018 to 052-2018 |
28/09/2018 (17/04/2020) |
Questions on Notifiable and Connected Transaction Rules relating to Lease Transactions of Listed Issuers adopting HKFRS/IFRS 16 “Leases” (or similar accounting standards in other jurisdictions) (marked-up version issued in April 2020) |
| Series 18 |
31/08/2012 (28/02/2020) |
Questions relating to Environmental, Social and Governance Reporting (marked-up version issued in February 2020) |
| Series 5 |
02/05/2008 (28/02/2020) |
Rule Amendments relating to GEM Review (marked-up version issued in February 2020) |
| Series 8 |
28/11/2008 (28/02/2020) |
Rule Amendments relating to the 2008 Combined Consultation (marked-up version issued in February 2020) |
| Series 12 |
26/05/2010 (28/02/2020) |
Amendments relating to New Listing Rules for Mineral Companies (effective 3 June 2010) (Withdrawn in February 2020) |
| Series 20 |
28/02/2013 (28/02/2020) |
Rule Requirements relating to Notifiable Transactions, Connected Transactions, Mineral Companies and Issues of Securities (marked-up version issued in February 2020) |
| Series 26 |
21/02/2014 (28/02/2020) |
Questions relating to the New Companies Ordinance and its impact on issuers (marked-up version issued in February 2020) |
| Series 31 |
06/02/2015 (28/02/2020) |
Questions relating to the Review of Listing Rules on Disclosure of Financial Information with reference to the New Companies Ordinance and Hong Kong Financial Reporting Standards and Proposed Minor/Housekeeping Rule Amendments (marked-up version issued in February 2020) |
| 008-2017 to 022-2017 and 023-2018 |
02/02/2018 (28/02/2020) |
Questions relating to the Review of The Growth Enterprise Market (GEM) and changes to the GEM and Main Board Listing Rules (marked-up version issued in February 2020) |
| Series 3 |
22/03/2007 (23/06/2014) |
Electronic Disclosure (Withdrawn in October 2019) |
| Series 9 |
14/12/2009 (01/10/2019) |
Rule Requirements relating to Notifiable Transactions, Connected Transactions and Amendments to Articles of Association (marked-up version issued in October 2019) |
| Series 7 |
28/11/2008 (01/10/2019) |
Rule Requirements relating to Notifiable Transactions, Connected Transactions and Issues of Securities by Listed Issuers (marked-up version issued in October 2019) |
| Series 17 |
19/12/2011 (17/05/2019) |
Review of the Corporate Governance Code and Associated Listing Rules (marked-up version issued in May 2019) |
| 002-2017 to 004-2017 |
06/01/2017
(28/02/2019)
|
Questions on audit terminology used in the Rules with reference to the HKICPA’s revised Auditor Reporting Standards effective on 15 December 2016 (marked-up version issued in March 2019) |
| Series 11 |
20/05/2010 (28/02/2019) |
Rule Amendments relating to Circulars and Listing Documents of Listed Issuers (effective 3 June 2010) (marked-up version in March 2019) |
| Series 19 |
13/12/2012 (28/12/2018) |
Amendments to the Corporate Governance Code and Corporate Governance Report relating to Board Diversity (Withdrawn in December 2018) |
| Series 21 |
27/03/2013 (28/12/2018) |
Questions relating to the Corporate Governance Code and Associated Listing Rules (Withdrawn in December 2018) |
| Series 30 |
19/12/2014 (28/12/2018) |
Questions relating to the Risk Management and Internal Control section of the Corporate Governance Code (Withdrawn in December 2018) |
| Series 27 |
14/03/2014 (07/12/2018) |
Selection of Headline Categories and Titles for Announcements (effective 1 April 2014) (marked-up version issued in December 2018) |
| Series 13 |
26/11/2010 (13/07/2018) |
Rules amendments relating to Mixed Media Offer (effective 1 February 2011) (Withdrawn in July 2018) |
| Series 23 |
21/06/2013 (13/07/2018) |
Disclosure of a new applicant’s unaudited net profits/ losses after its track record period in a listing document (Withdrawn in July 2018) |
| 028-2018 |
04/05/2018 (13/07/2018) |
Questions relating to the Review of The Growth Enterprise Market (GEM) and changes to the GEM and Main Board Listing Rules (FAQ No. 028-2018) (Withdrawn in July 2018) |
| Series 29 |
17/11/2014 (13/07/2018) |
Shanghai and Shenzhen Connect (marked-up version issued in July 2018) |
| 024-2018 to 027-2018 |
04/05/2018
(29/06/2018)
|
Questions on calculation of value dilution (marked-up version issued in July 2018) |
| Series 28 |
21/03/2014
(29/06/2018)
|
Rule Requirements Relating to Connected Transactions (effective 1 July 2014) (marked-up version issued in July 2018) |
| Series 6 |
09/05/2008 (15/02/2018) |
HKEX’s Framework for Depositary Receipts (HDRs) (marked-up version issued in February 2018) |
| 001-2016 |
02/02/2012 (13/05/2016) |
Questions relating to Guidance Letter HKEX-86-16 "Guide on Producing Simplified Listing Documents Relating to Equity Securities for New Applications" (marked-up version issued in May 2016) |
| 003-2016 |
02/02/2012 (13/05/2016) |
Questions relating to Guidance Letter HKEX-86-16 "Guide on Producing Simplified Listing Documents Relating to Equity Securities for New Applications" (marked-up version issued in May 2016) |
| 002-2016 |
02/02/2012 (26/02/2016) |
Questions relating to Guidance Letter HKEX-86-16 "Guide on Producing Simplified Listing Documents Relating to Equity Securities for New Applications" (marked-up version issued in February 2016) |
| Series 15 |
20/10/2011
(01/04/2015) |
Rule amendments relating to property valuation requirements (effective 1 January 2012) (marked-up version issued in April 2015) |
| Series 10 |
20/05/2010 (01/07/2014) |
Amendments to Connected Transaction Rules (effective 3 June 2010) (marked-up version issued in July 2014) |
| Series 4 |
05/11/2007 (17/04/2014) |
Web Proof Information Pack (WPIP) (marked-up version issued in April 2014) (Withdrawn in July 2014) |
