Market Turnover
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Responses (March 2023)

Consultation Paper on a Listing Regime for Specialist Technology Companies

 
Accounting Firms
1.      Deloitte Touche Tohmatsu
2.      Ernst & Young
3.      KPMG
4.      PricewaterhouseCoopers
 
Corporate Finance Firms / Banks
5. Black Spade Capital Limited
6.  CCB International Capital Limited
7.  Charltons for and on behalf of Alliance Capital Partners Limited, Altus Capital Limited, Anglo Chinese Corporate Finance, Limited, Asian Capital Limited, Frontpage Capital Limited, Huajin Corporate Finance (International) Limited, Lego Corporate Finance Limited, Oriental Patron Asia Limited and Yu Ming Investment Management Limited
8 China International Capital Corporation Hong Kong Securities Limited
9.  China Merchants Securities (HK) Co., Limited
10.  J.P. Morgan
11.  Tian Yuan Law Firm LLP for and on behalf of BOCOM International (Asia) Limited
12.  Tian Yuan Law Firm LLP for and on behalf of China Securities (International) Corporate Finance Company Limited (duplicate of response from Tian Yuan Law Firm LLP for and on behalf of BOCOM International (Asia) Limited)
13. Tian Yuan Law Firm LLP for and on behalf of GF Capital (Hong Kong) Limited (duplicate of response from Tian Yuan Law Firm LLP for and on behalf of BOCOM International (Asia) Limited)
The following corporate finance firms / banks requested anonymity:
14. Corporate Finance Firm / Bank 1
15. Corporate Finance Firm / Bank 2
16. Corporate Finance Firm / Bank 3
17. Corporate Finance Firm / Bank 4
18. Corporate Finance Firm / Bank 5
 
HKEX Participant
19. China Tonghai Capital Limited
 
Investment Firm Focusing on Listed Securities Investment
The following investment firm focusing on listed securities investment requested anonymity:
20. Investment Firm Focusing on Listed Securities Investment 1
   
Investment Firms Focusing on Private Equity / Venture Capital Investment
21. Chinese Academy of Sciences Holdings Co., Ltd.
22. Shenzhen Oriental Fortune Capital Investment Management Co., Ltd.
The following investment firms focusing on private equity / venture capital investment requested anonymity:
23. Investment Firm Focusing on Private Equity / Venture Capital Investment 1
24. Investment Firm Focusing on Private Equity / Venture Capital Investment 2
25. Investment Firm Focusing on Private Equity / Venture Capital Investment 3
26. Investment Firm Focusing on Private Equity / Venture Capital Investment 4
   
Law Firms
27. Ashurst Hong Kong
28. Baker & McKenzie
29. CFN Lawyers and AnJie Broad Law Firm
30. Clifford Chance
31. Davis Polk & Wardwell
32. DLA Piper Hong Kong
33. Fangda Partners
34. Freshfields Bruckhaus Deringer
35. Gallant
36. Herbert Smith Freehills
37. King & Wood Mallesons
38. Kirkland & Ellis
39. Latham & Watkins LLP
40. Morrison & Foerster
41. Sidley Austin LLP
42. Skadden Arps Slate Meagher & Flom
43. Slaughter and May
44. Stevenson, Wong & Co.
45. Tian Yuan Law Firm LLP
The following law firms requested anonymity:
46. Law Firm 1
47. Law Firm 2
48. Law Firm 3
49. Law Firm 4
   
Listed Companies
50. Davis Polk & Wardwell for and on behalf of Baidu, Inc.
51. Davis Polk & Wardwell for and on behalf of Tencent Holdings Limited
52. Meituan
53. NetEase, Inc.
The following listed company requested anonymity:
54. Listed Company 1
   
Professional Bodies / Industry Associations
55. Asia Securities Industry and Financial Markets Association
56. Asian Corporate Governance Association
57. CFA Society Hong Kong
58. Hong Kong Business Angel Network
59. Hong Kong Federation of Women Lawyers Limited
60. Hong Kong Institute of Certified Public Accountants
61. Hong Kong Professionals and Senior Executives Association
62. Hong Kong Securities Association
63. Hong Kong Securities Professionals Association
64. Hong Kong Venture Capital and Private Equity Association
65. Hong Kong Women Professionals & Entrepreneurs Association
66. The British Chamber of Commerce in Hong Kong
67. The Chamber of Hong Kong Listed Companies
68. The Hong Kong Chartered Governance Institute
69. The Hong Kong Independent Non-Executive Director Association Limited
70. The Hong Kong Institute of Directors
71. The Institute of Securities Dealers
72. The Law Society of Hong Kong
The following professional body / industry association requested anonymity:
73. Professional Body / Industry Association 1
   
Prospective Listing Applicants
74. Clifford Chance for and on behalf of a prospective listing applicant
75. Herbert Smith Freehills on behalf of QuantumPharm Inc.
76. Time Medical Holdings Company Limited
The following prospective listing applicants requested anonymity:
77. Prospective Listing Applicant 1
78. Prospective Listing Applicant 2
79. Prospective Listing Applicant 3
80. Prospective Listing Applicant 4
81. Prospective Listing Applicant 5
82. Prospective Listing Applicant 6
83. Prospective Listing Applicant 7
84. Prospective Listing Applicant 8
   
Other Companies / Organisations
85. Blockchain Venture Capital Inc.
86. China Pharmaceutical Industry Research Development Association
   
Individuals
87. Mr. Albert Wong
88. Mr. Mingles Tsoi (duplicate of response from Hong Kong Business Angel Network)
The following individuals requested anonymity:
89. Individual 1
90. Individual 2
91. Individual 3
92. Individual 4
93. Individual 5
   
   

Updated 28 Mar 2023