Amendments to the GEM Listing Rules to deal with conflicts of interest of the Exchange (Update 8 - August 21, 2001)
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Note to subscribers for
the amendments to the rules governing the listing of securities on the Growth Enterprise Market
("GEM Listing Rules")
Update No. 8
22 August, 2001
Dear Sirs,
Amendments to the GEM Listing Rules to deal with conflicts
of interest of the Exchange
A new Chapter 36 has been introduced into the GEM Listing Rules
to deal with conflicts of interest between the Exchange and persons whom the Exchange regulates in relation
to GEM. The new Chapter 36 follows the principles set out in Chapter 38 of the Rules Governing the Listing
of Securities on The Stock Exchange of Hong Kong Limited (i.e. the Main Board Listing Rules).
The amendments come into immediate effect. Reprinted pages of the GEM Listing Rules are enclosed, together with
filing instructions.
Yours faithfully,
For and on behalf of
The Stock Exchange of Hong Kong Limited
Karen Lee
Head of Listing, Regulation and Risk Management
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