The Listing Committee acts both as an independent administrative decision maker and an advisory body for the Exchange. It has four principal functions:
- to oversee the Division (to the extent practicable given the Committee’s mode of operation);
- to provide policy advice to the Division on listing matters and to approve amendments to the Main Board Rules and GEM Rules;
- to take decisions of material significance for listing applicants, listed issuers and the individuals concerned. These include approvals of listing applications and cancellations of listing and disciplinary matters; and
- to act as a review body for decisions made by the Division.
Role and Mode of Operation of the Committee
CHAIRMAN
BHATIA Renu
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Age
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65
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Date of appointment
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5 July 2019
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Other major offices
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- Opharmic Technologies Ltd – Chairman and Co-Founder (2015~)
- Asia Fintech Angels – Co-founder (2015~)
- Garsington Technologies – Advisor to the Board (2016~)
- Overstone Associates Limited – Board Member (2022~)
- Bite Investments – Advisor to the Board (2022~)
- HUTCHMED (China) Limited – Independent Non-Executive Director (2024~)
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Past offices
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- Supercharger – Founding Partner (2015 – 2021)
- Prospect Ventures – President (2013 – 2017)
- Tancho Investments Ltd – Director (2005 – 2015)
- HSBC Asset Management – Director Head of Tactical Asset Allocation (1992 – 1999)
- Goldman Sachs – Associate – Investment banking (1988 – 1991)
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Public service
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- Innovation and Technology Commission – Enterprise Support Scheme Assessor (2021~)
- Cyberport Entrepreneurship Centre Advisory Group – Member (2018~)
- Business Professional Federation Healthcare Committee – Member (2016~)
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Qualifications
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- Master of Business Administration (Yale University)
- Doctor of Medicine (University of London)
- Post Grad Diploma in Therapeutics and Medicine (The University of Hong Kong)
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DEPUTY CHAIRMEN (IN ALPHABETICAL ORDER)
KEYES Terence Francois
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Age
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64
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Date of appointment
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10 July 2020
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Other major offices
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- Morgan Stanley Asia Ltd. – Managing Director (2009~)
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Past offices
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- Merrill Lynch Far East Ltd. – Managing Director (2008 – 2009)
- Morgan Stanley Asia Ltd. – Managing Director (1997 – 2008)
- S.G. Warburg / SBC Warburg – Executive Director (1986 – 1997)
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Qualifications
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- Chartered Accountant (Institute of Chartered Accountants in England and Wales)
- Bachelor of Arts, Mathematics (University of Oxford)
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Age
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59
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Date of appointment
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10 July 2020
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Other major offices
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- KPMG China – Head of Professional Practice (2019~) and Head of Capital Markets (2013~)
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Past offices
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- KPMG China – Partner, Capital Markets (2009 – 2013)
- KPMG U.S. – Partner, Capital Markets and Audit Practice (2002 – 2009)
- Arthur Andersen U.S. – Senior Manager, Audit Practice (1993 – 2002)
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Public service
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- Hong Kong Institute of Chartered Secretaries – Member of the Technical Consultation Panel (2018~)
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Qualifications
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- Practising Member (Hong Kong Institute of Certified Public Accountants)
- Certified Public Accountant (Massachusetts, U.S.)
- Chartered Global Management Accountant (American Institute of Certified Public Accountants)
- Master of Business Administration (University of Southern Maine)
- Bachelor of Social Science (Chinese University of Hong Kong)
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Age
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52
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Date of appointment
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8 July 2022
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Other major offices
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- Simpson Thacher & Bartlett – Partner and Head of China Practice (2011~)
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Past offices
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- Freshfields Bruckhaus Deringer – Partner (2005 – 2011); Associate (1996 – 2005); Trainee Solicitor (1994 – 1996)
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Qualifications
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- Solicitor (Hong Kong and England and Wales)
- Diploma in Legal Practice (School of Law, UK)
- Bachelor of Laws (King’s College School of Law, University of London, UK)
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OTHER MEMBERS (IN ALPHABETICAL ORDER)
CHAN Chi Chuen, Dickson
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Age
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48
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Date of appointment
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7 July 2023
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Other major offices
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- CITIC Securities (Hong Kong) Limited / CLSA Limited – Managing Director and Head of Corporate Finance (Hong Kong) (2023~)
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Past offices
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- CITIC Securities (Hong Kong) Limited / CLSA Limited – Managing Director and Head of Corporate Finance Execution (2021 – 2023), Managing Director and Chief Operating Officer (2017 – 2021), Managing Director (2011 – 2017)
- Piper Jaffray Asia Limited – Principal (2003 – 2011)
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Public service
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- Hong Kong Securities & Investments Institute – Board member (2023~)
- CPA Australia – Member of Financial Services Committee (2021~)
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Qualifications
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- Fellow (Certified Public Accountant Australia)
- Bachelor in Economics (University of California, Irvine)
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Age
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54
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Date of appointment
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5 July 2024 |
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Other major offices
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- Kwok Yih & Chan – Partner (2014~)
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Past offices
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- King & Wood Mallesons – Partner (2012 – 2014)
- Mallesons Stephen Jaques – Partner (2004 – 2012)
- Kwok & Yih – Partner (2003 – 2004)
- Deacons – Partner (2002 – 2003)
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Public service
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- Appeal Panel (Housing) under the Housing Ordinance – Member (2023~)
- Hong Kong Science and Technology Parks Corporation – Member of the Board of Directors (2022~)
- Securities and Futures Commission – Member of the Takeovers and Mergers Panel (2014~), Member of the Takeovers Appeal Committee (2014~)
- Solicitors Disciplinary Tribunal – Tribunal Convenor (2023~)
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Qualifications
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- Bachelor of Laws (University of Hong Kong)
- Bachelor of Laws (Peking University)
- Practising Solicitor (Hong Kong)
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Age
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60
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Date of appointment
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7 July 2023
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Other major offices
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- Oriental Patron Financial Group – Founding Partner (1993~)
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Public service
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- Quality Education Fund (QEF) – Member of the QEF Investment Committee (2024~)
- Unsolicited Electronic Messages (Enforcement Notices) Appeal Board – Member (2019~)
- Securities and Futures Commission – Member of Process Review Panel (2018~)
- Beat Drugs Fund Association – Member of Investment Sub-Committee (2017~)
- Hong Kong Securities Association – Permanent Honorary President & Director (2015~)
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Qualifications
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- Certified Public Accountant (Hong Kong Institute of Certified Public Accountants)
- Certified Public Accountant (CPA Australia)
- Postgraduate Diploma and Fellow (Financial Services Institute of Australasia)
- Bachelor of Commerce (The University of Queensland, Australia)
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CHIU Michael
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Age
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42
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Date of appointment
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9 July 2021
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Other major offices
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- Goldman Sachs – Managing Director, Co-Head of Healthcare Group, Asia Ex-Japan, Investment Banking Division (2018~)
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Past offices
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- Bank of America Merrill Lynch – Managing Director, Head of Asia Healthcare Investment Banking Group (2014 – 2018)
- UBS AG – Director, Investment Banking Division (2010 – 2013)
- OrbiMed Healthcare Fund Management – Senior Private Equity Associate (2009 – 2010)
- Credit Suisse – Associate, Investment Banking Division (2005 – 2009)
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Qualifications
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- Master of Biotechnology (Johns Hopkins University)
- B.S. in Actuarial Science (University of Michigan)
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Age
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52
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Date of appointment
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5 July 2024
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Other major offices
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- Carret Private Wealth Management – Member of Advisory Board (2023~)
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Past offices
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- Hillhouse Capital Management Limited – Partner (2018 – 2021)
- Credit Suisse (Hong Kong) Limited – Managing Director (1998 – 2018)
- BZW Asia Limited – Equity Capital Markets (1995 – 1997)
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Public offices
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- Sports For Life – Board Member (2022~)
- Young Life Hong Kong – Board Chair (2016~)
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Qualifications
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- Master of Arts in International Policy Studies (Stanford University)
- Bachelor of Arts in Economics (University of California at Berkeley)
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Age
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48
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Date of appointment
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9 July 2021
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Other major offices
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- Premia Partners Company Limited – Founder and Managing Partner (2016~)
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Past offices
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- ICBC Credit Suisse Asset Management (International) – Assistant Chief Executive Officer (2015 – 2016)
- Oliver Wyman Group – Consultant to the Senior Partner and Head of Lippincott Asia (2013 – 2015)
- BlackRock – Director, Fundamental Equity Asia Pacific (2011 – 2013)
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Qualifications
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- Fellow member (Association of Chartered Certified Accountants)
- Chartered Financial Analyst (CFA Institute)
- Financial Risk Manager (Global Association of Risk Professionals)
- Master of Business Administration(Yale School of Management)
- Bachelor of Business Administration(Hong Kong University of Science and Technology)
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Age
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60
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Date of appointment
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10 July 2020
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Other major offices
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- The Hongkong and Shanghai Banking Corporation Limited (listed on The Stock Exchange of Hong Kong Limited) – Managing Director, Co-Head of Corporate Finance Execution, Global Banking Asia Pacific (2001~)
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Past offices
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- The Hongkong and Shanghai Banking Corporation Limited (listed on The Stock Exchange of Hong Kong Limited) – Corporate Finance Director (1998 – 2001), Associate Director (1996 – 1998)
- Norton Rose – Solicitor, Hong Kong (1994 – 1996) and London (1989 – 1994)
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Public service
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- The British Chamber of Commerce in Hong Kong, Financial Markets Committee – Vice Chair (2020~) and Member (2012~)
- The Securities and Futures Commission – Member of the Takeovers and Mergers Panel and Takeovers Appeal Committee (2021~)
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Qualifications
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- Fellow (Hong Kong Securities and Investment Institute)
- Bachelor of Laws (University of Southampton, UK)
- Solicitor (Hong Kong and England and Wales (non-practising))
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Age
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55
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Date of appointment
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5 July 2019
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Other major offices
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- Queen's Road Capital – Founder and CEO (2011~)
- Sharpist – Independent Director (2020~)
- RVShare – Independent Director (2020~)
- Good Choice Corp. – Independent Director (2020~)
- Mainspring – Independent Director (2015~)
- GetYourGuide – Independent Director (2013~)
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Past offices
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- Asia Innovations Group – Independent Director (2015 – 2021)
- Qunar – Co-founder and CEO (2005 – 2011)
- Netease – Senior Vice President (2001 – 2003)
- Shawei – Co-founder and CEO (1999 – 2001)
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Public service
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- The Asia Society – Member of Global Board of Trustees (2019~)
- The Queen’s Road Foundation – Founder (2015~)
- UCLA – Member of Board of Advisors for School of Earth, Planetary and Space Sciences (2018~) and Centre for Management of Enterprise in Media, Entertainment and Sports (2017~)
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Qualifications
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- MBA (University of California, Los Angeles)
- BA (California State University, Fullerton)
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Age
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54
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Date of appointment
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5 July 2024
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Other major offices
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- FountainVest Partners (Asia) Ltd – Managing Director, Sustainability and Strategic Initiatives (2023~)
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Past offices
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- FountainVest Partners (Asia) Ltd – Managing Director, Chief Operating Officer (2019 – 2023)
- Save The Children Hong Kong – Chief Executive (2015 – 2019)
- J.P. Morgan Chase & Co. – Managing Director, Chief of Staff, Hong Kong & Head, Asia Strategic Change Management (2014 – 2015), Managing Director, Head of Product & Platform, Asia Private Bank (2012 – 2014)
- HSBC – Managing Director, Chief Operating Officer, Global Banking, Asia Pacific (2010 – 2011)
- Credit Suisse – Head of Corporate Development and Investment Banking Strategy, Asia Pacific and Chief Operating Officer, Greater China (2005 – 2009)
- Moody’s Investor Services – Vice President, Senior Product Strategist– Global Corporate Finance Group (2004 – 2005)
- Freeman & Co. LLC – Management Consultant – Partner (2002 – 2004)
- Merrill Lynch & Co. – Vice President, Investment Banking (1996 – 2001)
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Public service
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- Women’s Circle, Columbia Business School – Board Member (2024~)
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