| 31/12/2010 |
Mitsubishi UFJ Securities (HK), Ltd |
Resignation of Exchange Participant |
| 31/12/2010 |
Mitsubishi UFJ Securities (HK) Capital, Ltd |
New Trading Exchange Participant
(Broker number : 2379) |
| 28/12/2010 |
Harvest Securities Ltd |
New Trading Exchange Participant
(Broker number : 7349) |
| 24/12/2010 |
China Merchants Securities (HK) Co Ltd |
Change of Address |
| 22/12/2010 |
Yue Xiu Securities Co Ltd |
Change of Telephone No. and Fax No. |
| 13/12/2010 |
Lamtex Securities Ltd |
Change of Address |
| 08/12/2010 |
SMBC Nikko Securities (Hong Kong) Ltd |
Change of Company Name
(Previous Name: Primasia Securities (Asia) Ltd) |
| 08/12/2010 |
CNI Securities Group Ltd |
Change of Address |
| 07/12/2010 |
CNI Securities Group Ltd |
Change of Company Name
(Previous Name: Global Broker Services Ltd) |
| 02/12/2010 |
Yue Xiu Securities Co Ltd |
Change of Address |
| 30/11/2010 |
JS Cresvale Securities International Ltd |
Change of Address |
| 29/11/2010 |
Kai Yuan Securities Ltd |
New Trading Exchange Participant
(Broker number : 5979) |
| 26/11/2010 |
Wing Lung Securities Ltd |
Change of Telephone No. |
| 23/11/2010 |
Daiwa Capital Markets Trading Hong Kong Ltd |
Change of Company Name
(Previous Name: KBC Financial Products Trading Hong Kong Ltd) |
| 22/11/2010 |
KBC Financial Products Trading Hong Kong Ltd |
Change of Address |
| 17/11/2010 |
CMB International Securities Ltd |
Change of Fax No. |
| 17/11/2010 |
Quam Securities Co Ltd |
New Options Trading Exchange Participant |
| 16/11/2010 |
Dragon Hill Financial Services Ltd |
Change of Address, Telephone No. and Fax No. |
| 15/11/2010 |
Wing Lung Securities Ltd |
Change of Address |
| 10/11/2010 |
Deutsche Securities Asia Ltd |
Change of Address |
| 09/11/2010 |
Superfund Financial (Hong Kong) Ltd |
Change of Address |
| 08/11/2010 |
Wintone Securities Ltd |
Change of Fax No. |
| 08/11/2010 |
Siu On Securities Ltd |
Change of Company Name
(Previous Name: Siu On Stock Investment Co Ltd) |
| 08/11/2010 |
ASA Securities Ltd |
New Trading Exchange Participant
(Broker number : 0878, 0879) |
| 08/11/2010 |
ETRADE Securities (Hong Kong) Ltd |
Cessation of Trading |
| 05/11/2010 |
Trinity Finance Investment Ltd |
New Trading Exchange Participant
(Broker number : 7390, 7399) |
| 04/11/2010 |
China Investment Securities Ltd |
New Trading Exchange Participant
(Broker number : 6978, 6979) |
| 03/11/2010 |
Beijing Securities Ltd |
Change of Telephone No. and Fax No. |
| 01/11/2010 |
Beijing Securities Ltd |
Change of Address |
| 01/11/2010 |
Lai Po Hung & Co Ltd |
Cessation of Trading |
| 01/11/2010 |
Essence International Securities (Hong Kong) Ltd |
New Trading Exchange Participant
(Broker number : 0480, 0484, 0485, 0486, 0487, 0488, 0489) |
| 28/10/2010 |
Ricofull Securities Ltd |
Change of Address |
| 28/10/2010 |
Haitong International Securities Co Ltd |
Change of Company Name
(Previous Name: Taifook Securities Co Ltd) |
| 26/10/2010 |
United World Online Ltd |
Change of Address |
| 22/10/2010 |
LaBranche Structured Products Hong Kong Ltd |
Change of Address and Telephone No. |
| 20/10/2010 |
Valuable Capital Ltd |
Change of Telephone No. |
| 19/10/2010 |
Beijing Securities Ltd |
Change of Company Name
(Previous Name: Pelican Securities Ltd) |
| 18/10/2010 |
LaBranche Structured Products Hong Kong Ltd |
Change of Address |
| 14/10/2010 |
Vantage Capital Markets HK Ltd |
Change of Fax No. |
| 13/10/2010 |
Renaissance Capital (Hong Kong) Ltd |
Commencement of Trading
(Broker number : 7279) |
| 11/10/2010 |
KGI Wealth Management Ltd |
Change of Address, Telephone No. and Fax No. |
| 08/10/2010 |
Valuable Capital Ltd |
New Trading Exchange Participant
(Broker number : 4829) |
| 07/10/2010 |
Grand Investment (Securities) Ltd |
Change of Address |
| 06/10/2010 |
Pico Zeman Securities (HK) Ltd |
New Trading Exchange Participant
(Broker number : 6170, 6179) |
| 04/10/2010 |
CMB International Securities Ltd |
New Trading Exchange Participant
(Broker number : 1290, 1295, 1296, 1297, 1298, 1299) |
| 04/10/2010 |
CMB International Capital Corporation Ltd |
Resignation of Exchange Participant |
| 28/09/2010 |
Piper Jaffray Asia Securities Ltd |
Change of Address, Telephone No. and Fax No. |
| 22/09/2010 |
Renaissance Capital (Hong Kong) Ltd |
New Exchange Participant |
| 21/09/2010 |
Full Win Securities Ltd |
Change of Address |
| 21/09/2010 |
Hung Sing Securities Ltd |
Change of Address |
| 15/09/2010 |
MainFirst Securities Hong Kong Ltd |
Resignation of Exchange Participant |
| 09/09/2010 |
Hui's Brothers Financial Group Ltd |
Change of Company Name
(Previous Name: Grand Ming Financial Group Ltd) |
| 06/09/2010 |
Goldyard Securities Ltd |
Change of Company Name
(Previous Name: K C Securities Ltd) |
| 02/09/2010 |
MainFirst Securities Hong Kong Ltd |
Change of Telephone No. and Fax No. |
| 01/09/2010 |
Orient Securities (Hong Kong) Ltd |
New Trading Exchange Participant
(Broker number : 4808, 4809) |
| 01/09/2010 |
Polaris Securities (Hong Kong) Ltd |
New Options Trading Exchange Participant |
| 31/08/2010 |
Everhot Securities Ltd |
Change of Address |
| 30/08/2010 |
Asia Pacific Securities Ltd |
Change of Address |
| 24/08/2010 |
CES Capital International Co, Ltd |
Change of Address |
| 24/08/2010 |
Phoenix Capital Securities Ltd |
Change of Address |
| 18/08/2010 |
Friedmann Pacific Securities Ltd |
Change of Fax No. |
| 18/08/2010 |
Sanston Financial Group Ltd |
New Trading Exchange Participant
(Broker number : 6469) |
| 17/08/2010 |
Truth Securities Ltd |
Change of Address |
| 11/08/2010 |
Bluefin HK Ltd |
New Trading Exchange Participant
(Broker number : 4300, 4309) |
| 10/08/2010 |
Sun Hung Kai Investment Services Ltd |
Change of Address |
| 10/08/2010 |
Central Wealth Securities Investment Ltd |
New Trading Exchange Participant
(Broker number : 6058, 6059) |
| 09/08/2010 |
Malahon Securities Ltd |
Change of Address |
| 03/08/2010 |
Finet Securities Ltd |
Change of Address |
| 03/08/2010 |
UOB Kay Hian (Hong Kong) Ltd |
Change of Address |
| 03/08/2010 |
Morgan Stanley Hong Kong Securities Ltd |
Change of Address |
| 26/07/2010 |
Rabo Brokerage HK Ltd |
Change of Chinese Company Name |
| 26/07/2010 |
Winco Securities Co Ltd |
Change of Address, Telephone No. and Fax No. |
| 26/07/2010 |
T.F.S. Derivatives HK Ltd |
New Options Trading Exchange Participant |
| 26/07/2010 |
T.F.S. Derivatives HK Ltd |
New Trading Exchange Participant
(Broker number : 2549) |
| 22/07/2010 |
MainFirst Securities Hong Kong Ltd |
Cessation of Trading |
| 21/07/2010 |
Marigold International Securities Ltd |
New Trading Exchange Participant
(Broker number : 6669) |
| 20/07/2010 |
Golden Fountain Securities Ltd |
Change of Address |
| 19/07/2010 |
Winco Securities Co Ltd |
Commencement of Trading
(Broker number: 3659) |
| 15/07/2010 |
Astrum Capital Management Ltd |
Change of Telephone No. and Fax No. |
| 13/07/2010 |
Sincere Securities Ltd |
Change of Address |
| 13/07/2010 |
ABN AMRO Clearing Hong Kong Ltd |
Change of Company Name
(Previous Name: Fortis Clearing Hong Kong Ltd) |
| 12/07/2010 |
Barclays Capital Asia Ltd |
Change of Address |
| 05/07/2010 |
Astrum Capital Management Ltd |
Change of Address |
| 05/07/2010 |
Essence International Financial Holdings Ltd |
Change of Address |
| 05/07/2010 |
Mayfair Pacific Financial Group Ltd |
New Trading Exchange Participant
(Broker number : 6300, 6309) |
| 02/07/2010 |
Kwai Hung Securities Co Ltd |
Change of Address |
| 30/06/2010 |
Win Wong Securities Ltd |
Change of Address |
| 25/06/2010 |
GOA Securities Ltd |
Change of Address |
| 25/06/2010 |
LaBranche Structured Products Hong Kong Ltd |
Commencement of Trading
(Broker number : 0969) |
| 24/06/2010 |
Magusta Securities Ltd |
Change of Address |
| 23/06/2010 |
Hui Kai Securities Ltd |
Change of Address |
| 18/06/2010 |
Treasure Securities Ltd |
Change of Address |
| 11/06/2010 |
Kwong Fat Hong (Securities) Ltd |
Change of Fax No. |
| 09/06/2010 |
Finet Securities Ltd |
Change of Company Name
(Previous Name: Fukoku Investment (Asia) Ltd) |
| 07/06/2010 |
Head & Shoulders Securitites Ltd |
Commencement of Trading
(Broker number : 6646, 6647, 6648, 6649, 6650, 6654, 6655, 6656, 6657, 6658, 6659) |
| 03/06/2010 |
Capitec Securities Ltd |
Change of Company Name
(Previous Name: Hiu Fung Securities Ltd) |
| 01/06/2010 |
Nittan Securities Asia Ltd |
Change of Company Name and Address
(Previous Name: Agincourt Securities Ltd) |
| 01/06/2010 |
Winco Securities Co Ltd |
New Exchange Participant |
| 27/05/2010 |
Cantor Fitzgerald (Hong Kong) Capital Markets Ltd |
Change of Chinese Company Name |
| 25/05/2010 |
Bright Smart Securities International (H.K.) Ltd |
New Options Trading Exchange Participant |
| 20/05/2010 |
Goldenway Investments (HK) Ltd |
Commencement of Trading
(Broker number : 3498, 3499) |
| 18/05/2010 |
Goldenway Investments (HK) Ltd |
Change of Address, Telephone No. and Fax No. |
| 18/05/2010 |
Chief Securities Ltd |
Change of Fax No. |
| 17/05/2010 |
Geminis Securities Ltd |
Change of Address |
| 10/05/2010 |
AXT Ltd |
New Trading Exchange Participant
(Broker number : 4109) |
| 28/04/2010 |
Tung Shing Securities (Brokers) Ltd |
Change of Company Name
(Previous Name: ICEA Securities Ltd) |
| 28/04/2010 |
Total Securities (HK) Ltd |
Resignation of Options Trading Exchange Participant |
| 28/04/2010 |
Total Securities (HK) Ltd |
Resignation of Exchange Participant |
| 27/04/2010 |
ABCI Securities Co Ltd |
Change of Company Name
(Previous Name: CAF Securities Co Ltd) |
| 23/04/2010 |
Victory Securities Co Ltd |
Change of Address |
| 23/04/2010 |
Global Broker Services Ltd |
Change of Chinese Company Name |
| 22/04/2010 |
Goldenway Investments (HK) Ltd |
New Exchange Participant |
| 21/04/2010 |
Goldtech Securities Ltd |
Change of Address |
| 20/04/2010 |
One China Securities Ltd |
Change of Address |
| 20/04/2010 |
President Securities (Hong Kong) Ltd |
Change of Address |
| 08/04/2010 |
CES Capital International Co, Ltd |
Change of Address |
| 08/04/2010 |
ICBC (Asia) Securities Ltd |
Change of Address |
| 07/04/2010 |
Hai Tong Securities (HK) Brokerage Ltd |
Change of Address and Fax No. |
| 01/04/2010 |
Tora Trading Services Ltd |
Commencement of Trading
(Broker number : 0439) |
| 31/03/2010 |
Head & Shoulders Securities Limited |
Change of Address |
| 29/03/2010 |
Polaris Capital (Asia) Ltd |
Change of Address |
| 22/03/2010 |
Goldin Equities Ltd |
Change of Address |
| 22/03/2010 |
Guosen Securities (HK) Brokerage Co, Ltd |
Commencement of Trading
(Broker number : 6390, 6398, 6399) |
| 16/03/2010 |
Fukoku Investment (Asia) Ltd |
Change of Address |
| 15/03/2010 |
Guosen Securities (HK) Brokerage Co, Ltd |
New Exchange Participant |
| 04/03/2010 |
Chiu Che Leung, Stephen |
Resignation of Trading Right Holder |
| 04/03/2010 |
Drake & Morgan Ltd |
Resignation of Exchange Participant |
| 04/03/2010 |
Lo Mun Yuen |
Resignation of Trading Right Holder |
| 03/03/2010 |
Chow Yuk Wah |
Resignation of Trading Right Holder |
| 03/03/2010 |
Fu Wing Sing |
Change of Address and Telephone No. |
| 03/03/2010 |
First Worldsec Securities Ltd |
Change of Address |
| 01/03/2010 |
Cham Siu Leun |
Resignation of Trading Right Holder |
| 25/02/2010 |
Wong Kwok Tai |
Resignation of Trading Right Holder |
| 23/02/2010 |
Cheng Kung Sze (Deceased) |
Resignation of Trading Right Holder |
| 23/02/2010 |
T G Securities Ltd |
Change of Fax No. |
| 22/02/2010 |
Execution Noble (Hong Kong) Ltd |
Change of Company Name
(Previous Name: Execution (Hong Kong) Ltd) |
| 19/02/2010 |
Agincourt Securities Ltd |
Change of Address, Telephone No. and Fax No. |
| 17/02/2010 |
Citadel Securities (Hong Kong) Ltd |
New Options Trading Exchange Participant |
| 17/02/2010 |
Citadel Securities (Hong Kong) Ltd |
Commencement of Trading
(Broker number : 3539) |
| 08/02/2010 |
King's HT Securities Ltd |
Change of Company Name
(Previous Name: King's Securities Ltd) |
| 03/02/2010 |
FB Securities (Hong Kong) Ltd |
Change of Telephone No. and Fax No. |
| 29/01/2010 |
Lee Shu Kuen |
Resignation of Trading Right Holder |
| 29/01/2010 |
Whong Shang Bah, Alex |
Resignation of Trading Right Holder |
| 29/01/2010 |
Telecom Digital Securities Ltd |
Change of Fax No. |
| 27/01/2010 |
Tora Trading Services Ltd |
New Exchange Participant |
| 18/01/2010 |
Grand Investment (Securities) Ltd |
New Options Trading Exchange Participant |
| 13/01/2010 |
Liquid Capital Markets Hong Kong Ltd |
Change of Telephone No. |
| 13/01/2010 |
Mirae Asset Securities (Hong Kong) Ltd |
Change of Address |
| 11/01/2010 |
Liquid Capital Markets Hong Kong Ltd |
New Trading Exchange Participant
(Broker number : 2659) |
| 11/01/2010 |
Liquid Capital Markets Hong Kong Ltd |
New Options Trading Exchange Participant |
| 08/01/2010 |
Win Fung Securities Ltd |
New Trading Exchange Participant
(Broker number : 6299) |
| 06/01/2010 |
Goldman Sachs (Asia) Securities Ltd |
Change of Fax No. |
| 05/01/2010 |
Daiwa Capital Markets Hong Kong Ltd |
Change of Company Name
(Previous Name: Daiwa Securities SMBC Hong Kong Ltd) |
| 04/01/2010 |
Global Broker Services Ltd |
New Trading Exchange Participant
(Broker number : 6069) |
| 04/01/2010 |
KGI Wealth Management Ltd |
Change of Company Name
(Previous Name: Taishin Securities (Hong Kong) Co Ltd) |