|
|
| Corporate Respondents - Exchange Participants |
| 1. |
BNP Paribas Securities (Asia) Limited |
| 2. |
Bright Smart Securities International (H.K.) Limited |
| 3. |
China Merchants Securities (HK) Co., Limited
|
| 4. |
De Riva Asia Limited
|
| 5. |
Eclipse Options
|
| 6. |
Hang Seng Securities Limited
|
| 7. |
Instinet Pacific Limited
|
| 8. |
Sunrise Securities Limited
|
| 9. |
Yue Kun Research Limited |
| The following Exchange Participants requested anonymity: |
| 10. |
Exchange Participant 1 |
| 11. |
Exchange Participant 2
|
| 12. |
Exchange Participant 3 |
| 13. |
Exchange Participant 4 |
| 14. |
Exchange Participant 5 |
| 15. |
Exchange Participant 6 |
| 16. |
Exchange Participant 7 |
| 17. |
Exchange Participant 8 |
|
| 18. |
Exchange Participant 9 |
| 19. |
Exchange Participant 10 |
| 20. |
Exchange Participant 11
|
| 21. |
Exchange Participant 12
|
| 22. |
Exchange Participant 13
|
| 23. |
Exchange Participant 14 |
| 24. |
Exchange Participant 15 |
| 25. |
Exchange Participant 16 |
| 26. |
Exchange Participant 17 |
| 27. |
Exchange Participant 18 |
| 28. |
Exchange Participant 19 |
| 29. |
Exchange Participant 20 |
| 30. |
Exchange Participant 21 |
| 31. |
Exchange Participant 22 |
| 32. |
Exchange Participant 23 |
| 33. |
Exchange Participant 24 |
| 34. |
Exchange Participant 25 |
| 35. |
Exchange Participant 26 |
| 36. |
Exchange Participant 27 |
| 37. |
Exchange Participant 28 |
| 38. |
Exchange Participant 29 |
| 39. |
Exchange Participant 30 |
| 40. |
Exchange Participant 31 |
| 41. |
Exchange Participant 32 |
| 42. |
Exchange Participant 33 |
| 43. |
Exchange Participant 34
|
| 44. |
Exchange Participant 35
|
| 45. |
Exchange Participant 36
|
| 46. |
Exchange Participant 37
|
| 47. |
Exchange Participant 38
|
| 48. |
Exchange Participant 39 |
| 49. |
Exchange Participant 40
|
| 50. |
Exchange Participant 41 |
| 51. |
Exchange Participant 42 |
| 52. |
Exchange Participant 43
|
| 53. |
Exchange Participant 44
|
| 54. |
Exchange Participant 45 |
| 55. |
Exchange Participant 46
|
| |
|
| Corporate Respondents - Professional Bodies / Industry Associations |
| 56. |
Asia Securities Industry & Financial Markets Association |
| 57. |
Futures Industry Association
|
| 58. |
Hong Kong Institute of Certified Public Accountants |
| 59. |
Hong Kong Investment Funds Association |
| 60. |
Hong Kong Professionals and Senior Executives Association
|
| 61. |
Hong Kong Securities & Futures Professional Association
|
| 62. |
Hong Kong Securities Association
|
| 63. |
Hong Kong Securities Professionals Association
|
| 64. |
Hong Kong Women Professionals & Entrepreneurs Association
|
| 65. |
Pan Asia Securities Lending Association Limited
|
| 66. |
The Chamber of Hong Kong Listed Companies
|
| 67. |
The Hong Kong Association of Banks (requested not to publish responses to specific questions) |
| 68. |
The Hong Kong Chartered Governance Institute
|
| 69. |
The Institute of Securities Dealers
|
| 70. |
The Law Society of Hong Kong
|
The following Professional Bodies / Industry Associations requested anonymity:
|
| 71. |
Professional Body / Industry Association 1 |
| 72. |
Professional Body / Industry Association 2 |
| 73. |
Professional Body / Industry Association 3
|
| |
|
| Corporate Respondents - Market Practitioner |
| 74. |
Lo Lau Lawyers |
| 75. |
Slaughter and May
|
| 76. |
Simmons & Simmons
|
| |
|
| Corporate Respondents - Financial Institutions |
| 77. |
Hang Seng Indexes Company Limited |
| The following Financial Institutions requested anonymity: |
| 78. |
Financial Institution 1 |
| 79. |
Financial Institution 2
|
| |
|
| Individual Respondents |
| 80. |
Alton, LAU Suk Tung |
| 81. |
Celly |
|
| 82. |
Eric Lam |
|
| 83. |
Henry Fan |
|
| 84. |
Mui |
|
| 85. |
Wong Man Chun |
|
| 86. |
李小强 |
|
| The following individuals requested anonymity: |
| 87. |
Individual 1 |
| 88. |
Individual 2 |
| 89. |
Individual 3 |
| 90. |
Individual 4 |
| 91. |
Individual 5 |
| 92. |
Individual 6 |
| 93. |
Individual 7 |
| 94. |
Individual 8 |
| 95. |
Individual 9 |
| 96. |
Individual 10 |
| 97. |
Individual 11 |
| 98. |
Individual 12 |
| 99. |
Individual 13 |
| 100. |
Individual 14 |
| 101. |
Individual 15
|
| 102. |
Individual 16
|
|
| 103. |
Individual 17
|
|
| 104. |
Individual 18
|
|
| 105. |
Individual 19
|
|
| 106. |
Individual 20
|
|
| 107. |
Individual 21
|
|
| 108. |
Individual 22
|
|
| 109. |
Individual 23
|
|
| 110. |
Individual 24
|
|
| 111. |
Individual 25
|
|
| 112. |
Individual 26
|
|
| 113. |
Individual 27
|
|
| 114. |
Individual 28
|
|
| 115. |
Individual 29
|
|
| 116. |
Individual 30
|
|
| 117. |
Individual 31
|
|
| 118. |
Individual 32
|
|
| 119. |
Individual 33
|
|
| 120. |
Individual 34
|
|
| 121. |
Individual 35
|
|
| 122. |
Individual 36
|
|
| 123. |
Individual 37
|
|
| 124. |
Individual 38
|
|
| 125. |
Individual 39
|
|
| 126. |
Individual 40
|
|
| 127. |
Individual 41
|
|
| 128. |
Individual 42
|
|
| 129. |
Individual 43
|
|
| 130. |
Individual 44
|
|
| 131. |
Individual 45
|
|
| 132. |
Individual 46
|
|
| 133. |
Individual 47
|
|
| |
|
|