Management Committee
HKEX's Management Committee is the Group's management decision making body. The committee is chaired by the Chief Executive and authorised by the Board to carry out the following duties:
  • to oversee and make recommendations to the Board as to the operation of the Company's business including strategic plan, annual operating plan and budgets;
  • to oversee and make recommendations to the Executive Committee of Board as to the policies of major new services and products in new asset classes (excluding minor evolution of products within the same asset class or minor modification to current contract specifications);
  • to approve the Company's operating and capital expenditures in accordance with the Company's Expense Approval Guide as approved by the Board from time to time;
  • to oversee the Group's compliance with all statutory duties imposed on it under the relevant legislation, rules and regulations;
  • to oversee the liaison with all regulatory authorities and organisations on all matters relating to the Company; and
  • to do any such things to enable Management Committee to discharge its powers and functions conferred on it by the Board and its sub-committees.
Management Committee members are:
Chairman of the Management Committee
Nicolas Aguzin website bio
Nicolas AGUZIN >
Chief Executive Officer
Management Functions

HKEX operates the centralised securities and derivatives markets in Hong Kong; it is responsible for the front line regulation of listed issuers and for market surveillance. HKEX provides issuers with listing and securities trading services, participants with access to trading and clearing services, and investors with a regulated trading venue supported by information services.

HKEX's business and operations functions are organised along thirteen verticals: Listing, Legal and Regulatory Compliance, LME & LME Clear, Group Strategy & Projects, Market Development, Markets, Post Trade, Group Risk Management, Information Technology, Finance, Corporate Communications, Human Resources and Internal Audit. Details as follows:

Special Advisory and Projects

IPO Vetting

Listed Issuer Regulation

Structured Products and Fixed Income

Primary Market Information

Accounting Affairs

Listing Enforcement

Policy and Secretariat Services & Support

Listing Compliance

Legal Services

Secretarial Services

Group Strategy

Investor Relations

Innovation & Data Lab

Project Management

Global Issuer Services

Commodities Development

Mainland Client Development

 

Fixed Income and Currency Development

Global Client Development

Green & Sustainable Finance

Market Data

Market Surveillance & Monitoring

Product Development

Trading Operations

On-Exchange & OTC Clearing

Clearing Risk Management

Post Trade Business Development

OTC & FIC Business Development

Post Trade Change

Financial Risk Management

Quantitative Risk Management

Technology Risk Management

Enterprise Risk Management

Development & Support

System Architecture

Infrastructure and Operations

Mainland Technology Centre

 

Financial Control

Treasury

Corporate Services

Media Relations

Strategic Communications

Internal & Digital Communications

Content

Events Management

Rewards & HR Services

HR Business Partner

Talent Acquisition

Talent Development & Engagement

Internal Audit
Organisation Structure