Institutions |
|
A. Professional Body (45 in total) |
|
1. |
ACCA Hong Kong |
|
2. |
Alternative Investment Management Association |
|
3. |
Asia Securities Industry & Financial Markets Association |
|
4. |
Asian Corporate Governance Association |
|
5. |
Business and Professionals Alliance for Hong Kong (submission provided in Chinese) |
|
6. |
European Chamber of Commerce in Hong Kong's Financial Services Business Council |
|
7. |
Federation of Hong Kong Industries (submission provided in Chinese) |
|
8. |
HK Financial Services Development Council |
|
9. |
Hong Kong Business Angel Network Limited |
|
10. |
Hong Kong General Chamber of Commerce |
|
11. |
Hong Kong Information Technology Joint Council |
|
12. |
Hong Kong Institute of Certified Public Accountants |
|
13. |
Hong Kong Institute of Chartered Secretaries |
|
14. |
Hong Kong Institute of Financial Analysts and Professional Commentators Limited |
|
15. |
Hong Kong Investment Funds Association |
|
16. |
Hong Kong Investor Relations Association |
|
17. |
Hong Kong Professionals and Senior Executives Association (submission provided in Chinese) |
|
18. |
Hong Kong Securities Professionals Association (submission provided in Chinese) |
|
19. |
Institute of Certified Management Accountants |
|
20. |
International Corporate Governance Network |
|
21. |
Internet Professional Association Limited |
|
22. |
Smart City Consortium |
|
23. |
The British Chamber of Commerce in Hong Kong |
|
24. |
The Chamber of Hong Kong Listed Companies |
|
25. |
The Hong Kong Institute of Directors |
|
26. |
The Hong Kong Society of Financial Analysts |
|
27. |
The Institute of Securities Dealers (submission provided in Chinese) |
|
28. |
The Law Society of Hong Kong |
|
29. |
Y Society |
|
30. |
香港男士协会有限公司 (submission provided in Chinese) |
|
31. |
香港证劵业协会 (submission provided in Chinese) |
|
32. |
深圳市律师协会 (submission provided in Chinese) |
|
The following Professional Bodies requested anonymity |
|
33. |
Professional Body 1 |
|
34. |
Professional Body 2 |
|
35. |
Professional Body 3 (submission provided in Chinese) |
|
36. |
Professional Body 4 (submission provided in Chinese) |
|
37. |
Professional Body 5 (submission provided in Chinese) |
|
38. |
Professional Body 6 (submission provided in Chinese) |
|
39. |
Professional Body 7 (submission provided in Chinese) |
|
40. |
Professional Body 8 (submission provided in Chinese) |
|
41. |
Professional Body 9 (submission provided in Chinese) |
|
42. |
Professional Body 10 (submission provided in Chinese) |
|
43. |
Professional Body 11 (submission provided in Chinese) |
|
44. |
Professional Body 12 (submission provided in Chinese) |
|
45. |
Professional Body 13 (submission provided in Chinese) |
|
|
|
|
B. Market Practitioner (108 in total) |
|
46. |
Altus Capital Limited |
|
47. |
Asia Capital Markets Institute |
|
48. |
BDO Limited |
|
49. |
Bitquant Research Laboratories (Asia) Limited |
|
50. |
BlackRock |
|
51. |
BOCI (submission provided in Chinese) |
|
52. |
Herbert Smith Freehills on behalf of:
|
|
53. |
British Columbia Investment Management Corporation |
|
54. |
Central China International Capital Limited |
|
55. |
China International Capital Corporation Hong Kong Securities Limited |
|
56. |
China Renaissance Securities (HK) Ltd |
|
57. |
China Tian Yuan Finance Group |
|
58. |
Cleary Gottlieb Steen & Hamilton (Hong Kong) |
|
59. |
CompliancePlus Consulting Limited |
|
60. |
Computershare Hong Kong Investor Services Limited |
|
61. |
Daiwa Capital Markets |
|
62. |
Deacons |
|
63. |
Easy Repay Finance & Investment Limited (submission provided in Chinese) |
|
64. |
Ernst & Young |
|
65. |
Fidelity IM |
|
66. |
Frost & Sullivan (submission provided in Chinese) |
|
67. |
GCIS Limited |
|
68. |
Addleshaw Goddard on behalf of:
|
|
69. |
Charltons on behalf of:
|
|
70. |
Hermes Investment Management |
|
71. |
HeungKong Financial Group |
|
72. |
Hogan Lovells |
|
73. |
Hony Capital |
|
74. |
Huatai Financial Holdings (Hong Kong) Limited |
|
75. |
Jeffrey Mak Law Firm |
|
76. |
Jingtian & Gongcheng (submission provided in Chinese) |
|
77. |
King & Woods (submission provided in Chinese) |
|
78. |
KPMG |
|
79. |
Latham & Watkins |
|
80. |
Legal & General |
|
81. |
Linklaters |
|
82. |
M&G Investments |
|
83. |
Norges Bank Investment Management |
|
84. |
PricewaterhouseCoopers |
|
85. |
Proton Capital Limited |
|
86. |
Qiming Venture Partners (submission provided in Chinese) |
|
87. |
Reorient Financial Markets Limited |
|
88. |
Research Centre for Sustainable Hong Kong |
|
89. |
Robeco |
|
90. |
Shinewang (HK) CPA Limited |
|
91. |
Simon Murray & Co., Ltd |
|
92. |
Slaughter and May |
|
93. |
State Board of Administration of Florida |
|
94. |
State Street Global Advisors |
|
95. |
Sun Ray Capital Investment Corporation |
|
96. |
Trinity Corporate Finance Limited |
|
97. |
USS Investment Management |
|
98. |
Wilson Sonsini Goodrich & Rosati |
|
99. |
东方证券 (submission provided in Chinese) |
|
100. |
中原股权交易中心股份有限公司 (submission provided in Chinese) |
|
101. |
中证信用增进股份有限公司 (submission provided in Chinese) |
|
102. |
北京德星资本投资有限公司 (submission provided in Chinese) |
|
103. |
北京泰德基金管理有限公司 (submission provided in Chinese) |
|
104. |
国信证劵(香港)融资有限公司 (submission provided in Chinese) |
|
105. |
江苏世纪同仁律师事务所 (submission provided in Chinese) |
|
106. |
金花谷(北京)企业管理顾问股份有限公司 (submission provided in Chinese) |
|
The following Market Practitioners requested anonymity |
|
107. |
Market Practitioner 1 |
|
108. |
Market Practitioner 2 |
|
109. |
Market Practitioner 3 |
|
110. |
Market Practitioner 4 |
|
111. |
Market Practitioner 5 |
|
112. |
Market Practitioner 6 |
|
113. |
Market Practitioner 7 |
|
114. |
Market Practitioner 8 |
|
115. |
Market Practitioner 9 |
|
116. |
Market Practitioner 10 |
|
117. |
Market Practitioner 11 |
|
118. |
Market Practitioner 12 |
|
119. |
Market Practitioner 13 |
|
120. |
Market Practitioner 14 |
|
121. |
Market Practitioner 15 |
|
122. |
Market Practitioner 16 |
|
123. |
Market Practitioner 17 |
|
124. |
Market Practitioner 18 |
|
125. |
Market Practitioner 19 |
|
126. |
Market Practitioner 20 |
|
127. |
Market Practitioner 21 |
|
128. |
Market Practitioner 22 |
|
129. |
Market Practitioner 23 |
|
130. |
Market Practitioner 24 |
|
131. |
Market Practitioner 25 |
|
132. |
Market Practitioner 26 |
|
133. |
Market Practitioner 27 |
|
134. |
Market Practitioner 28 |
|
135. |
Market Practitioner 29 |
|
136. |
Market Practitioner 30 (submission provided in Chinese) |
|
137. |
Market Practitioner 31 (submission provided in Chinese) |
|
138. |
Market Practitioner 32 (submission provided in Chinese) |
|
139. |
Market Practitioner 33 (submission provided in Chinese) |
|
140. |
Market Practitioner 34 (submission provided in Chinese) |
|
141. |
Market Practitioner 35 (submission provided in Chinese) |
|
142. |
Market Practitioner 36 (submission provided in Chinese) |
|
143. |
Market Practitioner 37 (submission provided in Chinese) |
|
144. |
Market Practitioner 38 (submission provided in Chinese) |
|
145. |
Market Practitioner 39 (submission provided in Chinese) |
|
146. |
Market Practitioner 40 (submission provided in Chinese) |
|
147. |
Market Practitioner 41 (submission provided in Chinese) |
|
148. |
Market Practitioner 42 (submission provided in Chinese) |
|
149. |
Market Practitioner 43 (submission provided in Chinese) |
|
150. |
Market Practitioner 44 (submission provided in Chinese) |
|
151. |
Market Practitioner 45 (submission provided in Chinese) |
|
152. |
Market Practitioner 46 |
|
153. |
Market Practitioner 47 (submission provided in Chinese) |
|
|
|
|
C. Issuer (92 in total) |
|
154. |
Dream Game (submission provided in Chinese) |
|
155. |
Oxblock Technologies Limited |
|
156. |
RedTie Inc. |
|
157. |
Tencent Holdings Limited |
|
158. |
TLX Inc. |
|
159. |
360 (submission provided in Chinese) |
|
160. |
上海张江高科技园区开发股份有限公司 (submission provided in Chinese) |
|
161. |
中国电信股份有限公司莆田分公司 (submission provided in Chinese) |
|
162. |
北京广度漫想科技有限公司 (submission provided in Chinese) |
|
163. |
北京聚爱账科技有限公司 (submission provided in Chinese) |
|
164. |
北京艾棣维欣生物技术有限公司 (submission provided in Chinese) |
|
165. |
北京轩瑞锋尚科技股份有限公司 (submission provided in Chinese) |
|
166. |
新浪网财经科技事业部内容中心 (submission provided in Chinese) |
|
167. |
深圳前海大数金融服务有限公司 (submission provided in Chinese) |
|
168. |
福建南绍有限公司 (submission provided in Chinese) |
|
169. |
福建省船舶工业集团 (submission provided in Chinese) |
|
170. |
香港黄金五十 (submission provided in Chinese) |
|
The following Issuers requested anonymity |
|
171. |
Issuer 1 (submission provided in Chinese) |
|
172. |
Issuer 2 (submission provided in Chinese) |
|
173. |
Issuer 3 (submission provided in Chinese) |
|
174. |
Issuer 4 |
|
175. |
Issuer 5 (submission provided in Chinese) |
|
176. |
Issuer 6 |
|
177. |
Issuer 7 |
|
178. |
Issuer 8 |
|
179. |
Issuer 9 (submission provided in Chinese) |
|
180. |
Issuer 10 |
|
181. |
Issuer 11 |
|
182. |
Issuer 12 (submission provided in Chinese) |
|
183. |
Issuer 13 (submission provided in Chinese) |
|
184. |
Issuer 14 (submission provided in Chinese) |
|
185. |
Issuer 15 (submission provided in Chinese) |
|
186. |
Issuer 16 (submission provided in Chinese) |
|
187. |
Issuer 17 (submission provided in Chinese) |
|
188. |
Issuer 18 (submission provided in Chinese) |
|
189. |
Issuer 19 (submission provided in Chinese) |
|
190. |
Issuer 20 (submission provided in Chinese) |
|
191. |
Issuer 21 (submission provided in Chinese) |
|
192. |
Issuer 22 (submission provided in Chinese) |
|
193. |
Issuer 23 (submission provided in Chinese) |
|
194. |
Issuer 24 (submission provided in Chinese) |
|
195. |
Issuer 25 (submission provided in Chinese) |
|
196. |
Issuer 26 (submission provided in Chinese) |
|
197. |
Issuer 27 (submission provided in Chinese) |
|
198. |
Issuer 28 (submission provided in Chinese) |
|
199. |
Issuer 29 (submission provided in Chinese) |
|
200. |
Issuer 30 (submission provided in Chinese) |
|
201. |
Issuer 31 (submission provided in Chinese) |
|
202. |
Issuer 32 (submission provided in Chinese) |
|
203. |
Issuer 33 (submission provided in Chinese) |
|
204. |
Issuer 34 (submission provided in Chinese) |
|
205. |
Issuer 35 (submission provided in Chinese) |
|
206. |
Issuer 36 (submission provided in Chinese) |
|
207. |
Issuer 37 (submission provided in Chinese) |
|
208. |
Issuer 38 (submission provided in Chinese) |
|
209. |
Issuer 39 (submission provided in Chinese) |
|
210. |
Issuer 40 (submission provided in Chinese) |
|
211. |
Issuer 41 (submission provided in Chinese) |
|
212. |
Issuer 42 (submission provided in Chinese) |
|
213. |
Issuer 43 (submission provided in Chinese) |
|
214. |
Issuer 44 (submission provided in Chinese) |
|
215. |
Issuer 45 (submission provided in Chinese) |
|
216. |
Issuer 46 (submission provided in Chinese) |
|
217. |
Issuer 47 (submission provided in Chinese) |
|
218. |
Issuer 48 (submission provided in Chinese) |
|
219. |
Issuer 49 (submission provided in Chinese) |
|
220. |
Issuer 50 (submission provided in Chinese) |
|
221. |
Issuer 51 (submission provided in Chinese) |
|
222. |
Issuer 52 (submission provided in Chinese) |
|
223. |
Issuer 53 (submission provided in Chinese) |
|
224. |
Issuer 54 (submission provided in Chinese) |
|
225. |
Issuer 55 (submission provided in Chinese) |
|
226. |
Issuer 56 (submission provided in Chinese) |
|
227. |
Issuer 57 (submission provided in Chinese) |
|
228. |
Issuer 58 (submission provided in Chinese) |
|
229. |
Issuer 59 (submission provided in Chinese) |
|
230. |
Issuer 60 (submission provided in Chinese) |
|
231. |
Issuer 61 (submission provided in Chinese) |
|
232. |
Issuer 62 (submission provided in Chinese) |
|
233. |
Issuer 63 (submission provided in Chinese) |
|
234. |
Issuer 64 (submission provided in Chinese) |
|
235. |
Issuer 65 (submission provided in Chinese) |
|
236. |
Issuer 66 (submission provided in Chinese) |
|
237. |
Issuer 67 (submission provided in Chinese) |
|
238. |
Issuer 68 (submission provided in Chinese) |
|
239. |
Issuer 69 (submission provided in Chinese) |
|
240. |
Issuer 70 (submission provided in Chinese) |
|
241. |
Issuer 71 (submission provided in Chinese) |
|
242. |
Issuer 72 (submission provided in Chinese) |
|
243. |
Issuer 73 (submission provided in Chinese) |
|
244. |
Issuer 74 (submission provided in Chinese) |
|
245. |
Issuer 75 (submission provided in Chinese) |
|
|
|
|
Individuals |
|
D. HKEX Participant Staff (31 in total) |
|
246. |
Eliza Liu Hongke (submission provided in Chinese) |
|
247. |
Riccardo Capelvenere |
|
248. |
Robin Fox |
|
249. |
Sun Shangyun |
|
250. |
Tammy Shi (submission provided in Chinese) |
|
251. |
Vincent Marshall Kwan Ho Lee |
|
252. |
许建明 (submission provided in Chinese) |
|
253. |
谭山 (submission provided in Chinese) |
|
The following HKEX Participant Staff requested anonymity |
|
254. |
HKEX Participant Staff 1 |
|
255. |
HKEX Participant Staff 2 |
|
256. |
HKEX Participant Staff 3 |
|
257. |
HKEX Participant Staff 4 |
|
258. |
HKEX Participant Staff 5 |
|
259. |
HKEX Participant Staff 6 (submission provided in Chinese) |
|
260. |
HKEX Participant Staff 7 |
|
261. |
HKEX Participant Staff 8 |
|
262. |
HKEX Participant Staff 9 |
|
263. |
HKEX Participant Staff 10 |
|
264. |
HKEX Participant Staff 11 |
|
265. |
HKEX Participant Staff 12 |
|
266. |
HKEX Participant Staff 13 |
|
267. |
HKEX Participant Staff 14 |
|
268. |
HKEX Participant Staff 15 (submission provided in Chinese) |
|
269. |
HKEX Participant Staff 16 |
|
270. |
HKEX Participant Staff 17 |
|
271. |
HKEX Participant Staff 18 (submission provided in Chinese) |
|
272. |
HKEX Participant Staff 19 (submission provided in Chinese) |
|
273. |
HKEX Participant Staff 20 (submission provided in Chinese) |
|
274. |
HKEX Participant Staff 21 (submission provided in Chinese) |
|
275. |
HKEX Participant Staff 22 (submission provided in Chinese) |
|
276. |
HKEX Participant Staff 23 (submission provided in Chinese) |
|
|
|
|
E. Institutional Investor Staff (17 in total) |
|
277. |
James Savage |
|
278. |
Manuel Schlabbers |
|
279. |
Zhikai Chen |
|
280. |
佘春宁 (submission provided in Chinese) |
|
281. |
张森泉 (submission provided in Chinese) |
|
282. |
邹沐尧 (submission provided in Chinese) |
|
The following Institutional Investor Staff requested anonymity |
|
283. |
Institutional Investor Staff 1 |
|
284. |
Institutional Investor Staff 2 |
|
285. |
Institutional Investor Staff 3 |
|
286. |
Institutional Investor Staff 4 (submission provided in Chinese) |
|
287. |
Institutional Investor Staff 5 (submission provided in Chinese) |
|
288. |
Institutional Investor Staff 6 (submission provided in Chinese) |
|
289. |
Institutional Investor Staff 7 (submission provided in Chinese) |
|
290. |
Institutional Investor Staff 8 (submission provided in Chinese) |
|
291. |
Institutional Investor Staff 9 (submission provided in Chinese) |
|
292. |
Institutional Investor Staff 10 (submission provided in Chinese) |
|
293. |
Institutional Investor Staff 11 (submission provided in Chinese) |
|
|
|
|
F. Listed Company Staff (8 in total) |
|
294. |
Eric Wu |
|
295. |
余慧 (submission provided in Chinese) |
|
The following Listed Company Staff requested anonymity |
|
296. |
Listed Company Staff 1 |
|
297. |
Listed Company Staff 2 (submission provided in Chinese) |
|
298. |
Listed Company Staff 3 (submission provided in Chinese) |
|
299. |
Listed Company Staff 4 (submission provided in Chinese) |
|
300. |
Listed Company Staff 5 (submission provided in Chinese) |
|
301. |
Listed Company Staff 6 (submission provided in Chinese) |
|
|
|
|
G. Retail Investor (37 in total) |
|
302. |
Cheuk Hang Li (submission provided in Chinese) |
|
303. |
Gregg Li |
|
304. |
Jeffrey So Chi Hong (submission provided in Chinese) |
|
305. |
Johnson Yiu-Nam Liu |
|
306. |
Karlson Chan (submission provided in Chinese) |
|
307. |
Oliver Yun |
|
308. |
Suen Chi Wai |
|
309. |
William Ting |
|
310. |
吕志清, 潘筱群 (submission provided in Chinese) |
|
311. |
吕志华 (submission provided in Chinese) |
|
312. |
张秀贤 (submission provided in Chinese) |
|
313. |
李万金/刘金 (submission provided in Chinese) |
|
314. |
简肇联 (submission provided in Chinese) |
|
The following Retail Investors requested anonymity |
|
315. |
Retail Investor 1 (submission provided in Chinese) |
|
316. |
Retail Investor 2 |
|
317. |
Retail Investor 3 |
|
318. |
Retail Investor 4 |
|
319. |
Retail Investor 5 (submission provided in Chinese) |
|
320. |
Retail Investor 6 (submission provided in Chinese) |
|
321. |
Retail Investor 7 (submission provided in Chinese) |
|
322. |
Retail Investor 8 |
|
323. |
Retail Investor 9 |
|
324. |
Retail Investor 10 |
|
325. |
Retail Investor 11 |
|
326. |
Retail Investor 12 (submission provided in Chinese) |
|
327. |
Retail Investor 13 (submission provided in Chinese) |
|
328. |
Retail Investor 14 (submission provided in Chinese) |
|
329. |
Retail Investor 15 (submission provided in Chinese) |
|
330. |
Retail Investor 16 (submission provided in Chinese) |
|
331. |
Retail Investor 17 (submission provided in Chinese) |
|
332. |
Retail Investor 18 (submission provided in Chinese) |
|
333. |
Retail Investor 19 (submission provided in Chinese) |
|
334. |
Retail Investor 20 (submission provided in Chinese) |
|
335. |
Retail Investor 21 (submission provided in Chinese) |
|
336. |
Retail Investor 22 (submission provided in Chinese) |
|
337. |
Retail Investor 23 (submission provided in Chinese) |
|
338. |
Retail Investor 24 (submission provided in Chinese) |
|
|
|
|
H. None of the Above (22 in total) |
|
339. |
Amy Zhai |
|
340. |
Anthony Y.B. Yeung |
|
341. |
Charles Mok |
|
342. |
David M. Webb |
|
343. |
Financial Alien |
|
344. |
Junzheng Shen |
|
345. |
Keith Zhen (submission provided in Chinese) |
|
346. |
Lei Chi Feng (submission provided in Chinese) |
|
347. |
Matthew Harrison |
|
348. |
Wong Chun Yee |
|
349. |
Wong Kong Chi |
|
350. |
任跃东 (submission provided in Chinese) |
|
351. |
周思航 (submission provided in Chinese) |
|
352. |
柴岩 (submission provided in Chinese) |
|
353. |
范思霞 (submission provided in Chinese) |
|
The remaining Individuals requested anonymity |
|
354. |
Individual 1 (submission provided in Chinese) |
|
355. |
Individual 2 (submission provided in Chinese) |
|
356. |
Individual 3 (submission provided in Chinese) |
|
357. |
Individual 4 (submission provided in Chinese) |
|
358. |
Individual 5 (submission provided in Chinese) |
|
359. |
Individual 6 (submission provided in Chinese) |
|
360. |
Individual 7 (submission provided in Chinese) |
|