| Compensation Committee |
| YIU Ka Yan, Wilfred (Chairman) |
| KOK Ka Keung, Kenneth |
MAK Po Shuen, Olivia
|
| |
| |
| Disciplinary Committee |
|
YIU Ka Yan, Wilfred (Chairman)
|
| KOK Ka Keung, Kenneth |
MAK Po Shuen, Olivia
|
| |
| |
| Disciplinary Appeals Committee |
| CHEAH Cheng Hye (Chairman) |
| Rafael GIL-TIENDA |
|
and another member to be appointed by the chairman of the committee, who shall either be an INED or a member of the Cash Market Consultative Panel of HKEX
|
| |
| Exchange Participant Admission Appeals Committee |
(1) CHEAH Cheng Hye (Chairman) (if he cannot
attend a hearing, Rafael GIL-TIENDA or an INED of
HKEX to be appointed by the chairman of the committee
can act as his proxy) |
(2) a director of the Company who is not involved in the day to
day operations of the Cash Market to be appointed by the
chairman of the committee |
(3) an INED of HKEX to be appointed by the chairman of the
committee |
| |
|
| Listing Appeals Committee |
| Laura May-Lung CHA (Chairman) |
| John Mackay McCulloch WILLIAMSON (Deputy Chairman) |
and another non-executive Director of HKEX to be appointed by the chairman of the committee
|
| |
| |
| Listing Nominating Committee |
| Laura May-Lung CHA |
| FUNG Yuen Mei, Anita |
| HUNG Pi Cheng, Benjamin |
Chairman and two Executive Directors of Securities and Futures Commission
|
| |
|
|
HONG KONG FUTURES EXCHANGE LIMITED
|
| Disciplinary Committee |
| HO Yiu Cheong, Sanly (Chairman) |
| SIU Pui Chung, Alexander |
| WONG Pak Chung |
| |
Exchange Participant Admission Appeals Committee
|
(1) FUNG Yuen Mei, Anita (Chairman) (if she cannot attend a
hearing, LEUNG Pak Hon, Hugo or an INED of HKEX to
be appointed by the chairman of the committee can act as
her proxy)
|
(2) a director of the Company who is not involved in the day to
day operations of the Derivatives Market to be appointed by
the chairman of the committee |
(3) an INED of HKEX to be appointed by the chairman of the
committee |
|
| Disciplinary Appeals Committee |
| FUNG Yuen Mei, Anita (Chairman) |
| LEUNG Pak Hon, Hugo |
| and another member to be appointed by the chairman of the committee, who shall either be an INED or a member of the Derivatives Market Consultative Panel of HKEX |
|
|
HONG KONG SECURITIES CLEARING COMPANY LIMITED
|
| Disciplinary Committee |
| POON Hon Cheung, Daniel (Chairman) |
| LAU Hay Tsing, Hector |
LEUNG Pik Shan, Maria
|
| |
|
| Participant Admission Appeals Committee |
(1) CHAN Tze Ching, Ignatius (Chairman) (if he cannot attend
a hearing, Rafael GIL-TIENDA or an INED of HKEX to be
appointed by the chairman of the committee can act as his
proxy) |
|
(2) a director of the Company who is not involved in the day to
day operations of the Company to be appointed by the
chairman of the committee |
(3) an INED of HKEX to be appointed by the chairman of the
committee |
|
|
| Disciplinary Appeals Committee |
| CHAN Tze Ching, Ignatius (Chairman) |
| Rafael GIL-TIENDA |
| and another member to be appointed by the chairman of the committee, who shall either be an INED or a member of the Clearing Consultative Panel of HKEX |
| |
| Risk Management Committee |
| TAI Chi Kin, Calvin |
| LOW Kin Moon, Terence |
| |
|
|
HKFE CLEARING CORPORATION LIMITED
|
| Participant Admission Appeals Committee |
(1) CHAN Tze Ching, Ignatius (Chairman) (if he cannot attend
a hearing, Rafael GIL-TIENDA or an INED of HKEX to be
appointed by the chairman of the committee can act as his
proxy) |
|
(2) a director of the Company who is not involved in the day to
day operations of the Company to be appointed by the
chairman of the committee
|
(3) an INED of HKEX to be appointed by the chairman of the
committee
|
|
| |
THE SEHK OPTIONS CLEARING HOUSE LIMITED
|
| Participant Admission Appeals Committee |
|
(1) CHAN Tze Ching, Ignatius (Chairman) (if he cannot attend
a hearing, Rafael GIL-TIENDA or an INED of HKEX to be
appointed by the chairman of the committee can act as his
proxy)
|
(2) a director of the Company who is not involved in the day to
day operations of the Company to be appointed by the
chairman of the committee |
(3) an INED of HKEX to be appointed by the chairman of the
committee
|
| |
|
OTC CLEARING HONG KONG LIMITED
|
| Default Management Group |
|
LOW Kin Moon, Terence (Head)
|
| CHAN Chung Hoi, Stanley |
| LAU Kay Jing, Kenneth |
| LUK Kin Man, John |
| WONG Alan |
| HUI Yiu Kai, Kenny (back-up representative) |
|
| Disciplinary Committee |
| This Committee will be called upon when disciplinary proceeding should be commenced and shall consist of three members to be drawn from: |
(1) INEDs or client representative director(s) of the
Company;
|
| (2) INEDs of HKEX; or |
(3) market practitioners, industry participants or experts,
lawyers or other suitable persons at the Board’s discretion.
|
|
| Disciplinary Appeals Committee |
| This Committee will be called upon to consider a matter on appeal from the Disciplinary Committee and shall consist of three members to be drawn from: |
(1) INEDs or client representative director(s) of the
Company;
|
| (2) INEDs of HKEX; or |
(3) market practitioners, industry participants or experts,
lawyers or other suitable persons at the Board’s discretion.
|
| |
|
| Risk Management Committee |
| Rafael GIL-TIENDA (Chairman) |
| CHAN May Sheung, Shirley |
| FUNG Hau Chung, Andrew |
| Hugh Edward GRAHAM |
| Keith Samuel NOYES |
|
| User Committee |
| TAI Chi Kin, Calvin (Chairman) |
| CHAN Chi Fai, Owens |
| CHAN Chung Hoi, Stanley |
| CHAN Kwok Tat, Daryl |
| CHAN Lap Bong, Edward |
| CHEN Ling Ming, Charles |
| CHEUNG Man Leung, Billy |
| GU Jing |
| Ulrich KARL |
| Neil KOTHARE |
| LI Wei Chieh, Jerry |
| Nicholas Paul MARCELLE |
| Divya NARULA |
| POON Chun Wai, Michael |
| SZE Ka Ming, Kelvin |
| WANG Xia, Joyce |
|
|
|
THE LONDON METAL EXCHANGE
|
| The London Metal Exchange has established a number of committees. Their respective member lists are available on the LME website. |
|
|
LME CLEAR LIMITED
|
LME Clear Limited has established a number of committees. Their respective member lists are available on the LME website.
|
|
| INED |
independent non-executive director |
|
