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Operations

Updated 19 Sep 2017

Trading Device

Forms	Reference	Submission Channels		eService ID
		Email	Client Connect
Application for CCCG (for BSS user)	Explanatory Notes			CS007
Application for Drop Copy Session (for BSS user)	Explanatory Notes			CS008
Requisition Form for Change of BSS Connection Information	Explanatory Notes			CS030
Confirmation Form for Rollout/ Termination/ Re-assignment/ Change of Broker Supplied System (BSS) under China Connect Central Gateway (CCCG) and/ or China Connect Drop-Copy (CC Drop-Copy) Session				CS023
OTP-C / CSC Trading Device and BSS Co-ordinator Contact Update				CB028
Comp ID Password of CCCG/ China Connect Drop-Copy Session Reset Form
Requisition Form of Reset CCCG Message Sequence Number

Updated 15 Sep 2023

Throttle Rate

Forms	Reference	Submission Channels		eServices ID
		Email	Client Connect
Application for Increase of CCCG Throttle Rate	Explanatory Notes			CS009
Application for Subscription or Termination of China Connect Monthly Throttle Rates	Explanatory Notes			CS010

Updated 31 Aug 2022

Testing

Forms	Reference	Submission Channels		eServices ID
		Email	Client Connect
BSS Change Notification	Explanatory Notes			CB011
Notification of Testing Line	Explanatory Notes			CB012
China Connect Weekend Testing Booking Form				CS021
Application for Exemption from Conducting Rollout Test				CB017

Updated 31 Jan 2023

Procedures and Reporting

Forms	Reference
[SBL] Undertaking by China Connect Exchange Participant Lending China Connect Securities to Clients Shanghai Connect Shenzhen Connect
[SBL] Confirmation by China Connect Exchange Participant Borrowing China Connect Securities Shanghai Connect Shenzhen Connect
[SBL] Template for the Stock Borrowing and Lending Monthly Report for China Connect Securities Shanghai Connect Shenzhen Connect	Instructions and Notes
[Short Selling] Template for the Large Open Short Position Report for China Connect Securities Shanghai Connect Shenzhen Connect
[Short Selling] Template for the Short Selling Weekly Report for China Connect Securities Shanghai Connect Shenzhen Connect	Instructions and Notes
Template for the Quarterly Return on Trading Composition (Form TCS) Shanghai Connect Shenzhen Connect	Instructions and Notes
Reporting of Trading Discrepancy / Error (For China Connect Securities Only)
Reporting of Trading Discrepancy / Error (For China Connect Securities in relation to Special Segregated Account only)

Updated 05 May 2023

Others

Forms	Reference	Submission Channels		eService ID
		Email	Client Connect
Short Selling Function Rollout Form				CS026
Request for Broker Activity / Transaction Report for China Stock Connect System (CSC)

Updated 31 Jan 2023