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Contact Persons in the Listing Division of HKEX for Listed Companies

The Listed Issuer Regulation Department of the Listing Division is responsible for monitoring listed companies’ compliance with the continuing obligations set out in the Listing Rules including continuous disclosures by listed companies and their corporate governance practices. The Department also processes listed companies’ applications for listing of further equity issues, and handles Listing Rules enquiries from listed companies. Listed companies or their professional advisers may contact the responsible case officers in the Department for enquiries. Their contact details are set out below.

All correspondence, applications and forms should be sent via electronic means to the Listing Division by email or through the e-Submission System
. All Listing e-Forms must be submitted through the e-Submission System. In addition, the original signed e-Forms for declaration and undertaking with regard to directors and supervisors should also be submitted to the address below. Please refer to the form filling guide for the detailed instructions.

 

Address: Hong Kong Exchanges and Clearing Limited
12/F, Two Exchange Square,
8 Connaught Place, Central,
Hong Kong
 
General Telephone number: 2522-1122

 

Team Contact Persons Telephone Number Email Address
Team 1 Max Cheng – Vice President 2840-3518  lirteam1@hkex.com.hk
  Alfred Ip – Assistant Vice President 2840-3403  
  Scarlet Lee – Associate 2840–3438  
Team 2 Stephenie Fung – Vice President 2211-5745 lirteam2@hkex.com.hk
  Lydia van der Schagt – Assistant Vice President
2840-3098  
  Wilson Tam – Associate 2840-3978  
Team 3 Joe Lee – Vice President 2840-3968 lirteam3@hkex.com.hk
Gigi Cheung – Assistant Vice President 2211-6877
  Vikki Yim – Associate 2840–3057  
Team 4 Max Cheng – Vice President 2840-3518 lirteam4@hkex.com.hk
Charlie Wong – Assistant Vice President 2840-3045
Matthew Leung – Associate 2840-3043
Team 5 William Lau -  Senior Vice President  2840-3556 lirteam5@hkex.com.hk
Jon Yu – Assistant Vice President 2840-3857
  Michelle Lam – Assistant Vice President 2840-3415  
Team 6 Stephenie Fung – Vice President 2211-5745 lirteam6@hkex.com.hk
Pinkie Chow – Assistant Vice President 2840–3026
  Mianne Chan – Associate 2840-5140  
Team 7 Angel Choy - Assistant Vice President 2840–3716  lirteam7@hkex.com.hk
  Terry Or - Assistant Vice President 2840-3235  
  Natalie Tang – Associate 2840-3465  
Team 8 Davis Au – Vice President 2840–3690 lirteam8@hkex.com.hk
  Crystal Yeung - Assistant Vice President 2840-3430  
  Oscar Wong - Associate 2840-3324  
Team 9 Anna Chow – Vice President 2840-3011 lirteam9@hkex.com.hk
Hilda Fung – Assistant Vice President 2840-3545
  Endy Lam – Associate 2840–5133   
Team 10 Anna Chow – Vice President 2840-3011 lirteam10@hkex.com.hk
Carrie Tse – Assistant Vice President 2840-3727
  Daphne Sze – Assistant Vice President 2840-3062   
Team 11 Thomas Choy –Vice President 2840-3723 lirteam11@hkex.com.hk
Faye Wong – Assistant Vice President 2840–3587
  Sarah Lee – Assistant Vice President 2211-5773  
Team 12 Jack Zhao – Vice President 2840-3075  lirteam12@hkex.com.hk
Janice Sung – Assistant Vice President 2840-3422
  Ivan Luk – Associate 2840–3731  
Team 13 Angel Choy - Assistant Vice President 2840–3716 lirteam13@hkex.com.hk
  Leroy Leung – Assistant Vice President 2840–3206  
Alex Wong – Associate 2840-3065
Team 14 Thomas Choy –Vice President 2840-3723 lirteam14@hkex.com.hk
Willis Chan - Assistant Vice President 2840-3064
  Linus Chung – Associate 2840-3232  
Team 15 William Lau -  Senior Vice President 2840-3556 lirteam15@hkex.com.hk
Dorothy Wong – Assistant Vice President 2211–5867
  Hovis Chu – Assistant Vice President 2840-2167   
Team 16 Joe Lee – Vice President 2840-3968 lirteam16@hkex.com.hk
Betsy Lee – Assistant Vice President 2840–3035
  Alpha Ng – Associate 2211–5856  
Team 17 Jack Zhao – Vice President 2840-3075  lirteam17@hkex.com.hk
  Janice Fan – Assistant Vice President 2840-3408  
  Ben Sin – Associate 2840–5180  
Team 18 Angel Choy - Assistant Vice President 2840–3716 lirteam18@hkex.com.hk
  Frederick Kwan – Assistant Vice President 2840-3480  
  Timothy Fong – Associate 2840-3015  
Team 19 Thomas Choy –Vice President 2840-3723 lirteam19@hkex.com.hk
Cindy Ngai – Assistant Vice President 2840-3025
  Rowena Lee  Associate 2840-3676  
Team 20 William Lau –  Senior Vice President 2840–3556 lirteam20@hkex.com.hk
  Sophia Chan – Assistant Vice President 2840-3021   
  Keihsin Yu – Associate 2840–3095  
Team 21 Joe Lee – Vice President 2840-3968 lirteam21@hkex.com.hk
Janet Fung – Assistant Vice President 2840-3735
  Tony Lee – Associate 2211–5830  
Team 22 Anna Chow – Vice President 2840–3011 lirteam22@hkex.com.hk
Rachel Liu - Assistant Vice President 2840-3798
  Stephanie Poon – Associate 2840–3962  
Team 23 Davis Au – Vice President 2840–3690 lirteam23@hkex.com.hk
Peter Lee - Assistant Vice President 2840–3912
  Vivian Chong – Associate 2840-3631  
Team 24 Jack Zhao – Vice President 2840-3075 lirteam24@hkex.com.hk
Tracy Zhang – Assistant Vice President 2840–3535
  Oscar Wu - Associate 2840-3294  
Team 25
Joe Fan – Vice President 2840 3715 lirteam25@hkex.com.hk
  Catherine Lum – Assistant Vice President 2840–3028  
  Joyce Zhou – Associate 2840-3654  
Team 26 Stephenie Fung – Vice President 2211-5745 lirteam26@hkex.com.hk
  Pauline Kwong – Assistant Vice President 2840–3419  
  Carol Zhang – Assistant Vice President 2840-3429  
Team 27
Joe Fan – Vice President 2840 3715 lirteam27@hkex.com.hk
Ashley Chan - Assistant Vice President 2840-3451
Kitty Fung – Associate 2840-3472
Team 28
Joe Fan – Vice President 2840-3715 lirteam28@hkex.com.hk
  Amanda Lok – Assistant Vice President 2840-3436  
  Max Lo - Associate 2840-3658  
Team 29 Max Cheng – Vice President 2840-3518 lirteam29@hkex.com.hk
  Laurence Chow – Assistant Vice President 2840-3530  
  Joyce Cheung – Associate 2840–5141  
Team 301 Heidi Yao - Assistant Vice President 2840-3718 lirteam301@hkex.com.hk
  Amy Fung - Assistant Vice President 2840-2193  
  Kristin Wong – Assistant Vice President 2840–3489  
Team 302 Heidi Yao – Assistant Vice President  2840–3718 lirteam302@hkex.com.hk
  Sandra Lam – Associate 2840-3512  
Team 303 Heidi Yao – Assistant Vice President
2840–3718
lirteam303@hkex.com.hk
  Phoebe Chan – Assistant Vice President
2840-3956  
Team 304 Heidi Yao – Assistant Vice President 2840–3718 lirteam304@hkex.com.hk
  Jeffrey Ho - Assistant Vice President 2840-5142  
Team 305 Heidi Yao – Assistant Vice President 2840–3718 lirteam305@hkex.com.hk
  Sylvia Chan – Assistant Vice President 2840–3575  
Team 31 Davis Au – Vice President 2840-3690 lirteam31@hkex.com.hk
  Randy Chan – Assistant Vice President 2840-3018  
  Zoe Chung – Associate 2211–5770  

Updated 03 Jan 2023

Updated 03 Jan 2023