| 1. |
Bank Mandates respectively for House and Client Accounts |
3 - 4 weeks |
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List of settlement banks supported the Derivatives Holiday Trading can be found at https://www.hkex.com.hk/-/media/HKEX-Market/Services/Trading/Derivatives/Trading-Mechanism/Derivatives-Holiday-Trading/List-of-H-banks.pdf |
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| 1.1 |
Bank of China (Hong Kong) Ltd. - House
Bank of China (Hong Kong) Ltd. - Client |
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| 1.2 |
Citibank N.A. - House
Citibank N.A. - Client |
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| 1.3 |
Hang Seng Bank Ltd. - House
Hang Seng Bank Ltd. - Client |
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| 1.4 |
Standard Chartered Bank (Hong Kong) Ltd. - House
Standard Chartered Bank (Hong Kong) Ltd. - Client |
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| 1.5 |
The Bank of East Asia, Ltd. - House
The Bank of East Asia, Ltd. - Client |
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| 1.6 |
The Hongkong and Shanghai Banking Corporation Ltd. - House
The Hongkong and Shanghai Banking Corporation Ltd. - Client |
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| 1.7 |
OCBC Bank (Hong Kong) Ltd. - House
OCBC Bank (Hong Kong) Ltd. - Client |
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| 2. |
DCASS Subscription and Licence Agreement |
1 - 2 weeks |
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| 3. |
CCASS / CCMS SDNet Line Service Notification Form |
6 weeks |
G-Form 7 |
| 4. |
DCASS User Account Maintenance Form |
6 weeks |
AC 2 |
| 4.1 |
DCASS Online/DCASS OAPI Connectivity Test Confirmation Form |
Not Applicable |
TechS 1 |
5.
|
DCASS Production/Testing Line Application and/or Change of SDNet Bandwidth Notification Form |
6 weeks
|
TechS 5 |
| 6. |
Change of CCMS / DCASS Contact Persons Form |
1 - 2 weeks |
DCASS-Form 3 |
| 7. |
List of Authorised Signatures with Specimen Signatures and Board Resolution (Sample) |
2 - 6 weeks |
HKCC-Form 12 |
| 8. |
Sharing of CCASS3 / CCMS Terminal to Access CCASS/ CCMS |
1 - 2 weeks |
G-Form 10 |
| 9. |
Documents for Setting Up Authorised Users |
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| 9.1 |
User Profile for Delegated Administrator for New Participant |
1 - 2 weeks |
G-Form 13 |
| 9.2 |
Guidence Notes on Setting Up CCASS / CCMS User Profile (for New Participant) |
For reference |
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| 9.3 |
Administration Right Listing |
For reference |
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| 9.4 |
User Access Level Assignment |
For reference |
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| 10. |
Application Form for SFTP User IDs for Report Retrieval Solution For Listed Derivatives Market |
1 - 2 weeks |
DCASS-Form 15 |
| 10.1 |
Report Retrieval Solution For Derivatives Markets - Technical Guide
Sample Zip File
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For reference |
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| 11. |
Client Connect Delegated Administrator Rights Application / Maintenance Form |
1 - 2 weeks |
G-Form 11 |
| 11.1 |
Explanatory Notes on Client Connect Delegated Administrator (CCDA) Functions |
For reference |
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| 12. |
FATCA Documentation |
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| 12.1 |
Form W-8BEN-E - Certificate of Status of Beneficial Owner for United States Tax Withholding and Reporting (Entities) or any relevant form as applicable |
1 - 2 weeks |
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| 12.2 |
Instructions for Form W-8BEN-E |
For reference |
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