|
Accountancy Firm |
1. |
Deloitte |
2. |
Ernst & Young |
3. |
Grant Thornton Hong Kong Limited |
4. |
KPMG |
5. |
Moore Advisory Services Limited |
6. |
PricewaterhouseCoopers |
The following Accountancy Firms
requested anonymity: |
7. |
Accountancy Firm 1 |
8. |
Accountancy Firm 2 |
|
Corporate Finance Firms |
9. |
Addleshaw Goddard (Hong Kong) LLP on behalf of 13 corporate finance firms and 275 licensed persons whose names were not disclosed |
10. |
Ample Capital Limited |
11. |
Ballas Capital |
12. |
Central China International Capital Limited |
13. |
Charltons on behalf of Alliance Capital Partners Limited, Altus Capital Limited, Anglo Chinese Corporate Finance Limited, Asian Capital Limited, Frontpage Capital Limited, Kingsway Capital Limited, Oriental Patron Asia Limited, Somerley Capital Limited, Yu Ming Investment Management Limited and VMS Securities Limited |
14. |
China International Capital Corporation Hong Kong Securities Limited |
15. |
Kingston Corporate Finance Limited |
16. |
Lego Corporate Finance Limited |
17. |
Maxa Capital Limited |
The following corporate finance
firms requested anonymity: |
18. |
Corporate Finance Firm 1 |
19. |
Corporate Finance Firm 2 |
20. |
Corporate Finance Firm 3 |
21. |
Corporate Finance Firm 4 |
22. |
Corporate Finance Firm 5 |
23. |
Corporate Finance Firm 6 |
24. |
Corporate Finance Firm 7 |
25. |
Corporate Finance Firm 8 |
26. |
Corporate Finance Firm 9 |
27. |
Corporate Finance Firm 10 |
|
HKEX Participant |
28. |
I-Access Investors Limited |
29. |
Guosen Securities (Hong Kong) Capital Company Limited |
30. |
China Tonghai Securities Limited/ China Tonghai International Financial Limited/ HKEX Participant 1/ HKEX Participant 2 |
|
|
Investment Management
Firm |
31. |
Masan Capital Limited |
The following investment
management firms requested anonymity: |
32. |
Investment Management Firm 1 |
33. |
Investment Management Firm 2 |
|
|
Law Firm |
34. |
Akin Gump Strauss Hauer & Feld LLP |
35. |
Cleary Gottlieb Steen &
Hamilton (Hong Kong) |
36. |
Commerce & Finance Law Offices
|
|
Eric Chow & Co
|
|
Jia Yuan Law Offices |
|
Jingtian & Gongcheng (PRC) |
|
Jingtian & Gongcheng LLP (HK) |
|
Jun He Law Offices |
|
JunHe LLP |
|
Silk Road International Capital Limited |
|
TC Capital International Limited |
|
Tian Yuan Law Firm |
|
William Ji & Co. LLP |
|
Zhong Lun Law Firm |
|
Law Firm 1 |
|
Law Firm 2 |
|
Law Firm 3 |
|
Law Firm 4 |
37. |
Deacons |
38. |
Gallant |
39. |
Howse Williams |
40. |
Hui & Lam LLP |
41. |
Khoo & Co. |
42. |
Kwok Yih & Chan |
43. |
Loong & Yeung |
44. |
M.B. KEMP LLP |
45. |
ONC Lawyers |
46. |
Patrick Chu, Conti Wong Lawyers LLP |
47. |
Slaughter and May |
48. |
Wan & Tang |
49. |
Withers |
The following law firms requested
anonymity: |
50. |
Law Firm 5 |
51. |
Law Firm 6 |
52. |
Law Firm 7 |
53. |
Law Firm 8 |
54. |
Law Firm 9 |
55. |
Law Firm 10 |
|
|
Listed Company |
56. |
Melco International Development Limited |
57. |
SHK Hong Kong Industries Limited |
The following listed companies
requested anonymity: |
58. |
Listed Company 1 |
59. |
Listed Company 2 |
|
|
Professional Bodies and
Industry Associations |
60. |
Asia Securities Industry & Financial Markets Association (ASIFMA) |
61. |
Association of Chartered Certified Accountants Hong Kong |
62. |
CFA Society Hong Kong |
63. |
Hong Kong General Chamber of Commerce |
64. |
Hong Kong Institute of Certified Public Accountants |
65. |
Hong Kong Institute of Chartered Secretaries |
66. |
Hong Kong Institute of Directors |
67. |
Hong Kong Investment Funds Association |
68. |
Hong Kong Professionals and Senior Executives Association |
69. |
Hong Kong Securities Association |
70. |
Hong Kong Securities Professionals Association |
71. |
The British Chamber of Commerce in Hong Kong |
72. |
The Chamber of Hong Kong Listed Companies |
73. |
The Hong Kong Venture Capital and Private Equity Association |
74. |
The Institute of Securities Dealers/ Success Securities Limited |
75. |
The Law Society of Hong Kong |
|
|
Others |
76. |
New People's Party |
77. |
SWCS Corporate Services Group (Hong Kong) Limited |
78. |
The Professional Commons Ltd. |
The following company
requested anonymity: |
79. |
Other Company 1 |
|
|
Individuals |
|
Accountant |
80. |
Alvin Lau |
The following accountants
requested anonymity: |
81. |
Accountant 1 |
82. |
Accountant 2 |
|
|
Corporate Finance Staff |
83. |
Rabo Leung |
84. |
Steven Lo Wing Shing |
The following corporate finance
staff requested anonymity: |
85. |
Corporate Finance Staff 1 |
86. |
Corporate Finance Staff 2 |
87. |
Corporate Finance Staff 3 |
88. |
Corporate Finance Staff 4 |
89. |
Corporate Finance Staff 5 |
90. |
Corporate Finance Staff 6 |
91. |
Corporate Finance Staff 7 |
92. |
Corporate Finance Staff 8 |
93. |
Corporate Finance Staff 9 |
94. |
Corporate Finance Staff 10
|
|
|
HKEX Participant Staff |
The following HKEX participant
staff requested anonymity: |
95. |
HKEX Participant Staff 1 |
|
|
Investment Management
Staff |
The following investment
management staff requested anonymity: |
96. |
Investment Management Staff 1 |
|
|
Lawyer |
97. |
Ernest Chung |
98. |
Howard Lau |
99. |
Larry Kwok |
100. |
Rosanna Chu/ Bonnie Yung/ Jason Wang |
The following lawyers requested
anonymity: |
101. |
Lawyer 1 |
102. |
Lawyer 2 |
103. |
Lawyer 3 |
104. |
Lawyer 4 |
105. |
Lawyer 5 |
106. |
Lawyer 6 |
|
|
Listed Company Staff |
The following listed company
staff requested anonymity: |
107. |
Listed Company Staff 1 |
|
|
Retail Investor |
108. |
Lo Chun Kit |
The following retail investors
requested anonymity: |
109. |
Retail Investor 1 |
110. |
Retail Investor 2 |
111. |
Retail Investor 3 |
|
|
Others |
112. |
David Webb |
|
Ng Kai Pong |
|
Other Individual Respondent 1 |
113. |
V F Moore |
The following individual
respondents requested anonymity: |
114. |
Other Individual Respondent 2 |
115. |
Other Individual Respondent 3 |
|
|