| 1. |
Bank Mandates respectively for House and Client Accounts |
3 - 4 weeks |
|
| 1.1 |
Bank of China (Hong Kong) Ltd. - House
Bank of China (Hong Kong) Ltd. - Client |
|
|
| 1.2 |
Chong Hing Bank Ltd. - House
Chong Hing Bank Ltd. - Client |
|
|
| 1.3 |
Citibank N.A. - House
Citibank N.A. - Client |
|
|
| 1.4 |
Hang Seng Bank Ltd. - House
Hang Seng Bank Ltd. - Client |
|
|
| 1.5 |
Standard Chartered Bank (Hong Kong) Ltd. - House
Standard Chartered Bank (Hong Kong) Ltd. - Client |
|
|
| 1.6 |
The Bank of East Asia, Ltd. - House
The Bank of East Asia, Ltd. - Client |
|
|
| 1.7 |
The Hongkong and Shanghai Banking Corporation Ltd. - House
The Hongkong and Shanghai Banking Corporation Ltd. - Client |
|
|
| 1.8 |
OCBC Bank (Hong Kong) Ltd. - House
OCBC Bank (Hong Kong) Ltd. - Client |
|
|
| 1.9 |
CMB Wing Lung Bank Ltd. - House
CMB Wing Lung Bank Ltd. - Client |
|
|
| 2. |
Facsimile Indemnity |
1 - 2 weeks |
|
| 3. |
Mandate Authorising SEOCH to transfer collateral and settlement amount to Hong Kong Securities Clearing Company Limited |
1 - 2 weeks |
|
| 3.1 |
- for CCASS Participant |
|
|
| 3.2 |
- for CCASS NCP |
|
|
| 4 |
Deed of Charge |
1 - 2 weeks |
|
| 4.1 |
- for CCASS Participant |
|
|
| 4.2 |
- for CCASS NCP |
|
|
| 5. |
DCASS Subscription and Licence Agreement |
1 - 2 weeks |
|
| 6. |
CCASS / CCMS SDNet Line Service Notification Form |
6 weeks |
G-Form 7 |
| 7. |
DCASS User Account Maintenance Form |
6 weeks |
AC 2 |
| 7.1 |
DCASS Online/DCASS OAPI Connectivity Test Confirmation Form |
Not Applicable |
TechS 1 |
| 8. |
DCASS Production/Testing Line Application and/or Change of SDNet Bandwidth Notification Form |
6 weeks |
TechS 5 |
| 9. |
Change of CCMS / DCASS Contact Persons Form |
1 - 2 weeks |
DCASS-Form 3 |
| 10. |
List of Authorised Signatures with Specimen Signatures and Board Resolution (Sample) |
2 - 6 weeks |
SEOCH-Form 12 |
| 11. |
Sharing of CCASS3 / CCMS Terminal to Access CCASS / CCMS |
1 - 2 weeks |
G-Form 10 |
| 12. |
Documents for setting up Authorised Users |
|
|
| 12.1 |
User Profile for Delegated Administrator for New Participant |
1 - 2 weeks |
G-Form 13 |
| 12.2 |
Guidance Notes on Setting Up CCASS / CCMS User Profile (for New Participant) |
For reference |
|
| 12.3 |
Administration Right Listing |
For reference |
|
| 12.4 |
User Access Level Assignment |
For reference |
|
| 13. |
Application Form for SFTP User IDs for Report Retrieval Solution For Listed Derivatives Market |
1 - 2 weeks |
DCASS-Form 15 |
| 13.1 |
Report Retrieval Solution For Derivatives Markets - Technical Guide (Effective until 20 December 2024)
Sample Zip File (Effective until 20 December 2024)
Upgraded Report Retrieval Solution For Derivatives Markets - Technical Guide (Effective from 7 October 2024)
Sample Zip File (Effective from 7 October 2024)
|
For reference |
|
| 14. |
Client Connect Delegated Administrator Rights Application / Maintenance Form |
1 - 2 weeks |
G-Form 11 |
| 14.1 |
Explanatory Notes on Client Connect Delegated Administrator (CCDA) Functions
|
For reference |
|
| 15 |
FATCA Documentation
|
|
|
| 15.1 |
Form W-8BEN-E - Certificate of Status of Beneficial Owner for United States Tax Withholding and Reporting (Entities) or any relevant form as applicable |
1 - 2 weeks |
|
| 15.2 |
Instructions for Form W-8BEN-E |
For reference |
|