Responses (December 2024)

Consultation Paper on the Proposed Reduction of Minimum Spreads in the Hong Kong Securities Market


Corporate Respondents - Exchange Participants
1.	Guotai Junan Securities (Hong Kong) Limited
2.	Interactive Brokers
3.	Shenwan Hongyuan Securities Co., Ltd.
4.	Po Sang Securities Ltd
5.	East Asia Securities Company Limited
6.	Valuable Capital LTD
7.	Hafoo Securities Limited
8.	China Securities (International) Brokerage Company Limited
The following Exchange Participants requested anonymity:
9.	Exchange Participant 1
10.	Exchange Participant 2
11.	Exchange Participant 3
12.	Exchange Participant 4
13.	Exchange Participant 5
14.	Exchange Participant 6
15.	Exchange Participant 7
16.	Exchange Participant 8
17.	Exchange Participant 9
18.	Exchange Participant 10
19.	Exchange Participant 11
20.	Exchange Participant 12
21.	Exchange Participant 13
22.	Exchange Participant 14
23.	Exchange Participant 15
24.	Exchange Participant 16
25.	Exchange Participant 17
26.	Exchange Participant 18
27.	Exchange Participant 19
28.	Exchange Participant 20
29.	Exchange Participant 21
30.	Exchange Participant 22
31.	Exchange Participant 23
32.	Exchange Participant 24
33.	Exchange Participant 25
34.	Exchange Participant 26
35.	Exchange Participant 27
36.	Exchange Participant 28
37.	Exchange Participant 29
38.	Exchange Participant 30
39.	Exchange Participant 31
40.	Exchange Participant 32 (requested not to publish response)
41.	Exchange Participant 33
42.	Exchange Participant 34
43.	Exchange Participant 35
44.	Exchange Participant 36
45.	Exchange Participant 37
46.	Exchange Participant 38
47.	Exchange Participant 39
48.	Exchange Participant 40
49.	Exchange Participant 41
50.	Exchange Participant 42
51.	Exchange Participant 43
52.	Exchange Participant 44
53.	Exchange Participant 45
54.	Exchange Participant 46
55.	Exchange Participant 47
56.	Exchange Participant 48
57.	Exchange Participant 49 (requested not to publish response)

Corporate Respondents - Industry Associations
58.	Hong Kong Securities & Futures Professional Association
59.	The Institute of Securities Dealers
60.	The Chamber of Hong Kong Listed Companies
61.	Chinese Financial Association of Hong Kong
The following industry associations requested anonymity:
62.	Industry Association 1
63.	Industry Association 2
64.	Industry Association 3
65.	Industry Association 4

Corporate Respondents - Institutional Investors
The following institutional investors requested anonymity:
66.	Institutional Investor 1
67.	Institutional Investor 2
68.	Institutional Investor 3
69.	Institutional Investor 4
70.	Institutional Investor 5
71.	Institutional Investor 6
72.	Institutional Investor 7
73.	Institutional Investor 8
74.	Institutional Investor 9

Corporate Respondents - Others
The following other respondents requested anonymity:
75.	Other Respondent 1
76.	Other Respondent 2
77.	Other Respondent 3

Individuals
78.	Carmen Cheng
79.	Erik Chung
80.	Leung Wai Kee
81.	Peter Wong
82.	LAU Suk Tung (Alton)
83.	Lock Kwok Piu
The following individuals requested anonymity:
84.	Individual 1
85.	Individual 2
86.	Individual 3
87.	Individual 4
88.	Individual 5
89.	Individual 6
90.	Individual 7
91.	Individual 8
92.	Individual 9
93.	Individual 10
94.	Individual 11
95.	Individual 12
96.	Individual 13
97.	Individual 14
98.	Individual 15
99.	Individual 16
100.	Individual 17
101.	Individual 18
102.	Individual 19
103.	Individual 20
104.	Individual 21
105.	Individual 22
106.	Individual 23
107.	Individual 24
108.	Individual 25
109.	Individual 26
110.	Individual 27

Updated 21 Jan 2025