Securities Awards

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Exchange Traded Products

Structured Products

Wilfred Yiu_360x360_2

Our Stock Connect reached new highs in 2021, our ETP market continued to connect investors with a diverse set of opportunities, while our market for structured products remained one of the world’s most actively traded markets. Let me say a huge thank you to all our market participants for your incredible efforts.

Wilfred Yiu

Co-Head of Markets
HKEX

Exchange Traded Products

Award Categories and Winners: (in alphabetical order)

Top Market Maker – ETP Turnover

Jane Street Financial Limited
Jump Trading Pacific Pte. Ltd.
Optiver Trading Hong Kong Limited

Top Market Maker – ETP Coverage

Flow Traders Hong Kong Limited
Jane Street Financial Limited
Optiver Trading Hong Kong Limited

Top Breakthrough Broker – ETF Turnover

Credit Suisse Securities (Hong Kong) Limited
HSBC Securities Brokers (Asia) Limited
Mirae Asset Securities (HK) Limited

Top Breakthrough Broker – L&I Product Turnover

BOCI Securities Limited
Bright Smart Securities International (H.K.) Limited
Futu Securities International (Hong Kong) Limited

Top Performing ETF – Total Return

Global X China Clean Energy ETF
Global X S&P Crude Oil Futures Enhanced ER ETF
Samsung S&P GSCI Crude Oil ER Futures ETF

Top Performing ETP – Net Cash Flow

CSOP Hang Seng TECH Index ETF
iShares Hang Seng TECH ETF
Tracker Fund of Hong Kong

Top Breakthrough ETP - Average Daily Turnover

CSOP Hang Seng TECH Index Daily (-2x) Inverse Product
CSOP Hang Seng TECH Index Daily (2x) Leveraged Product
iShares Hang Seng TECH ETF

Top Participating Dealer – ETF Creation & Redemption

ABN AMRO Clearing Hong Kong Limited
HSBC
Mirae Asset Securities (HK) Limited

Top Trustee - New ETP Coverage

Cititrust Limited

Top New ETP Listing - Net Cash Flow

iShares China Government Bond ETF

Market Data

Award Categories and Winners: (in alphabetical order)

Top Securities Data Vendor

AAStocks.com Limited
Bloomberg Finance L.P.
ET Net Limited

Top Breakthrough Securities Data Vendor

Citigroup Global Markets Asia Ltd
Easy Securities Limited
Lion Brokers Limited

Stock Connect

Award Categories and Winners**: (in alphabetical order)

Northbound

Top Broker

BofA Securities
Morgan Stanley
UBS AG

Top Assets Under Depository – Custodian Bank

HSBC
J.P. Morgan
Standard Chartered Bank

Top SPSA Participation

CITIC CLSA
Citigroup Global Markets Asia Limited
HSBC Securities Brokers (Asia) Limited

Top Breakthrough Broker

Futu Securities International (Hong Kong) Limited
TFI Securities and Futures Limited
Yuanta Securities (Hong Kong) Company Limited

Southbound

Top Southbound Broker

Top Breakthrough Southbound Broker

Top Broker in Southbound Investor Education

Outstanding Broker in Southbound Investor Education

Structured Products

Award Categories and Winners: (in alphabetical order)

Top Issuer – Turnover

Haitong International Securities Company Limited
SG Issuer
UBS AG

Top Issuer – Issuance

CREDIT SUISSE AG
SG Issuer
UBS AG

Top Issuer – Innovation

CREDIT SUISSE AG
J.P. Morgan Structured Products B.V.
Macquarie Bank Limited

Top Broker

Changjiang Securities Brokerage (HK) Limited
CMB International Securities Limited
KGI Asia Limited

Top Breakthrough Issuer

Guotai Junan Securities (Hong Kong) Limited

** Some winners remain anonymous.

If you have questions about the awards, please contact your relationship manager at HKEX.