Securities Awards

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About HKEX
About HKEX

HKEX is one of the world’s major exchange groups, and operates a range of equity, commodity, fixed income and currency markets. HKEX is the world’s leading IPO market and as Hong Kong’s only securities and derivatives exchange and sole operator of its clearing houses, it is uniquely placed to offer regional and international investors access to Asia’s most vibrant market.
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Investor Relations

HKEX believes in maintaining open, transparent, and constructive dialogue with the investment community. Within this section, you can find HKEX's latest financial information, strategic plans, presentations, business statistics, regulatory disclosure, shareholder information, and the contact details of our Investor Relations team.
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Corporate Governance

At HKEX we are committed to the highest standards of corporate governance and recognise that good governance is vital for the long-term success and sustainability of our business. HKEX has applied the principles of the Corporate Governance Code to its corporate governance structure and practices.
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Corporate Social Responsibility

As an active and responsible global financial markets leader, we are committed to adopting CSR best practices and promoting the global sustainability agenda. We reinforce our commitments to sustainable development across three pillars: Our Markets, Our People and our Operations.
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Exchange Traded Products

Structured Products

Stock Connect

Award Categories:

Northbound

Top Broker

Top exchange participants based on total Northbound turnover from 3 January 2022 to 30 December 2022.

Top Assets Under Depository – Custodian Bank

Top custodian participants based on total Northbound portfolio value as of 30 December 2022.

Top SPSA Participation

Top exchange participants based on total number of mapped Special Segregated Accounts (SPSA) since the launch of Stock Connect in 2014. Data as of 30 December 2022.

Top Breakthrough Broker

Top exchange participants with the largest year-on-year percentage increase (2021 vs. 2022) in Northbound trading volume.

Southbound

Top Southbound Broker

Top Breakthrough Southbound Broker

Top Broker in Southbound Investor Education

Outstanding Broker in Southbound Investor Education

Exchange Traded Products

Award Categories:

Top Market Maker – ETP Turnover

Top Market Makers (Securities Market Makers & Designated Specialists) based on Exchange Traded Product (Exchange Traded Fund & Leveraged and Inverse Product) market making turnover from 3 January 2022 to 30 December 2022.

Top Breakthrough Broker – ETP Turnover

Top breakthrough Exchange Participants based on year-on-year value increase in Exchange Traded Products (Exchange Traded Fund & Leveraged and Inverse Product) non-market making turnover in the year of 2022.

Top Performing ETP – Net Cash Flow

Top performing primary listed Exchange Traded Products (Exchange Traded Fund & Leveraged and Inverse Product) based on net cash flow from 3 January 2022 to 30 December 2022.

Top New ETP Listing - Net Cash Flow

Top newly listed Exchange Traded Products (Exchange Traded Fund & Leveraged and Inverse Product) based on net cash flow during the first month of trading in the year of 2022.

Structured Products

Award Categories:

Top Issuer – Turnover

Top Issuers based on Structured Products (Derivative Warrants, Callable Bull / Bear Contracts, Inline Warrants) trading turnover from 3 January 2022 to 30 December 2022.

Top Issuer – Issuance

Top Issuers based on number of newly listed Structured Products (Derivative Warrants, Callable Bull / Bear Contracts, Inline Warrants) from 3 January 2022 to 30 December 2022.

Top Issuer – Innovation

Top Issuers based on number of underlying assets covered among non-emulation issues as of 30 December 2022.

Top Broker

Top Exchange Participants based on trading turnover of Structured Products (Derivative Warrants, Callable Bull / Bear Contracts, Inline Warrants) from 3 January 2022 to 30 December 2022, excluding Liquidity Providers.

Top Breakthrough Issuer

Top new Issuer (joining the market after 1 Jan 2019) with the largest year-on-year Structured Products (Derivative Warrants, Callable Bull / Bear Contracts, Inline Warrants) ADT increase in 2022.

If you have questions about the awards, please contact your relationship manager at HKEX.