Stock Connect

Award Categories:

 

Northbound

Top Broker

  • Top exchange participants based on total Northbound turnover from 3 January 2022 to 30 December 2022.

Top Assets Under Depository – Custodian Bank

  • Top custodian participants based on total Northbound portfolio value as of 30 December 2022.

Top SPSA Participation

  • Top exchange participants based on total number of mapped Special Segregated Accounts (SPSA) since the launch of Stock Connect in 2014. Data as of 30 December 2022.

Top Breakthrough Broker

  • Top exchange participants with the largest year-on-year percentage increase (2021 vs. 2022) in Northbound trading volume.

 

Southbound

Top Southbound Broker

Top Breakthrough Southbound Broker

Top Broker in Southbound Investor Education

Outstanding Broker in Southbound Investor Education
Exchange Traded Products

Award Categories:

 

 Top Market Maker – ETP Turnover

  • Top Market Makers (Securities Market Makers & Designated Specialists) based on Exchange Traded Product (Exchange Traded Fund & Leveraged and Inverse Product) market making turnover from 3 January 2022 to 30 December 2022.

 Top Breakthrough Broker – ETP Turnover

  • Top breakthrough Exchange Participants based on year-on-year value increase in Exchange Traded Products (Exchange Traded Fund & Leveraged and Inverse Product) non-market making turnover in the year of 2022.

 Top Performing ETP – Net Cash Flow

  • Top performing primary listed Exchange Traded Products (Exchange Traded Fund & Leveraged and Inverse Product) based on net cash flow from 3 January 2022 to 30 December 2022.

  Top New ETP Listing - Net Cash Flow

  • Top newly listed Exchange Traded Products (Exchange Traded Fund & Leveraged and Inverse Product) based on net cash flow during the first month of trading in the year of 2022.
Structured Products

Award Categories:

 

Top Issuer – Turnover

  • Top Issuers based on Structured Products (Derivative Warrants, Callable Bull / Bear Contracts, Inline Warrants) trading turnover from 3 January 2022 to 30 December 2022.

Top Issuer – Issuance

  • Top Issuers based on number of newly listed Structured Products (Derivative Warrants, Callable Bull / Bear Contracts, Inline Warrants) from 3 January 2022 to 30 December 2022.

Top Issuer – Innovation

  • Top Issuers based on number of underlying assets covered among non-emulation issues as of 30 December 2022.

Top Broker

  • Top Exchange Participants based on trading turnover of Structured Products (Derivative Warrants, Callable Bull / Bear Contracts, Inline Warrants) from 3 January 2022 to 30 December 2022, excluding Liquidity Providers.

Top Breakthrough Issuer

  • Top new Issuer (joining the market after 1 Jan 2019) with the largest year-on-year Structured Products (Derivative Warrants, Callable Bull / Bear Contracts, Inline Warrants) ADT increase in 2022.

 

 

If you have questions about the awards, please contact your relationship manager at HKEX.