1. Hang Seng Index Futures
|
Trading Fee and Levies
|
|
|
Exchange Fee
|
HK$10.00 per contract per side
|
|
Commission Levy
|
HK$0.54 per contract per side
|
|
Investor Compensation Levy note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
|
Total
|
HK$10.54 per contract per side
|
|
Commission
|
Negotiable
|
|
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
|
2. Hang Seng Index Options
|
Trading Fee and Levies
|
|
|
Exchange Fee
|
HK$10.00 per contract per side
|
|
Commission Levy
|
HK$0.54 per contract per side
|
| Investor Compensation Levy note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005. |
|
Total
|
HK$10.54 per contract per side
|
|
Commission
|
Negotiable
|
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities. |
3. Stock Futures
|
Trading Fee and Levies
|
|
|
Exchange Fee |
Tier 1 HK$3.0 per contract per side
Tier 2 HK$1.0 per contract per side
Tier 3 HK$0.5 per contract per side
|
|
Commission Levy
|
HK$0.10 per contract per side
|
|
Investor Compensation Levy note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
|
Total |
Tier 1 HK$3.1 per contract per side
Tier 2 HK$1.1 per contract per side
Tier 3 HK$0.6 per contract per side
|
|
Commission
|
Negotiable
|
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
|
4. Stock Options
|
Trading Tariff
|
|
|
Tier 1 Stock Options
|
HK$3.00 per contract per side
|
|
Tier 2 Stock Options
|
HK$1.00 per contract per side
|
|
Tier 3 Stock Options
|
HK$0.50 per contract per side
|
|
Commission
|
Negotiable
|
|
*The amount indicated above is subject to change from time to time.
|
5. HIBOR Futures
|
Trading Fee and Levies
|
|
|
Exchange Fee
|
HK$5.00 per contract per side
|
|
Commission Levy
|
HK$0.54 per contract per side
|
|
Investor Compensation Levy Note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005. |
|
Total
|
HK$5.54 per contract per side
|
|
Commission
|
Negotiable
|
|
The amount indicated above is subject to change from time to time.
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
|
6. MOF T-Bond Futures
|
Trading Fee and Levies
|
|
|
Exchange Fee
|
RMB5.00 per contract per side
|
|
Commission Levy
|
RMB 0.50, subject to the initial six-month exemption, i.e. from 10 April 2017 to 9 October 2017, pursuant to the Securities and Futures (Levy) Order
|
|
Total
|
RMB5.50per contract per side
|
|
Commission
|
Negotiable
|
|
*The amount indicated above is subject to change from time to time.
|
7. Mini - Hang Seng Index Futures
|
Trading Fee and Levies
|
|
|
Exchange Fee
|
HK$3.50 per contract per side
|
|
Commission Levy
|
HK$0.10 per contract per side
|
|
Investor Compensation Levy Note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
|
Total
|
HK$3.60 per contract per side
|
|
Commission
|
Negotiable
|
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
|
8. Mini - Hang Seng Index Options
|
Trading Fee and Levies
|
|
|
Exchange Fee
|
HK$2.00 per contract per side
|
|
Commission Levy
|
HK$0.10 per contract per side
|
|
Investor Compensation Levy Note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
|
Total
|
HK$2.10 per contract per side
|
|
Commission
|
Negotiable
|
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
|
9. Hang Seng China Enterprises Index Futures
|
Trading Fee and Levies
|
|
|
Exchange Fee
|
HK$3.50 per contract per side
|
|
Commission Levy
|
HK$0.54 per contract per side
|
|
Investor Compensation Levy Note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
|
Total
|
HK$4.04 per contract per side
|
|
Commission
|
Negotiable
|
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
|
10. Hang Seng China Enterprises Index Options
|
Trading Fee and Levies
|
|
|
Exchange Fee
|
HK$3.50 per contract per side
|
|
Commission Levy
|
HK$0.54 per contract per side
|
| Investor Compensation Levy Note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005. |
|
Total
|
HK$4.04 per contract per side
|
|
Commission
|
Negotiable
|
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities. |
11. Mini-Hang Seng China Enterprises Index Futures
|
Trading Fee and Levies
|
|
|
Exchange Fee
|
HK$2.00 per contract per side
|
|
Commission Levy
|
HK$0.10 per contract per side
|
|
Investor Compensation Levy Note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
|
Total
|
HK$2.10 per contract per side
|
|
Commission
|
Negotiable
|
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
|
12. Mini-Hang Seng China Enterprises Index Options
|
Trading Fee and Levies
|
|
|
Exchange Fee
|
HK$1.00 per contract per side
|
|
Commission Levy
|
HK$0.54 per contract per side
|
| Investor Compensation Levy Note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005. |
|
Total
|
HK$1.54 per contract per side
|
|
Commission
|
Negotiable
|
|
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
|
13. Sector Index Futures
| Trading Fee and Levies |
|
| Exchange Fee |
HK$2.00 per contract per side |
| Commission Levy |
HK$0.54 per contract per side |
| Investor Compensation Levy Note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005. |
| Total |
HK$2.54 per contract per side |
| Commission |
Negotiable |
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities. |
14. MSCI Asia Ex Japan Index Futures
| Trading Fee and Levies |
|
| Exchange Fee |
USD 0.50 per contract per side |
| Commission Levy |
USD0.07 per contract per side |
| Investor Compensation Levy Note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005. |
| Total |
USD0.57 per contract per side |
| Commission |
Negotiable |
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities. |
15. MSCI Asia and Emerging Index Futures
- MSCI Australia Net Total Return (USD) Index Futures
- MSCI China Net Total Return (USD) Index Futures
- MSCI EM Asia ex China Net Total Return (USD) Index Futures
- MSCI EM Asia ex Korea Net Total Return (USD) Index Futures
- MSCI EM Asia Net Total Return (USD) Index Futures
- MSCI EM EMEA Net Total Return (USD) Index Futures
- MSCI EM ex China Net Total Return (USD) Index Futures
- MSCI EM ex Korea Net Total Return (USD) Index Futures
- MSCI EM LatAm Net Total Return (USD) Index Futures
- MSCI Emerging Markets (USD) Index Futures
- MSCI Emerging Markets Net Total Return (USD) Index Futures
- MSCI Hong Kong Net Total Return (USD) Index Futures
- MSCI India Net Total Return (USD) Index Futures
- MSCI Indonesia Net Total Return (USD) Index Futures
- MSCI Japan Net Total Return (USD) Index Futures
- MSCI Malaysia Net Total Return (USD) Index Futures
- MSCI New Zealand Net Total Return (USD) Index Futures
- MSCI Pacific ex Japan Net Total Return (USD) Index Futures
- MSCI Pacific Net Total Return (USD) Index Futures
- MSCI Philippines Net Total Return (USD) Index Futures
- MSCI Singapore Free Net Total Return (USD) Index Futures
- MSCI Singapore Net Total Return (USD) Index Futures
- MSCI Taiwan Net Total Return (USD) Index Futures
- MSCI Thailand Net Total Return (USD) Index Futures
- MSCI Vietnam Net Total Return (USD) Index Futures
- MSCI Taiwan 25/50 Net Total Return (USD) Index Futures
| Trading Fee and Levies |
|
| Exchange Fee |
USD 0.60 per contract per side |
| Commission Levy |
USD0.07 per contract per side |
| Investor Compensation LevyNote |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005. |
| Total |
USD0.67 per contract per side |
| Commission |
Negotiable |
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities. |
- MSCI China A 50 Connect (USD) Index Futures Note
- MSCI China (USD) Index Futures
- MSCI India (USD) Index Futures
- MSCI Indonesia (USD) Index Futures
- MSCI Malaysia (USD) Index Futures
- MSCI Philippines (USD) Index Futures
- MSCI Taiwan (USD) Index Futures
- MSCI Thailand (USD) Index Futures
- MSCI Vietnam (USD) Index Futures
- MSCI Taiwan 25/50 (USD) Index Futures
| Trading Fee and Levies |
|
| Exchange Fee |
USD 1.00 per contract per side |
| Commission Levy |
USD 0.07 per contract per side |
| Investor Compensation LevyNote |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005. |
| Total |
USD 1.07 per contract per side |
| Commission |
Negotiable |
Note:
a. There will be a 50% market-wide trading fee discount for MSCI China A 50 Futures.
b. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
c. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities. |
- MSCI Singapore Free (SGD) Index Futures
| Trading Fee and Levies |
|
| Exchange Fee |
SGD 1.40 per contract per side |
| Commission Levy |
SGD 0.10 per contract per side |
| Investor Compensation LevyNote |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005. |
| Total |
SGD1.50 per contract per side |
| Commission |
Negotiable |
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities. |
16. Hang Seng Total Return Index Futures
| Trading Fee and Levies |
|
| Exchange Fee |
HK$30.00 per contract per side |
| Commission Levy |
HK$0.54 per contract per side |
| Investor Compensation Levy Note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005. |
| Total |
HK$30.54 per contract per side |
| Commission |
Negotiable |
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities. |
17. Hang Seng China Enterprises Total Return Index Futures
| Trading Fee and Levies |
|
| Exchange Fee |
HK$10.0 per contract per side |
| Commission Levy |
HK$0.54 per contract per side |
| Investor Compensation Levy Note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005. |
| Total |
HK$10.54 per contract per side |
| Commission |
Negotiable |
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities. |
18. HSI Dividend Futures
|
Trading Fee and Levies
|
|
|
Exchange Fee
|
HK$3.00 per contract per side
|
|
Commission Levy
|
HK$0.54 per contract per side
|
|
Investor Compensation Levy Note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
|
Total
|
HK$3.54 per contract per side
|
|
Commission
|
Negotiable
|
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
|
19. HSCEI Dividend Futures
|
Trading Fee and Levies
|
|
|
Exchange Fee
|
HK$1.50 per contract per side
|
|
Commission Levy
|
HK$0.54 per contract per side
|
|
Investor Compensation Levy Note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
|
Total
|
HK$2.04 per contract per side
|
|
Commission
|
Negotiable
|
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
|
20. HSI Volatility Index (VHSI) Futures
|
Trading Fee and Levies
|
|
|
Exchange Fee
|
HK$10.00 per contract per side
|
|
Commission Levy
|
HK$0.54 per contract per side
|
|
Investor Compensation Levy Note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
|
Total
|
HK$10.54 per contract per side
|
|
Commission
|
Negotiable
|
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
|
21. CES China 120 Index Futures
|
Trading Fee and Levies
|
|
|
Exchange Fee
|
HK$10.00^ per contract per side
|
|
Commission Levy
|
HK$0.54 per contract per side.
|
|
Investor Compensation Levy Note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
|
Total
|
HK$10.54 per contract per side
|
|
Commission
|
Negotiable
|
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
|
22. HS TECH Index Futures and Options
| Trading Fee and Levies |
|
| Exchange FeeNote 1 |
HK$5.0 per contract per side |
| Commission Levy |
HK$0.54 per contract per side. |
| Investor Compensation LevyNote 2 |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005. |
| Total |
HK$5.54 per contract per side |
| Commission |
Negotiable |
Note 1:
The Exchange is now offering market-wide 50% trading fee discount (i.e. HKD 2.5 per contract) for HSTECH futures and options.
Note 2:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities. |
23. RMB Currency Futures - USD/CNH Futures
|
Trading Fee and Levies
|
|
|
Exchange Fee
|
RMB8.00 per contract per side
|
|
Commission Levy |
Nil
|
| Investor Compensation Levy Note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005. |
|
Total
|
RMB8.00 per contract per side
|
|
Commission
|
Negotiable
|
|
The amount indicated above is subject to change from time to time.
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
|
24. RMB Currency Futures - EUR/CNH, JPY/CNH, AUD/CNH Futures
|
Trading Fee and Levies
|
|
|
Exchange Fee
|
RMB5.00 per contract per side
|
|
Commission Levy |
Nil
|
| Investor Compensation Levy Note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005. |
|
Total
|
RMB5.00 per contract per side
|
|
Commission
|
Negotiable
|
|
The amount indicated above is subject to change from time to time.
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
|
25. RMB Currency Futures - CNH/USD Futures
|
Trading Fee and Levies
|
|
|
Exchange Fee
|
USD0.60 per contract per side
|
|
Commission Levy |
Nil
|
Investor Compensation Levy Note
|
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
|
Total
|
USD0.60 per contract per side
|
|
Commission
|
Negotiable
|
|
The amount indicated above is subject to change from time to time.
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
|
26. RMB Currency Options - USD/CNH Options
|
Trading Fee and Levies
|
|
|
Exchange Fee
|
RMB8.00 per contract
|
|
Commission Levy |
Nil
|
| Investor Compensation Levy Note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005. |
|
Total
|
RMB8.00 per contract
|
|
Commission
|
Negotiable
|
|
The amount indicated above is subject to change from time to time.
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
|
27. CNH London Aluminium Mini Futures
| Trading Fee and Levies |
|
| Exchange Fee
|
RMB3.00 |
|
Levies1
(per contract per side)
|
RMB0.44 |
Investor Compensation Levy2
|
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
| Commission |
Negotiable |
| The amount indicated above is subject to change from time to time. |
28. CNH London Zinc Mini Futures
| Trading Fees and Levies |
|
| Exchange Fee
|
RMB3.00 |
|
Levies1
(per contract per side)
|
RMB0.44 |
Investor Compensation Levy2
|
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005. |
| Commission |
Negotiable |
| The amount indicated above is subject to change from time to time. |
29. CNH London Copper Mini Futures
| Trading Fees and Levies |
|
| Exchange Fee
|
RMB3.00 |
|
Levies1
(per contract per side)
|
RMB0.44 |
Investor Compensation Levy2
|
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
| Commission |
Negotiable |
| The amount indicated above is subject to change from time to time. |
30. CNH London Nickel Mini Futures
| Trading Fees and Levies |
|
| Exchange Fee
|
RMB3.00 |
|
Levies1
(per contract per side)
|
RMB0.44 |
Investor Compensation Levy2
|
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
| Commission |
Negotiable |
| The amount indicated above is subject to change from time to time. |
31. CNH London Tin Mini Futures
| Trading Fees and Levies |
|
| Exchange Fee
|
RMB3.00 |
|
Levies1
(per contract per side)
|
RMB0.44 |
Investor Compensation Levy2
|
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
| Commission |
Negotiable |
| The amount indicated above is subject to change from time to time. |
32. CNH London Lead Mini Futures
| Trading Fees and Levies |
|
| Exchange Fee
|
RMB3.00 |
|
Levies1
(per contract per side)
|
RMB0.44 |
Investor Compensation Levy2
|
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
| Commission |
Negotiable |
| The amount indicated above is subject to change from time to time. |
1. The RMB equivalent of HK$0.54 per contract at the exchange rate determined by the Exchange from time to time.
2. Investor Compensation Levy
- If the SFC is to publish a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
- EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
33. USD London Alumimium Mini Futures
| Trading Fees and Levies |
|
| Exchange Fee
|
USD0.50 |
|
Levies3
(per contract per side)
|
USD0.07 |
Investor Compensation Levy4
|
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
| Commission |
Negotiable |
| The amount indicated above is subject to change from time to time. |
2. The Commission Levy for the USD London Metal Mini Futures will be exempted for the first six months of trading from the start of T-Session on the Launch Date to the close of T-Session on 4 February 2020.
34. USD London Zinc Mini Futures
| Trading Fees and Levies |
|
| Exchange Fee
|
USD0.50 |
|
Levies3
(per contract per side)
|
USD0.07 |
| Investor Compensation Levy4 |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
| Commission |
Negotiable |
| The amount indicated above is subject to change from time to time. |
35. USD London Copper Mini Futures
| Trading Fees and Levies |
|
| Exchange Fee
|
USD0.50 |
|
Levies3
(per contract per side)
|
USD0.07 |
Investor Compensation Levy4
|
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
| Commission |
Negotiable |
| The amount indicated above is subject to change from time to time. |
36. USD London Nickel Mini Futures
| Trading Fees and Levies |
|
| Exchange Fee
|
USD0.50 |
|
Levies3
(per contract per side)
|
USD0.07 |
Investor Compensation Levy4
|
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
| Commission |
Negotiable |
| The amount indicated above is subject to change from time to time. |
37. USD London Tin Mini Futures
| Trading Fees and Levies |
|
| Exchange Fee
|
USD0.50 |
|
Levies3
(per contract per side)
|
USD0.07 |
Investor Compensation Levy4
|
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
| Commission |
Negotiable |
| The amount indicated above is subject to change from time to time. |
38. USD London Lead Mini Futures
| Trading Fees and Levies |
|
| Exchange Fee
|
USD0.50 |
|
Levies3
(per contract per side)
|
USD0.07 |
Investor Compensation Levy4
|
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
| Commission |
Negotiable |
| The amount indicated above is subject to change from time to time. |
3. The Commission Levy for the USD London Metal Mini Futures will be exempted for the first six months of trading from the start of T-Session on the Launch Date to the close of T-Session on 4 February 2020.
4. Investor Compensation Levy
- If the SFC is to publish a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
- EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
39. USD Gold Futures
| Trading Fee and Levies |
|
|
Exchange Fee
(per contract per side)
|
Trading Fee: USD1.00 |
|
Levies5
(per contract per side)
|
USD0.07 |
| Investor Compensation Levy6 |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
| Commission |
Negotiable |
| The amount indicated above is subject to change from time to time. |
5. The USD equivalent of HKD0.54 per contract at the exchange rate determined by the Exchange from time to time.
6. Investor Compensation Levy
- If the SFC is to publish a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
- EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
40. CNH Gold Futures
| Trading Fee and Levies |
|
|
Exchange Fee
(per contract per side)
|
Trading Fee: RMB6.00 |
|
Levies7
(per contract per side)
|
RMB0.50 |
Investor Compensation Levy8
|
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
| Commission |
Negotiable |
| The amount indicated above is subject to change from time to time. |
7. The RMB equivalent of HKD0.54 per contract at the exchange rate determined by the Exchange from time to time.
8. Investor Compensation Levy
- If the SFC is to publish a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
- EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
41. USD Silver Futures
| Trading Fee and Levies |
|
|
Exchange Fee
(per contract per side)
|
Trading Fee: USD1.00 |
|
Levies9
(per contract per side)
|
USD0.07 |
| Investor Compensation Levy10 |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
| Commission |
Negotiable |
| The amount indicated above is subject to change from time to time. |
9. The USD equivalent of HKD0.54 per contract at the exchange rate determined by the Exchange from time to time.
10. Investor Compensation Levy
- If the SFC is to publish a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
- EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
42. CNH Silver Futures
| Trading Fee and Levies |
|
|
Exchange Fee
(per contract per side)
|
Trading Fee: RMB6.00 |
|
Levies11
(per contract per side)
|
RMB0.50 |
Investor Compensation Levy12
|
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
| Commission |
Negotiable |
| The amount indicated above is subject to change from time to time. |
11. The RMB equivalent of HKD0.54 per contract at the exchange rate determined by the Exchange from time to time.
12. Investor Compensation Levy
- If the SFC is to publish a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
- EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
43. Iron Ore Futures - Monthly and Quarterly Contracts
| Trading Fee and Levies |
|
| Exchange Fee13
(per contract per side)
|
USD1.00 |
|
Levies14
(per contract per side)
|
USD0.07 |
| Investor Compensation Levy15 |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005.
|
| Commission |
Negotiable |
| The amount indicated above is subject to change from time to time. |
13. Exchange Fee is waived until 31 December 2019 (excluding after-hours session).
14. The USD equivalent of HKD0.54 per contract at the exchange rate determined by the Exchange from time to time.
15. Investor Compensation Levy
- If the SFC is to publish a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
- EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
44. Currency Futures - INR/CNH Futures
|
Trading Fee and Levies
|
|
|
Exchange Fee
|
RMB2.50 per contract per side (Waived from 4 November 2019 (T session) to 29 April 2020 (T session)) |
|
Commission Levy |
Nil
|
| Investor Compensation Levy Note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005. |
|
Total
|
RMB2.50 per contract per side
|
|
Commission
|
Negotiable
|
|
The amount indicated above is subject to change from time to time.
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
|
45. Currency Futures - INR/USD Futures
|
Trading Fee and Levies
|
|
|
Exchange Fee
|
USD0.60 per contract per side (Waived from 4 November 2019 (T session) to 29 April 2020 (T session))
|
|
Commission Levy |
Nil
|
| Investor Compensation Levy Note |
The collection of Investor Compensation Levy is currently suspended and no person is required to pay since 2005. |
|
Total
|
USD0.60 per contract per side
|
|
Commission
|
Negotiable
|
|
The amount indicated above is subject to change from time to time.
Note:
a. If the SFC is to published a termination of exemption notice, the effective date of the reinstatement of the ICL, if any, shall not be earlier than 2 months after the date of such publication.
b. EPs are reminded to take all necessary actions to prepare for the ICL calculation and payment of ICL via HKEX in case the ICL is reinstated by the SFC, including enhancing their HKATS Application Programming Interface, back office systems, relevant applications and operational facilities.
|
* Pursuant to an exemption notice made under section 25(1) of the Securities and Futures (Investor Compensation
- Levy) Rules and gazetted on 11 November 2005, no Investor Compensation Levy shall be payable in respect
of a sale and purchase of futures and options contract on or after 19 December 2005 until further notice.