Institutions |
|
Accountancy Firms
|
1. |
Ernst & Young |
2. |
KPMG |
3. |
PricewaterhouseCoopers |
|
|
Corporate Finance Firms /
Banks |
4. |
AJ International Holdings Limited |
5. |
BOCI Asia Limited and ICBC International Holdings Limited (joint response) |
6. |
CITIC Securities |
7. |
Chartwell Capital Limited |
8. |
China International Capital Corporation Hong Kong Securities Limited (CICC) |
9. |
China Merchants Bank International |
10. |
China Renaissance Securities (HK) Limited |
11. |
China Securities International |
12. |
CNCB (Hong Kong) Capital Ltd. |
13. |
Dinova Capital |
14. |
GES International AB |
15. |
HeungKong Capital Limited |
16. |
Huatai Financial Holdings (Hong Kong) Limited |
17. |
ICBC Credit Suisse Asset Management (International) Company Limited |
18. |
Instinet |
19. |
Institute of Financial Technologists of Asia (IFTA) |
20. |
Kingston Financial |
21. |
SQ Capital Group Limited |
22. |
Tung Tai Group Limited |
23. |
TUS Corporate Finance Limited |
24. |
United First Partners |
25. |
Vanguard Investments Hong Kong Limited |
26. |
Vivo Capital |
27. |
中投证券国际融资有限公司 |
28. |
安信国际金融控股有限公司 |
29. |
国元证券股份有限公司投资银行总部 |
30. |
尊嘉证券(香港)有限公司 |
31. |
聊城市东昌府区天元小额贷款股份有限公司 |
32. |
兴业证券股份有限公司 |
33. |
兴证国际 |
34. |
高银国际(香港)金融集团有限公司 |
The following corporate finance
firms / banks requested anonymity: |
35. |
Corporate Finance Firm / Bank 1 |
36. |
Corporate Finance Firm / Bank 2 |
37. |
Corporate Finance Firm / Bank 3 |
38. |
Corporate Finance Firm / Bank 4 |
39. |
Corporate Finance Firm / Bank 5 |
40. |
Corporate Finance Firm / Bank 6 |
41. |
Corporate Finance Firm / Bank 7 |
42. |
Corporate Finance Firm / Bank 8 |
43. |
Corporate Finance Firm / Bank 9 |
44. |
Corporate Finance Firm / Bank 10 |
45. |
Corporate Finance Firm / Bank 11 |
46. |
Corporate Finance Firm / Bank 12 |
|
Investment Managers |
47. |
Allianz Global Investors Asia Pacific Limited |
48. |
Alternative Investment Management Association |
49. |
BlackRock |
50. |
BMO Global Asset Management |
51. |
British Columbia Investment Management Corporation |
52. |
Bull Capital Partners (Hong Kong) Limited |
53. |
Capital International, Inc. |
54. |
Capital International, Inc. |
55. |
China Asset Management (HK) Ltd. |
56. |
CSOP Asset Management Limited |
57. |
Fidelity International |
58. |
Hermed Equity Investment Management
(Shanghai) Co., Ltd. |
59. |
Hermes Investment Management |
60. |
Huineng Asset Management Limited |
61. |
JW Therapeutics (Shanghai) Co., LTD. |
62. |
Legal & General Investment Management |
63. |
Leucadia Investment Management |
64. |
Norges Bank Investment Management |
65. |
PGGM Investments |
66. |
Yu Ming Investment Management Limited |
67. |
3H Health Investment Management (HK) Ltd. |
68. |
上海张江浩成创业投资有限公司 |
69. |
优客工场(北京)创业投资有限公司 |
70. |
常州睿泰投资管理有限公司 |
71. |
广州市奇源库投资管理有限公司 |
72. |
时富财富管理有限公司 |
73. |
朴素资本管理有限公司 |
74. |
烟台创新创业投资有限公司 |
75. |
珠海梧桐领航投资管理有限公司 |
76. |
深圳市前海梧桐并购投资基金管理有限公司 |
The following investment managers
requested anonymity: |
77. |
Investment Manager 1 |
78. |
Investment Manager 2 |
79. |
Investment Manager 3 |
80. |
Investment Manager 4 |
81. |
Investment Manager 5 |
|
Law Firms
|
82. |
Beijing DHH Law Firm |
83. |
Eversheds Sutherland |
84. |
Hogan Lovells |
85. |
Jeffrey Mak Law Firm |
86. |
Jones Day |
87. |
Latham & Watkins |
88. |
Locke Lord |
89. |
Mayer Brown JSM |
90. |
Miao & Co. (in association with Han Kun Law Offices) |
91. |
Norton Rose Fulbright |
92. |
Shearman & Sterling |
93. |
Sidley Austin LLP |
94. |
Skadden, Arps, Slate, Meagher & Flom |
95. |
Slaughter and May |
96. |
Sullivan & Cromwell (Hong Kong) LLP |
97. |
汉坤律师事务所 - 深圳 |
98. |
通商律师事务所 |
The following law firms requested
anonymity: |
99. |
Law Firm 1 |
100. |
Law Firm 2 |
101. |
Law Firm 3 |
102. |
Law Firm 4 |
103. |
Law Firm 5 |
104. |
Law Firm 6 |
|
|
Listed Companies |
105. |
Cathay Pacific Airways Limited |
106. |
Great Eagle Holdings Limited |
107. |
Hong Kong Aircraft Engineering Company |
108. |
Sinochem Hong Kong (Group) Co. Ltd. |
109. |
Swire Pacific Limited |
110. |
Swire Properties Limited |
The following listed company
requested anonymity: |
111. |
Listed Company 1 |
|
|
Other Institutions |
112. |
ACEA |
113. |
AIMA Life-Tech (Shanghai) Ltd. |
114. |
Ally Bridge LB Healthcare Fund |
115. |
Aptorum Group Limited |
116. |
Aucta Pharmaceuticals |
117. |
B Action Company Limited |
118. |
BFC Group |
119. |
BioLingus GmbH |
120. |
China Insights Consultancy |
121. |
China Resources Pharmaceutical Group Limited |
122. |
Civic Party |
123. |
dMed Biopharmaceutical Co., Ltd. |
124. |
Financial Services Development Council |
125. |
Florida State Board of Administration |
126. |
GenoSaber Biotech |
127. |
Global Legal Entity Identifier Foundation (GLEIF) |
128. |
Gortune Limited |
129. |
Hong Kong Baptist University - Department of Accountancy & Law |
130. |
Hua Medicine |
131. |
Investor Education Centre |
132. |
Micurx Pharmaceuticals |
133. |
Nan Fung Group (Nan Fung Life Sciences) |
134. |
Office of the Hon. Charles Mok, Legislative Councillor (IT) |
135. |
Office of the Hon. CHEUNG Wah-fung, Legislative Councillor (Financial Services) |
136. |
Office of the Hon. Kenneth Leung, Legislative Councillor (Accountancy) |
137. |
Our Hong Kong Foundation |
138. |
PlantaRx Limited |
139. |
Sanwa Biotech Ltd. |
140. |
The European Chamber of Commerce in Hong Kong |
141. |
Time Medical Corp |
142. |
Time Medical Limited |
143. |
Viva Biotech Ltd. |
144. |
上海帕尼生物科技有限公司 |
145. |
上海海抗中医药科技发展有限公司 |
146. |
北京中十盈信息谘询有限公司 |
147. |
北京宽厚医药科技有限公司 |
148. |
北京智充科技有限公司 |
149. |
北京首钢朗泽新能源科技有限公司 |
150. |
固高科技集团 |
151. |
天士力医药集团股份有限公司 |
152. |
东建国际 |
153. |
东曜药业有限公司 |
154. |
江苏淩云国际 |
155. |
深圳市中农网有限公司 |
156. |
深圳市小橙堡文化传播有限公司 |
157. |
碧沃丰生物科技股份有限公司 |
158. |
蓝涛亚洲 |
159. |
苏港青年交流促进会 |
160. |
陕西佰美基因股份有限公司 |
161. |
香港发现者机器人有限公司 |
|
|
The following institutions requested anonymity: |
162. |
Institution 1 |
163. |
Institution 2 |
164. |
Institution 3 |
165. |
Institution 4 |
166. |
Institution 5 |
167. |
Institution 6 |
168. |
Institution 7 |
169. |
Institution 8 |
170. |
Institution 9 |
171. |
Institution 10 |
172. |
Institution 11 |
173. |
Institution 12 |
174. |
Institution 13 |
175. |
Institution 14 |
176. |
Institution 15 |
177. |
Institution 16 |
178. |
Institution 17 |
179. |
Institution 18 |
180. |
Institution 19 |
181. |
Institution 20 |
182. |
Institution 21 |
183. |
Institution 22 |
184. |
Institution 23 |
185. |
Institution 24 |
186. |
Institution 25 |
187. |
Institution 26 |
188. |
Institution 27 |
189. |
Institution 27 |
190. |
Institution 28 |
191. |
Institution 29 |
192. |
Institution 30 |
193. |
Institution 30 |
194. |
Institution 31 |
195. |
Institution 32 |
196. |
Institution 33 |
197. |
Institution 34 |
198. |
Institution 34 |
199. |
Institution 35 |
|
|
Professional Bodies / Industry Associations |
200. |
ACCA Hong Kong |
201. |
Asia Securities Industry & Financial Markets Association - Asset Management Group |
202. |
Asia Securities Industry & Financial Markets Association - Equity Capital Markets Committee |
203. |
Asian Corporate Governance Association |
204. |
Australian Council of Superannuation Investors |
205. |
Chamber of Hong Kong Listed Companies |
206. |
Council of Institutional Investors |
207. |
Hong Kong General Chamber of Commerce |
208. |
Hong Kong Institute of Chartered Secretaries |
209. |
Hong Kong Institute of Directors |
210. |
Hong Kong Investment Funds Association (HKIFA) |
211. |
Hong Kong Professionals and Senior Executives Association |
212. |
Hong Kong Securities Association Limited |
213. |
Hong Kong Securities Professionals Association |
214. |
Hong Kong Society of Financial Analysts |
215. |
Hong Kong Venture Capital and Private Equity Association |
216. |
International Corporate Governance Network |
217. |
Law Society of Hong Kong |
218. |
Law Society of Hong Kong’s supplemental submission |
219. |
The British Chamber of Commerce in Hong Kong |
220. |
The Institute of Financial Planners of Hong Kong |
221. |
Y. Elites Association |
222. |
Y. Elites Association |
223. |
香港中国企业协会上市公司委员会 |
|
|
Individuals |
|
Institutional Investor
Staff |
224. |
Jin Rui Oh |
225. |
秦波 |
|
|
Individual Investors |
226. |
Way Lau |
227. |
Individual Investor 1 |
|
|
Other Individuals |
228. |
Basil Hwang |
229. |
Cassie Chen |
230. |
Charles Hsu |
231. |
Chris Song |
232. |
CY Wong |
233. |
CY Zhao |
234. |
Danyi Wen |
235. |
Doris Jiang |
236. |
Eric Wu |
237. |
Jimmy Mak |
238. |
Jimmy Zhang |
239. |
Judy Tsui |
240. |
Judy Zhu |
241. |
Jun Bao |
242. |
Kaipeng Xia |
243. |
Karen Liu |
244. |
Lance Wong |
245. |
Leven Li |
246. |
Liang LIN (Stephen) |
247. |
Ling Hu Ming |
248. |
Matthew Harrison |
249. |
Nan Li |
250. |
Nick Tse |
251. |
Nova Liu |
252. |
Patrick Sik Ming Yuen |
253. |
Robin Fox |
254. |
Sherry He |
255. |
Silong Zhou |
256. |
Stella SHI |
257. |
Steve Chen |
258. |
Su Linlin |
259. |
William Cao |
260. |
Yali Zhu |
261. |
刘建华 |
262. |
傅昺 |
263. |
徐斌 |
264. |
潘君宇 |
265. |
谢佩静 |
266. |
陈治中 |
267. |
陈秋亦 |
268. |
齐念民 |
Other respondents who requested
anonymity: |
269. |
Respondent 1 |
270. |
Respondent 2 |
271. |
Respondent 3 |
272. |
Respondent 4 |
273. |
Respondent 5 |
274. |
Respondent 6 |
275. |
Respondent 7 |
276. |
Respondent 8 |
277. |
Respondent 9 |
278. |
Respondent 10 |
279. |
Respondent 11 |
280. |
Respondent 12 |
281. |
Respondent 13 |
282. |
Respondent 14 |
283. |
Respondent 15 |
|
|
Responses received after consultation concluded |
Deloitte Touche Tohmatsu |
|
|