DCASS User Guide for Participants
DCASS Demo Workflow
DCASS Views' and Columns' Naming Conventions Before and After HKATS and DCASS Upgrade
Table of Content
Amendment Log
| 1 GENERAL INFORMATION (updated as of October 2019) |
| 1.1 HOTLINE |
| 1.2 INPUT SERVICING |
| 1.3 OPERATION TIMELINE |
| 1.3.1 DCASS ACTIVITIES |
| 1.3.2 REPORT RETRIEVAL |
| 1.4 USING DCASS ONLINE |
| 1.4.1 STARTING DCASS ONLINE |
| 1.4.2 FIRST TIME LOGIN OR WHEN THE PASSWORD IS EXPIRED |
| 1.4.3 CHANGE PASSWORD BEFORE PASSWORD EXPIRATION |
| 1.4.4 PROBLEM LOGIN |
| 1.4.5 MAIN VIEW SETTINGS |
| 1.4.5.1 MAIN VIEW STANDARDS |
| 1.4.5.2 SETTINGS |
| 1.4.6 CREATING A WORKSPACE |
| 1.4.7 LINKED VIEWS |
| 1.5 SCREEN LAYOUT |
| 1.5.1 SELECTION FILTERS |
| 1.5.1.1 USE OF WILDCARDS |
| 1.5.1.2 ACCOUNT FIELD |
| 1.5.1.3 GENERIC FILTERS |
| 1.5.1.4 TIME AND DATE |
| 1.5.1.5 CHECKBOXES |
| 1.5.2 ACTION BUTTONS |
| 1.5.3 DATA TABLE |
| 1.5.3.1 SELECTING ROWS OF DATA |
| 1.5.3.2 VIEWING A SINGLE RECORD |
| 1.5.3.3 COLUMNS |
| 1.5.3.4 SORTING |
| 1.5.4 GENERAL SETTING ICONS |
| 1.6 BACKUP FACILITIES FOR DCASS ONLINE |
|
| 2 ACCOUNT MANAGEMENT |
| 2.1 ACCOUNT STRUCTURE |
| 2.1.1 ACCOUNT TYPE |
| 2.1.2 NAMING CONVENTION |
| 2.1.3 EXAMPLE |
| 2.2 ACCOUNTS VIEW |
| 2.3 ACCOUNT PROPAGATION VIEW |
| 2.4 POSITIONS VIEW |
| 2.4.1 POSITION TRANSFER |
| 2.4.2 POSITION CLOSEOUT |
|
| 3 DEAL / TRADE MANAGEMENT |
| 3.1 BASIC CONCEPT |
| 3.2 TRADE HISTORY VIEW |
| 3.2.1 TRANSFER FROM TRANSITORY |
| 3.2.2 AVERAGE PRICE TRADES |
| 3.2.3 GIVE UP TRADE |
| 3.2.3.1 SUBMITTING A SINGLE GIVE UP REQUEST |
| 3.2.3.2 GIVE UP REQUEST WITH MULTIPLE TRADES |
| 3.2.3.3 SPLIT GIVE UP TRADES |
| 3.2.4 RECTIFY TRADE |
| 3.2.4.1 SINGLE TRADE RECTIFICATION |
| 3.2.4.2 TRADE RECTIFICATION (SPLITTING) |
| 3.2.4.3 MULTIPLE TRADES RECTIFICATION |
| 3.2.5 TRAIL SETTLEMENT |
| 3.3 PENDING GIVE UPS / TAKE UPS VIEW |
| 3.4 PENDING RECTIFY TRADES |
| 3.5 CROSS PRODUCT NETTING |
| 3.6 OTHERS |
| 3.6.1 SIMULATE FEE VIEW |
| 3.6.2 TRADE ERROR LOG VIEW |
|
| 4 EXERCISE (updated as of July 2019) |
| 4.1 REQUEST EXERCISE |
| 4.2 EXERCISE OVERVIEW |
| 4.3 PENDING EXERCISE |
| 4.4 DENY EXERCISE |
| 4.5 AUTOMATIC EXERCISE LIMITS |
|
| 5 CLEARING AND GENERAL |
| 5.1 CLEARING INFORMATION VIEW |
| 5.2 CLEARING MESSAGES |
| 5.3 COVERED CALL |
| 5.3.1 SUBMITTING A COVERED CALL REQUEST |
|
| 6 INSTRUMENT (updated as of December 2018) |
| 6.1 INSTRUMENT INFORMATION |
| 6.1.1 INSTRUMENT ENQUIRY |
| 6.1.2 UNDERLYING INFORMATION ENQUIRY |
| 6.1.3 CLEARING DATE ENQUIRY |
| 6.2 FIXING VALUES |
|
| 7 MARGIN |
| 7.1 MARGIN PER INSTRUMENT |
| 7.2 MARGIN PER PRODUCT AREA |
| 7.3 MARGIN PER PARTICIPANT |
| 7.4 MARGIN PER ACCOUNT |
|
| 8 DCASS SECURITY ADMINISTRATION |
| 8.1 DCASS ADMINISTRATOR |
| 8.2 USER ADMINISTRATION |
| 8.2.1 EDIT USER |
| 8.3 ACCESS PROFILE (USER ROLES) |
| 8.3.1 VIEW USER ROLES |
| 8.3.2 AVAILABLE FUNCTIONS TO EACH USER ROLE |
|
| |
| 9 REPORT RETRIEVAL (updated as of May 2019) |
| 9.1 LIST OF DCASS REPORTS / FILES |
| 9.2 FILE NAME CONVENTION |
REPORTS AND DATA FILES SAMPLE
APPENDIX 1 TECHNICAL REQUIREMENTS FOR DCASS ONLINE
APPENDIX 2 SPECIMEN OPERATIONAL FORMS
