Forms, Checklists & Procedures

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Forms, Checklists & Procedures

	Application Forms and Checklist
	Procedures and Reporting forms
		Stock Borrowing and Lending Arrangement
		Short Selling Arrangement
		Reporting of Trading Discrepancy / Error (For China Connect Securities Only)
		Reporting of Trading Discrepancy / Error (For China Connect Securities in relation to Special Segregated Account only)
		BCAN Error Report
		Quarterly Return on Trading Composition
		Adjustment Request Form for Sellable Balance due to Outstanding Positions in China Connect Securities
		Cash Prepayment Request Form

Updated 18 Jul 2017