| 1. |
Bank Mandates respectively for House and Client Accounts |
3 - 4 weeks |
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List of settlement banks supported the Derivatives Holiday Trading can be found at https://www.hkex.com.hk/-/media/HKEX-Market/Services/Trading/Derivatives/Trading-Mechanism/Derivatives-Holiday-Trading/List-of-H-banks.pdf |
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| 1.1 |
Bank of China (Hong Kong) Ltd. - House
Bank of China (Hong Kong) Ltd. - Client |
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| 1.2 |
Citibank N.A. - House
Citibank N.A. - Client |
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| 1.3 |
Hang Seng Bank Ltd. - House
Hang Seng Bank Ltd. - Client |
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| 1.4 |
Standard Chartered Bank (Hong Kong) Ltd. - House
Standard Chartered Bank (Hong Kong) Ltd. - Client |
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| 1.5 |
The Bank of East Asia, Ltd. - House
The Bank of East Asia, Ltd. - Client |
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| 1.6 |
The Hongkong and Shanghai Banking Corporation Ltd. - House
The Hongkong and Shanghai Banking Corporation Ltd. - Client |
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| 1.7 |
OCBC Bank (Hong Kong) Ltd. - House
OCBC Bank (Hong Kong) Ltd. - Client |
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| 2. |
DCASS Subscription and Licence Agreement |
1 - 2 weeks |
|
| 3. |
CCASS / CCMS SDNet Line Service Notification Form |
6 weeks |
G-Form 7 |
| 4. |
DCASS User Account Maintenance Form |
6 weeks |
AC 2 |
| 4.1 |
DCASS Online/DCASS OAPI Connectivity Test Confirmation Form |
Not Applicable |
TechS 1 |
5.
|
DCASS Production/Testing Line Application and/or Change of SDNet Bandwidth Notification Form |
6 weeks
|
TechS 5 |
| 6. |
Change of CCMS / DCASS Contact Persons Form |
1 - 2 weeks |
DCASS-Form 3 |
| 7. |
List of Authorised Signatures with Specimen Signatures and Board Resolution (Sample) |
2 - 6 weeks |
HKCC-Form 12 |
| 8. |
Sharing of CCASS3 / CCMS Terminal to Access CCASS/ CCMS |
1 - 2 weeks |
G-Form 10 |
| 9. |
Documents for Setting Up Authorised Users |
|
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| 9.1 |
User Profile for Delegated Administrator for New Participant |
1 - 2 weeks |
G-Form 13 |
| 9.2 |
Guidence Notes on Setting Up CCASS / CCMS User Profile (for New Participant) |
For reference |
|
| 9.3 |
Administration Right Listing |
For reference |
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| 9.4 |
User Access Level Assignment |
For reference |
|
| 10. |
Application Form for SFTP User IDs for Report Retrieval Solution For Listed Derivatives Market |
1 - 2 weeks |
DCASS-Form 15 |
| 10.1 |
HKCC and SEOCH Report Access Platform (RAP) Technical Guide (Effective starting tentatively between mid and late July 2025, the Report Retrieval Solution will be renamed to RAP, and RAP will be enabled to distribute CCMS reports)
Sample Zip File
|
For reference |
|
| 11. |
Client Connect Delegated Administrator Rights Application / Maintenance Form |
1 - 2 weeks |
G-Form 11 |
| 11.1 |
Explanatory Notes on Client Connect Delegated Administrator (CCDA) Functions |
For reference |
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| 12. |
FATCA Documentation |
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| 12.1 |
Form W-8BEN-E - Certificate of Status of Beneficial Owner for United States Tax Withholding and Reporting (Entities) or any relevant form as applicable |
1 - 2 weeks |
|
| 12.2 |
Instructions for Form W-8BEN-E |
For reference |
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