Market Turnover


Consultation Paper on Proposed the Regulation of Sponsors and Independent Financial Advisers

Consultation Paper on Proposed the Regulation of Sponsors and Independent Financial Advisers

1 ABN AMRO Asia Corporate Finance Limited
BOCI Asia Limited
China International Capital Corporation (Hong Kong) Limited
Citigroup Global Markets Asia Limited
Credit Suisse First Boston (Hong Kong) Limited
Deutsche Bank AG, Hong Kong Branch
Goldman Sachs (Asia) L.L.C.
ING Bank N.V.
J.P. Morgan Securities (Asia Pacific) Limited
Merrill Lynch (Asia Pacific) Limited
Morgan Stanley Dean Witter Asia Limited
Nomura International (Hong Kong) Limited
UBS Securities Limited

(submitted by Freshfields Bruckhaus Deringer and Linklaters)
2 ACCA Hong Kong
3 Access Capital Limited
4 AGL MediaTech Holdings Limited
5 Alvin Leung
6 Anglo Chinese Corporate Finance, Limited
7 Anonymous 1
8 Anonymous 2
9 Anonymous 3
10 Arculli and Associates
11 Asean Resources Holdings Limited
12 Asia Satellite Telecommunications Hlds. Ltd.

Barits Securities (Hong Kong) Limited
CSC Asia Limited
Core Pacific-Yamaichi Capital Limited
Get Nice Capital Limited
Guotai Junan Capital Limited
Hantec Capital Limited
INCU Corporate Finance Limited
Kim Eng Capital (Hong Kong) Limited
Kingston Corporate Finance Limited
Rexcapital (Hong Kong) Limited
14 Barits Securities (Hong Kong) Limited
15 BNP
16 CAF Securities Company Ltd.
17 CASH Financial Services Group Limited
18 Castores Magi Asia Ltd.
19 Chateron Corporate Finance Limited
20 China City Natural Gas Holdings Limited
21 China Gas Holdings Limited
22 China Star Entertainment Limited
23 The Chinese University of Hong Kong
24 CNOOC Limited
25 Consumer Council
26 Credit Card DNA Security System (Holdings) Limited
27 Dao Heng Securities Limited
28 Deloitte & Touche Corporate Finance Limited
29 E2 Capital (Holdings) Limited
30 Eco-Tek Holdings Limited
31 Equitas Capital Limited
32 Ernst & Young Corporate Finance Limited
33 Far East Hotels & Entertainment Limited
34 Far East Technology International Limited
35 First Shanghai Capital Limited
36 Good Fellow Group Limited
37 Guotai Junan Capital Limited and 8 staff
38 Hong Kong Institute of Company Secretaries
39 Hong Kong Monetary Authority
40 Hong Kong Securities Professionals Association
41 Hong Kong Society of Accountants
42 Hong Kong Stockbrokers Association Limited
43 Hong Tong Holdings Limited
44 INCU Corporate Finance Limited
45 Institute of Securities Dealers Ltd.
46 Ivan Chan
47 Jade Dynasty Food Culture Group Limited
48 Jonathan Pyne
49 Kingston Corporate Finance Limited
50 Kiu Hung International Holdings Limited
51 Kong Sun Holdings Limited
52 KPMG Corporate Finance Limited 1
53 KPMG Corporate Finance Limited 2
54 Lai Voon Wai
55 LeRoi Holdings Limited
56 Life Tec Group Limited
57 Mandarin Entertainment (Holdings) Limited
58 Massive Resources International Corporation Ltd
59 Mei Ah Entertainment Group Limited
60 Midas International Holdings Limited
61 MK Leung
62 Morgan Stanley
63 Mutual Partners (Hong Kong) Limited
64 New Century Group Hong Kong Limited
65 New Times Group Holdings Limited
66 Oriental Patron Asia Limited
67 Patra Lee
68 Premium Land Limited
69 PricewaterhouseCoopers
70 QPL International Holdings Limited
71 Quam Capital Limited
72 Quam Securities Company Limited
73 Rexcapital (Hong Kong) Limited
74 Riche Multi-Media Holdings Limited
75 Sallmanns
76 SBI E2-Capital (HK) Limited
77 Shenyin Wanguo Capital (H.K.) Limited
78 Sino Prosper Holdings Limited
79 South China Capital Limited
80 Standard Chartered Bank Limited
81 Starbow Holdings Limited
82 Tack Fat Group Int'l Ltd.
83 Tai Fook Capital Limited
84 Tak Shun Technology Group Limited
85 Tanrich Capital Limited
86 TechCap Holdings Limited
87 Tem Fat Hing Fung (Holdings) Limited
88 The Chamber of Hong Kong Listed Companies Limited
89 The Hong Kong Institute of Surveyors
90 The Hong Kong Society of Financial Analysts Limited
91 U-Right International Holdings Limited
92 VC CEF Capital Limited
93 WAG Financial Services Group Limited
94 Wah Tak Fung Holdings Limited
95 Watterson Asia Limited
96 Xin Corporation Limited
97 Yu Ming Investment Management Limited

Updated 27 Feb 2010