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1. |
ABN AMRO Clearing Hong Kong Limited |
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2. |
Citadel Securities (Hong Kong) Limited |
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3. |
Nittan Securities Asia Limited |
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4. |
Success Securities Limited |
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5. |
Upmax Securities Limited |
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6. |
Victory Securities Company Limited |
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The following HKEX Participants requested anonymity |
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7. |
Exchange Participant 1 |
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8. |
Exchange Participant 2 |
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9. |
Exchange Participant 3 |
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10. |
Exchange Participant 4 |
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11. |
Exchange Participant 5 |
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12. |
Exchange Participant 6 |
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13. |
Exchange Participant 7 |
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14. |
Exchange Participant 8 |
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15. |
Exchange Participant 9 |
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16. |
Exchange Participant 10 |
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17. |
Exchange Participant 11 |
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18. |
Exchange Participant 12 |
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19. |
Exchange Participant 13 |
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20. |
Exchange Participant 14 |
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21. |
Exchange Participant 15 |
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22. |
Exchange Participant 16 |
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23. |
Exchange Participant 17 |
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24. |
Exchange Participant 18 |
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25. |
Exchange Participant 19 |
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26. |
Exchange Participant 20 |
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27. |
Exchange Participant 21 |
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28. |
Exchange Participant 22 |
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29. |
Exchange Participant 23 |
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30. |
Exchange Participant 24 |
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31. |
Exchange Participant 25 |
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32. |
Exchange Participant 26 |
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33. |
Exchange Participant 27 |
| 34. |
Exchange Participant 28 |
| 35. |
Exchange Participant 29 |
| 36. |
Exchange Participant 30 |
| 37. |
Exchange Participant 31 |
| 38. |
Exchange Participant 32 |
| 39. |
Exchange Participant 33 |
| 40. |
Exchange Participant 34 |
| 41. |
Exchange Participant 35 |
| 42. |
Exchange Participant 36 |
| 43. |
Exchange Participant 37 |
| 44. |
Exchange Participant 38 |
| 45. |
Exchange Participant 39 |
| 46. |
Exchange Participant 40 |
| 47. |
Exchange Participant 41 |
| 48. |
Exchange Participant 42 |
| 49. |
Exchange Participant 43 |
| 50. |
Exchange Participant 44 |
| 51. |
Exchange Participant 45 |
| 52. |
Exchange Participant 46 |
| 53. |
Exchange Participant 47 |
| 54. |
Exchange Participant 48 |
| 55. |
Exchange Participant 49 |
| 56. |
Exchange Participant 50 |
| 57. |
Exchange Participant 51 |
| 58. |
Exchange Participant 52 |
| 59. |
Exchange Participant 53 |
| 60. |
Exchange Participant 54 |
| 61. |
Exchange Participant 55 |
| 62. |
Exchange Participant 56 |
| 63. |
Exchange Participant 57 |
| 64. |
Exchange Participant 58 |
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Asset Management Companies (7 in total) |
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The following Asset Management Companies requested anonymity |
|
65. |
Asset Management company 1 |
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66. |
Asset Management company 2 |
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67. |
Asset Management company 3 |
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68. |
Asset Management company 4 |
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69. |
Asset Management company 5 |
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70. |
Asset Management company 6 |
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71. |
Asset Management company 7 |
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| |
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Industry Associations and Key Market Representatives (6 in total) |
| 72. |
Asia Securities Industry & Financial Markets Association (ASIFMA) |
|
73. |
Hong Kong Institute of Financial Analysts and Professional Commentators Limited (HKIFAPC) |
|
74. |
Hong Kong Securities Association (HKSA) |
|
75. |
Hong Kong Securities Professionals Association (HKSPA) |
|
76. |
Hong Kong Association of Online Brokers (HKAOB) |
|
77. |
The Institute of Securities Dealers (ISD) |
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| |
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Other Entities (2 in total) |
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The following other entities requested anonymity |
|
78. |
Other Entity 1 |
|
79. |
Other Entity 2 |
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| |
|
Individuals (21 in total) |
|
80. |
Professor CHAN Kalok (The Chinese University of Hong Kong Business School) |
|
81. |
Professor YAO Chen (The Chinese University of Hong Kong Business School) |
| The following individuals have not provided explicit consent for disclosing their personal data |
| 82. |
Individual 1 |
|
83. |
Individual 2 |
| 84. |
Individual 3 |
| 85. |
Individual 4 |
| 86. |
Individual 5 |
| 87. |
Individual 6 |
| 88. |
Individual 7 |
| 89. |
Individual 8 |
| 90. |
Individual 9 |
| 91. |
Individual 10 |
| 92. |
Individual 11 |
| 93. |
Individual 12 |
| 94. |
Individual 13 |
| 95. |
Individual 14 |
| 96. |
Individual 15 |
| 97. |
Individual 16 |
| 98. |
Individual 17 |
| 99. |
Individual 18 |
| 100. |
Individual 19 |