List of Designated Securities Eligible for Short Selling

Effective Date:03/11/2016

Note: Delisted securities excluded

 

No.

Stock Code

Stock Short Name

Tick Rule Exemption

1

1

CKH HOLDINGS

2

2

CLP HOLDINGS

3

3

HK & CHINA GAS

4

4

WHARF HOLDINGS

5

5

HSBC HOLDINGS

6

6

POWER ASSETS

7

8

PCCW

8

10

HANG LUNG GROUP

9

11

HANG SENG BANK

10

12

HENDERSON LAND

11

14

HYSAN DEV

12

16

SHK PPT

13

17

NEW WORLD DEV

14

19

SWIRE PACIFIC A

15

20

WHEELOCK

16

23

BANK OF E ASIA

17

25

CHEVALIER INT'L

18

26

CHINA MOTOR BUS

19

27

GALAXY ENT

20

28

TIAN AN

21

31

CHINA AEROSPACE

22

32

CROSS-HAR(HOLD)

23

34

KOWLOON DEV

24

35

FE CONSORT INTL

25

38

FIRST TRACTOR

26

41

GREAT EAGLE H

27

43

C.P. POKPHAND

28

44

HAECO

29

45

HK&S HOTELS

30

50

HK FERRY (HOLD)

31

51

HARBOUR CENTRE

32

52

FAIRWOOD HOLD

33

53

GUOCO GROUP

34

54

HOPEWELL HOLD

35

56

ALLIED PPT (HK)

36

62

TRANSPORT INT'L

37

64

GET NICE

38

66

MTR CORPORATION

39

69

SHANGRI-LA ASIA

40

71

MIRAMAR HOTEL

41

75

Y.T. REALTY

42

81

CH OVS G OCEANS

43

82

V1 GROUP

44

83

SINO LAND

45

85

CHINA ELECTRON

46

86

SUN HUNG KAI CO

47

88

TAI CHEUNG HOLD

48

95

LVGEM CHINA

49

100

CLEAR MEDIA

50

101

HANG LUNG PPT

51

102

SUMMIT ASCENT

52

105

ASSO INT HOTELS

53

107

SICHUAN EXPRESS

54

109

GOODRESOURCES

55

116

CHOW SANG SANG

56

119

POLY PROPERTY

57

123

YUEXIU PROPERTY

58

127

CHINESE EST H

59

133

CHINA MERCHANTS

60

135

KUNLUN ENERGY

61

142

FIRST PACIFIC

62

144

CHINA MER PORT

63

147

CHAOYUE GROUP

64

148

KINGBOARD CHEM

65

151

WANT WANT CHINA

66

152

SHENZHEN INT'L

67

163

EMPEROR INT'L

68

164

CHINA BAOLI TEC

69

165

CHINA EB LTD

70

168

TSINGTAO BREW

71

173

K. WAH INT'L

72

175

GEELY AUTO

73

177

JIANGSU EXPRESS

74

178

SA SA INT'L

75

179

JOHNSON ELEC H

76

182

CONCORD NE

77

194

LIU CHONG HING

78

198

SMI HOLDINGS

79

200

MELCO INT'L DEV

80

207

JOY CITY PPT

81

210

DAPHNE INT'L

82

215

HUTCHTEL HK

83

217

CHINA CHENGTONG

84

218

SHENWANHONGYUAN

85

220

U-PRESID CHINA

86

225

POKFULAM

87

232

AVIC INT'L

88

235

CHINA STRATEGIC

89

242

SHUN TAK HOLD

90

245

CN MINSHENG FIN

91

247

TST PROPERTIES

92

251

SEA HOLDINGS

93

256

CITYCHAMP

94

257

CHINA EB INT'L

95

258

TOMSON GROUP

96

261

CCT LAND

97

266

TIAN TECK LAND

98

267

CITIC

99

268

KINGDEE INT'L

100

269

CRTG

101

270

GUANGDONG INV

102

272

SHUI ON LAND

103

273

MASON FIN

104

275

MASTER GLORY GP

105

283

GOLDIN PPT

106

285

BYD ELECTRONIC

107

288

WH GROUP

108

289

WING ON CO

109

291

CHINA RES BEER

110

293

CATHAY PAC AIR

111

297

SINOFERT

112

299

NEW SPORTS

113

303

VTECH HOLDINGS

114

308

CHINA TRAVEL HK

115

315

SMARTONE TELE

116

316

OOIL

117

317

COMEC

118

321

TEXWINCA HOLD

119

322

TINGYI

120

323

MAANSHAN IRON

121

327

PAX GLOBAL

122

330

ESPRIT HOLDINGS

123

332

YUANHENG GAS

124

336

HUABAO INTL

125

337

GREENLAND HK

126

338

SHANGHAI PECHEM

127

340

CHINA MINING

128

341

CAFE DE CORAL H

129

342

NEWOCEAN ENERGY

130

345

VITASOY INT'L

131

347

ANGANG STEEL

132

348

HAIERHEALTHWISE

133

354

CHINASOFT INT'L

134

358

JIANGXI COPPER

135

363

SHANGHAI IND H

136

368

SINOTRANS SHIP

137

369

WING TAI PPT

138

371

BJ ENT WATER

139

373

ALLIED GROUP

140

378

FDG KINETIC

141

382

WELLING HOLDING

142

384

CHINA GAS HOLD

143

386

SINOPEC CORP

144

388

HKEX

145

390

CHINA RAILWAY

146

392

BEIJING ENT

147

400

COGOBUY

148

402

PEACEMAP HOLD

149

404

HSIN CHONG GP

150

405

YUEXIU REIT

151

410

SOHO CHINA

152

416

BANKOFJINZHOU

153

419

HUAYI TENCENT

154

425

MINTH GROUP

155

433

NORTH MINING

156

434

BOYAA

157

435

SUNLIGHT REIT

158

439

KUANGCHI

159

440

DAH SING

160

444

SINCEREWATCH HK

161

451

GCL NEWENERGY

162

467

UNITEDENERGY GP

163

468

GAPACK

164

480

HKR INT'L

165

486

RUSAL

166

489

DONGFENG GROUP

167

493

GOME

168

494

LI & FUNG

169

497

CSI PROPERTIES

170

506

CHINA FOODS

171

511

TVB

172

517

COSCO INTL HOLD

173

521

HNA HOLDING

174

522

ASM PACIFIC

175

525

GUANGSHEN RAIL

176

530

GOLDIN FIN HOLD

177

535

GEMDALE PPT

178

538

AJISEN (CHINA)

179

543

PACIFIC ONLINE

180

546

FUFENG GROUP

181

547

DIGITAL DOMAIN

182

548

SHENZHENEXPRESS

183

551

YUE YUEN IND

184

552

CHINACOMSERVICE

185

563

SH IND URBAN

186

566

HANERGY TFP

187

570

TRAD CHI MED

188

576

ZHEJIANGEXPRESS

189

577

THE 13 HOLDINGS

190

579

JNCEC

191

586

CONCH VENTURE

192

587

HUA HAN HEALTH

193

588

BEIJING N STAR

194

590

LUK FOOK HOLD

195

598

SINOTRANS

196

603

CHINA OIL & GAS

197

604

SHENZHEN INVEST

198

605

C FIN SERVICES

199

606

CHINA AGRI

200

622

ENERCHINA HOLD

201

631

SANY INT'L

202

633

CH ALL ACCESS

203

636

KERRY LOG NET

204

639

SHOUGANG RES

205

651

CHI OCEAN IND

206

656

FOSUN INTL

207

658

C TRANSMISSION

208

659

NWS HOLDINGS

209

665

HAITONG INT'L

210

669

TECHTRONIC IND

211

670

CHINA EAST AIR

212

678

GENTING HK

213

680

NAN HAI CORP

214

683

KERRY PPT

215

686

UNITED PV

216

688

CHINA OVERSEAS

217

693

TAN CHONG INT'L

218

694

BEIJING AIRPORT

219

696

TRAVELSKY TECH

220

697

SHOUGANG INT'L

221

698

TONGDA GROUP

222

699

CAR INC

223

700

TENCENT

224

702

SINO OIL & GAS

225

709

GIORDANO INT'L

226

710

VARITRONIX INTL

227

715

CHINA OCEANWIDE

228

716

SINGAMAS CONT

229

717

EMPEROR CAPITAL

230

721

C FIN INT INV

231

728

CHINA TELECOM

232

729

FDG EVEHICLES

233

732

TRULY INT'L

234

735

C P NEW ENERGY

235

737

HOPEWELL INFR

236

750

SINGYES SOLAR

237

751

SKYWORTHDIGITAL

238

752

PICO FAR EAST

239

753

AIR CHINA

240

754

HOPSON DEV HOLD

241

762

CHINA UNICOM

242

763

ZTE

243

775

CKLIFE SCIENCES

244

777

NETDRAGON

245

778

FORTUNE REIT

246

787

GLOBAL BRANDS

247

799

IGG

248

801

GOLDEN MEDITECH

249

806

VALUE PARTNERS

250

808

PROSPERITY REIT

251

811

XINHUA WINSHARE

252

813

SHIMAO PROPERTY

253

815

CHI SILVER GP

254

816

HUADIAN FUXIN

255

817

CHINA JINMAO

256

818

HI SUN TECH

257

819

TIANNENG POWER

258

820

HSBCDRAGON FUND

259

823

LINK REIT

260

831

CR ASIA

261

832

CENTRAL CHINA

262

836

CHINA RES POWER

263

845

GLORIOUS PPT H

264

848

MAOYE INT'L

265

853

MICROPORT

266

855

CHINA WATER

267

856

VST HOLDINGS

268

857

PETROCHINA

269

861

DC HOLDINGS

270

867

CMS

271

868

XINYI GLASS

272

874

BAIYUNSHAN PH

273

880

SJM HOLDINGS

274

881

ZHONGSHENG HLDG

275

882

TIANJIN DEV

276

883

CNOOC

277

884

CIFI HOLD GP

278

885

RENTIAN TECH

279

895

DONGJIANG ENV

280

902

HUANENG POWER

281

906

COFCO PACKAGING

282

914

ANHUI CONCH

283

916

CHINA LONGYUAN

284

925

BJ PROPERTIES

285

931

CHINA LNG

286

933

BRIGHTOIL

287

934

SINOPEC KANTONS

288

939

CCB

289

941

CHINA MOBILE

290

950

LEE'S PHARM

291

951

CHAOWEI POWER

292

958

HN RENEWABLES

293

960

LONGFOR PPT

294

963

BLOOMAGE BIOTEC

295

966

CHINA TAIPING

296

968

XINYI SOLAR

297

973

L'OCCITANE

298

976

CHIHO-TIANDE

299

978

CHI MER LAND

300

981

SMIC

301

991

DATANG POWER

302

992

LENOVO GROUP

303

995

ANHUIEXPRESSWAY

304

996

CARNIVAL GROUP

305

998

CITIC BANK

306

1004

C SMARTERENERGY

307

1011

NT PHARMA

308

1027

CHINA JICHENG

309

1028

C.BANNER

310

1030

FUTURE LAND

311

1031

KINGSTON FIN

312

1033

SINOPEC SSC

313

1038

CKI HOLDINGS

314

1044

HENGAN INT'L

315

1045

APT SATELLITE

316

1051

G-RESOURCES

317

1052

YUEXIUTRANSPORT

318

1055

CHINA SOUTH AIR

319

1060

ALI PICTURES

320

1063

SUNCORP TECH

321

1065

TIANJIN CAPITAL

322

1066

WEIGAO GROUP

323

1068

YURUN FOOD

324

1070

TCL MULTIMEDIA

325

1071

HUADIAN POWER

326

1072

DONGFANG ELEC

327

1076

IMPERIAL PAC

328

1083

TOWNGAS CHINA

329

1086

GOODBABY INTL

330

1088

CHINA SHENHUA

331

1089

LEYOU TECH H

332

1093

CSPC PHARMA

333

1098

ROAD KING INFRA

334

1099

SINOPHARM

335

1101

HUARONG ENERGY

336

1109

CHINA RES LAND

337

1111

CHONG HING BANK

338

1112

BIOSTIME

339

1113

CK PROPERTY

340

1114

BRILLIANCE CHI

341

1115

TIBET WATER

342

1117

CH MODERN D

343

1122

QINGLING MOTORS

344

1128

WYNN MACAU

345

1129

WATER INDUSTRY

346

1133

HARBIN ELECTRIC

347

1136

TCC INT'L HOLD

348

1138

CHINA SHIP DEV

349

1141

SKYWAY SEC

350

1148

POWER XINCHEN

351

1157

ZOOMLION

352

1168

SINOLINK HOLD

353

1169

HAIER ELEC

354

1171

YANZHOU COAL

355

1177

SINO BIOPHARM

356

1186

CHINA RAIL CONS

357

1188

HYBRID KINETIC

358

1193

CHINA RES GAS

359

1194

MUNSUN CAPITAL

360

1196

REALORD GROUP

361

1199

COSCO SHIP PORT

362

1205

CITIC RESOURCES

363

1206

TECHNOVATOR

364

1207

SRE GROUP

365

1208

MMG

366

1211

BYD COMPANY

367

1212

LIFESTYLE INT'L

368

1219

TENWOW INT'L

369

1221

SINO HOTELS

370

1224

C C LAND

371

1230

YASHILI INT'L

372

1233

TIMES PPT

373

1234

CHINA LILANG

374

1236

NATIONAL AGRI

375

1238

POWERLONG

376

1240

CNQC INT'L

377

1250

BE CLEAN ENERGY

378

1252

CHINA TIANRUI

379

1253

BROADGREENSTATE

380

1270

LANGHAM-SS

381

1282

CHINA GOLDJOY

382

1288

ABC

383

1293

BAOXIN AUTO

384

1297

SINOSOFT TECH

385

1299

AIA

386

1302

LIFETECH SCI

387

1308

SITC

388

1310

HKBN

389

1312

TONGFANG KONTA

390

1313

CHINARES CEMENT

391

1314

TSUI WAH HLDG

392

1315

VISION FAME

393

1316

NEXTEER

394

1317

MAPLELEAF EDU

395

1330

DYNAGREEN ENV

396

1332

CHINA OPTO

397

1333

CHINA ZHONGWANG

398

1336

NCI

399

1339

PICC GROUP

400

1345

PIONEER PHARM

401

1347

HUA HONG SEMI

402

1349

FUDANZHANGJIANG

403

1358

PW MEDTECH

404

1359

CHINA CINDA

405

1361

361 DEGREES

406

1363

CTEG

407

1366

JIANGNAN GP

408

1368

XTEP INT'L

409

1369

WUZHOU INT'L

410

1371

CHINA LOTSYN

411

1375

CC SECURITIES

412

1378

CHINAHONGQIAO

413

1381

CANVEST ENV

414

1382

PACIFICTEXTILES

415

1385

SHANGHAI FUDAN

416

1387

RENHE COMM

417

1396

HYDOO INTL

418

1398

ICBC

419

1415

COWELL

420

1426

SPRING REIT

421

1431

YST DAIRY

422

1432

CHINA SHENGMU

423

1448

FU SHOU YUAN

424

1456

GUOLIAN SEC

425

1476

HENGTOU SEC

426

1508

CHINA RE

427

1509

HARMONICARE

428

1513

LIVZON PHARMA

429

1515

PHOENIXHEALTH

430

1528

RS MACALLINE

431

1530

3SBIO

432

1558

HEC PHARM

433

1578

BANK OF TIANJIN

434

1600

TIAN LUN GAS

435

1616

SILVERMAN HL

436

1618

MCC

437

1622

REDCO PPT

438

1623

HILONG

439

1628

YUZHOU PPT

440

1636

CMRU

441

1661

WISDOM SPORTS

442

1666

TONG REN TANG

443

1668

CHINASOUTHCITY

444

1680

MACAU LEGEND

445

1681

CONSUN PHARMA

446

1685

BOER POWER

447

1728

ZHENGTONGAUTO

448

1766

CRRC

449

1776

GF SEC

450

1777

FANTASIA

451

1778

COLOUR LIFE

452

1786

CRCCE

453

1788

GUOTAI JUNAN I

454

1798

DATANG RENEW

455

1799

XINTE ENERGY

456

1800

CHINA COMM CONS

457

1811

CGN NEW ENERGY

458

1813

KWG PROPERTY

459

1816

CGN POWER

460

1818

ZHAOJIN MINING

461

1819

FUGUINIAO

462

1828

DCH HOLDINGS

463

1829

CMEC

464

1833

INTIME

465

1836

STELLA HOLDINGS

466

1848

CALC

467

1862

JINGRUI HLDGS

468

1880

BELLE INT'L

469

1881

REGAL REIT

470

1882

HAITIAN INT'L

471

1883

CITIC TELECOM

472

1888

KB LAMINATES

473

1893

SINOMA

474

1898

CHINA COAL

475

1899

XINGDA INT'L

476

1910

SAMSONITE

477

1913

PRADA

478

1918

SUNAC

479

1919

CHINA COSCO

480

1928

SANDS CHINA LTD

481

1929

CHOW TAI FOOK

482

1958

BAIC MOTOR

483

1963

BCQ

484

1966

CHINA SCE PPT

485

1970

IMAX CHINA

486

1972

SWIREPROPERTIES

487

1980

TIANGE

488

1988

MINSHENG BANK

489

1999

MAN WAH HLDGS

490

2005

SSY GROUP

491

2006

JINJIANG HOTELS

492

2007

COUNTRY GARDEN

493

2008

PHOENIX TV

494

2009

BBMG

495

2014

OZNER WATER

496

2016

CZBANK

497

2018

AAC TECH

498

2020

ANTA SPORTS

499

2038

FIH

500

2039

CIMC

501

2066

SHENGJINGBANK

502

2098

ZALL GROUP

503

2099

CHINAGOLDINTL

504

2111

BEST PACIFIC

505

2128

CHINA LESSO

506

2168

YINGDE GASES

507

2186

LUYE PHARMA

508

2196

FOSUN PHARMA

509

2199

REGINA MIRACLE

510

2200

HOSA INT'L

511

2202

CHINA VANKE

512

2208

GOLDWIND

513

2211

UNI HEALTH

514

2233

WESTCHINACEMENT

515

2236

WISON ENGRG

516

2238

GAC GROUP

517

2255

HAICHANG HLDG

518

2280

HC INTL

519

2282

MGM CHINA

520

2298

COSMO LADY

521

2300

AMVIG HOLDINGS

522

2313

SHENZHOU INTL

523

2314

LEE & MAN PAPER

524

2318

PING AN

525

2319

MENGNIU DAIRY

526

2328

PICC P&C

527

2329

GUORUI PPT

528

2331

LI NING

529

2333

GREATWALL MOTOR

530

2338

WEICHAI POWER

531

2342

COMBA

532

2343

PACIFIC BASIN

533

2348

DAWNRAYS PHARMA

534

2355

BAOYE GROUP

535

2356

DAHSING BANKING

536

2357

AVICHINA

537

2378

PRU

538

2380

CHINA POWER

539

2382

SUNNY OPTICAL

540

2383

TOM GROUP

541

2386

SINOPEC SEG

542

2388

BOC HONG KONG

543

2393

YESTAR INTL

544

2600

CHALCO

545

2601

CPIC

546

2607

SH PHARMA

547

2608

SUNSHINE 100

548

2628

CHINA LIFE

549

2638

HKELECTRIC-SS

550

2666

UNI MEDICAL

551

2669

CHINA OVS PPT

552

2678

TEXHONG TEXTILE

553

2686

AAG ENERGY

554

2688

ENN ENERGY

555

2689

ND PAPER

556

2698

WEIQIAO TEXTILE

557

2727

SH ELECTRIC

558

2777

R&F PROPERTIES

559

2778

CHAMPION REIT

560

2789

YUANDA CHINA

561

2799

CHINA HUARONG

562

2800

TRACKER FUND

YES

563

2801

ISHARES CHINA

YES

564

2802

ISHARES EM ASIA

YES

565

2805

VG FTSE ASIAXJ

YES

566

2808

EFUND CG BOND

YES

567

2811

HT CSI300 ETF

YES

568

2816

X DBCSI300REAL

YES

569

2817

WISE HKLMCONS

YES

570

2819

ABF HK IDX ETF

YES

571

2821

ABF PAIF

YES

572

2822

CSOP A50 ETF

YES

573

2823

X ISHARES A50

YES

574

2824

LIPPO HK&M PROP

YES

575

2825

WISECSIHK100ETF

YES

576

2827

X WISECSI300ETF

YES

577

2828

HS H ETF

YES

578

2829

X ISHARES A FIN

YES

579

2832

BOSERA FA50

YES

580

2833

HS HSI ETF

YES

581

2834

ISHARESND100

YES

582

2835

HORIZONS KS200

YES

583

2836

ISHARES INDIA

YES

584

2838

HS FCI50 ETF

YES

585

2839

WISE HKLMREAL

YES

586

2840

SPDR GOLD TRUST

YES

587

2841

X ISHARES A STA

YES

588

2843

AMUNDI A50

YES

589

2844

X DBCSI300FIN

YES

590

2846

X ISHARESCSI300

YES

591

2847

ISHARESFS100

YES

592

2848

DBMSCIKOREA

YES

593

2866

CSCL

594

2868

BJ CAPITAL LAND

595

2877

SHINEWAY PHARM

596

2880

DALIAN PORT

597

2883

CHINA OILFIELD

598

2888

STANCHART

599

2899

ZIJIN MINING

600

3001

X ISHARES A DIS

YES

601

3005

X DBCSI300IND

YES

602

3006

X ISHARES A INF

YES

603

3007

DBFXIC50

YES

604

3008

C-SHS CSI 300

YES

605

3009

X DBMSCIEM

YES

606

3010

ISHARES AXJ

YES

607

3012

AMUNDI HK35

YES

608

3013

X DBMSCIASIAHDY

YES

609

3015

X DBNIFTY50

YES

610

3016

DBMSCIPHIL

YES

611

3017

X DBCSI300ENER

YES

612

3019

X DBMSCIWORLD

YES

613

3020

X DBMSCIUSA

YES

614

3021

CSOP MSCI T50

YES

615

3024

WISE SSE50ETF

YES

616

3025

X DBCSI300CONDI

YES

617

3026

X DBAUDCASH

YES

618

3027

X DBMSCIRUSSIA

YES

619

3029

X XIE MALAY

YES

620

3031

X XIE INDO

YES

621

3035

X DBMSCIEMASIA

YES

622

3036

DBMSCITAIWAN

YES

623

3037

X XIE PHIL

YES

624

3039

X ISHARES A MAT

YES

625

3040

HORIZONS MSCICH

YES

626

3041

VALUE KOREA ETF

YES

627

3043

DBMSCIPACEXJ

YES

628

3045

X DBMSCIINDIA

YES

629

3046

VALUE CHINA ETF

YES

630

3048

DBMSCIBRAZIL

YES

631

3049

X DBCSI300

YES

632

3050

X ISHARES A ENR

YES

633

3052

X DBCSI300UTIL

YES

634

3054

HORIZONS EMACON

YES

635

3055

DBMSCICHINA

YES

636

3056

HORIZONS GL CON

YES

637

3057

X DBCSI300HEAL

YES

638

3060

VALUE TW ETF

YES

639

3061

X DBCSI300BANK

YES

640

3062

X DBCSI300MAT

YES

641

3063

X DBCSI300TRANS

YES

642

3065

DBMSCISG

YES

643

3069

X XIE THAI

YES

644

3070

PING AN HKDIV

YES

645

3072

PING AN HKMID

YES

646

3073

SPDR GREATCHINA

YES

647

3074

ISHARESMSCITW

YES

648

3081

VALUEGOLD ETF

YES

649

3082

DBMSCIMALAY

YES

650

3084

VALUE JAPAN ETF

YES

651

3085

VGFTSEASIAXJHDY

YES

652

3086

BMO NASDAQ100

YES

653

3087

X DBFTSEVIET

YES

654

3089

X XIE TAIWAN

YES

655

3090

X XIE KOREA

YES

656

3091

X XIE INDIA

YES

657

3092

DBMSCITHAI

YES

658

3095

VALUE A SHARE

YES

659

3097

F MIRAE OIL

YES

660

3098

PING AN RHK50

YES

661

3099

X DBMSCIINDO

YES

662

3100

EFUND CSI100

YES

663

3101

VG FTSE DEV EUR

YES

664

3102

XIE GARY ETF

YES

665

3105

X DBMSCIBANGLA

YES

666

3106

X DBMSCIPAKIST

YES

667

3107

C-SHS CSI STA

YES

668

3110

HORIZONS HS HDY

YES

669

3118

HGI MSCI CN A

YES

670

3120

EFUND CES 120

YES

671

3121

BMO AP REAL EST

YES

672

3122

CSOP CNSTBOND

YES

673

3124

F SAM HSIF

YES

674

3126

VG FTSE JAPAN

YES

675

3127

HZ CSI300

YES

676

3128

HS AINDTOPETF

YES

677

3129

CSOP 300SMART

YES

678

3132

C-SHS CSI HLC

YES

679

3134

F SAM HSIFRF

YES

680

3135

F CSOP OIL ETF

YES

681

3136

HGI MSCIA50

YES

682

3137

CSOP CES A80

YES

683

3139

ISHARESRMBBND

YES

684

3140

VG S&P 500

YES

685

3141

BMO ASIA IGBOND

YES

686

3143

BMO HK BANKS

YES

687

3145

BMO ASIA HIGHDV

YES

688

3146

ISHARESDAX

YES

689

3147

CSOP CHINEXT

YES

690

3149

CSOP MSCI A I

YES

691

3150

HGI CSI500

YES

692

3155

ISHARESES50

YES

693

3156

GFI MSCI A I

YES

694

3157

CAM HS SMALLCAP

YES

695

3160

BMO JAPAN HDG

YES

696

3161

XIE CHIMER ETF

YES

697

3162

ISHARESMSCIAI

YES

698

3165

BMO EU QLTY HDG

YES

699

3170

ISHARESKS200

YES

700

3171

COMSTAGE DAX

YES

701

3175

F SAMSUNG OIL

YES

702

3177

COMSTAGE DIVDAX

YES

703

3180

CAM CES A80

YES

704

3188

CAM CSI300

YES

705

3199

CSOP 5YCGBOND

YES

706

3301

RONSHINECHINA

707

3308

GOLDEN EAGLE

708

3311

CHINA STATE CON

709

3315

GOLDPAC GROUP

710

3323

CNBM

711

3328

BANKCOMM

712

3331

VINDA INT'L

713

3333

EVERGRANDE

714

3336

JU TENG INTL

715

3337

ANTON OILFIELD

716

3339

LONKING

717

3360

FE HORIZON

718

3368

PARKSON GROUP

719

3369

QHD PORT

720

3377

SINO-OCEAN GP

721

3378

XIAMEN PORT

722

3380

LOGAN PPT

723

3382

TIANJINPORT DEV

724

3383

AGILE GROUP

725

3389

HENGDELI

726

3393

WASION GROUP

727

3396

LEGENDHOLDING

728

3600

MODERN DENTAL

729

3606

FUYAO GLASS

730

3618

CQRC BANK

731

3633

ZHONGYU GAS

732

3636

POLY CULTURE

733

3639

YIDA CHINA

734

3669

YONGDA AUTO

735

3698

HUISHANG BANK

736

3709

KORADIOR

737

3788

CHINA HANKING

738

3799

DALI FOODS

739

3800

GCL-POLY ENERGY

740

3808

SINOTRUK

741

3813

POU SHENG INT'L

742

3818

CHINA DONGXIANG

743

3823

TECH PRO

744

3836

HARMONY AUTO

745

3866

BQD

746

3883

CHINA AOYUAN

747

3886

TOWN HEALTH

748

3888

KINGSOFT

749

3898

CRRC TIMES ELEC

750

3899

CIMC ENRIC

751

3900

GREENTOWN CHINA

752

3903

HANHUA FIN

753

3908

CICC

754

3918

NAGACORP

755

3933

UNITED LAB

756

3968

CM BANK

757

3969

CHINA CRSC

758

3983

CHINA BLUECHEM

759

3988

BANK OF CHINA

760

3989

CAPITAL ENV

761

3993

CMOC

762

3996

CH ENERGY ENG

763

3998

BOSIDENG

764

4332

AMGEN-T

765

4333

CISCO-T

766

4335

INTEL-T

767

4336

APPL MATERIAL-T

768

4337

STARBUCKS-T

769

4338

MICROSOFT-T

770

4362

ISHARES KOR-TR

YES

771

4363

ISHARES TWN-TR

YES

772

6030

CITIC SEC

773

6136

KANGDA ENV

774

6138

HARBIN BANK

775

6139

JINMAO HOTEL-SS

776

6166

CHINA VAST

777

6196

BANKOFZHENGZHOU

778

6198

QINGDAO PORT

779

6808

SUNART RETAIL

780

6818

CEB BANK

781

6823

HKT-SS

782

6826

HAOHAI BIOTEC

783

6828

BLUE SKY PWR

784

6837

HAITONG SEC

785

6839

YUNNAN WATER

786

6863

HUISHAN DAIRY

787

6868

TENFU

788

6869

YOFC

789

6878

DIFFER GROUP

790

6881

CGS

791

6886

HTSC

792

6889

DYNAM JAPAN

793

6899

OURGAME

794

7202

FL2CSOP NIFTY50

YES

795

7222

XL2 MR S&P500

YES

796

7225

FL2 MR TOPIX

YES

797

7250

FL2 SAMSUNGK200

YES

798

7255

FL2SAMSUNGTOPIX

YES

799

7261

FL2CAMDXNNDQ100

YES

800

7311

FI SAMSUNGTOPIX

YES

801

7315

FI MR TOPIX

YES

802

7322

XI MR S&P500

YES

803

7326

FI SAMSUNGK200

YES

804

7331

FICAMDXNNDQ100

YES

805

7335

FICSOP NIFTY50

YES

806

8005

YUXING INFOTECH

807

8008

SUNEVISION

808

8021

WLS HOLDINGS

809

8032

VIVA CHINA

810

8058

LUOXIN PHARMA

811

8078

HMV DIGIT CHINA

812

8083

INNOVATIONPAY

813

8127

SEASON PACIFIC

814

8137

HONBRIDGE

815

8138

TONGRENTANGCM

816

8158

CRMI

817

8193

GC PRO SER

818

8207

CREDIT CHINA

819

8237

LINK HOLDINGS

820

8265

POWERWELL PAC

821

8279

AGTECH HOLDINGS

822

8325

CHINA SMARTPAY

823

9010

ISHARES AXJ-U

YES

824

9074

ISHARESMSCITW-U

YES

825

9146

ISHARESDAX-U

YES

826

9155

ISHARESES50-U

YES

827

9170

ISHARESKS200-U

YES

828

9834

ISHARESND100-U

YES

829

9836

ISHARES INDIA-U

YES

830

9847

ISHARESFS100-U

YES

831

80737

HOPEWELL INFR-R

832

82808

EFUND CG BOND-R

YES

833

82811

HT CSI300 ETF-R

YES

834

82822

CSOP A50 ETF-R

YES

835

82828

HS H ETF-R

YES

836

82832

BOSERA FA50-R

YES

837

82833

HS HSI ETF-R

YES

838

82834

ISHARESND100-R

YES

839

82836

ISHARES INDIA-R

YES

840

82843

AMUNDI A50-R

YES

841

82847

ISHARESFS100-R

YES

842

83008

C-SHS CSI 300-R

YES

843

83010

ISHARES AXJ-R

YES

844

83012

AMUNDI HK35-R

YES

845

83074

ISHARESMSCITW-R

YES

846

83081

VALUEGOLD ETF-R

YES

847

83095

VALUE A SHARE-R

YES

848

83100

EFUND CSI100-R

YES

849

83107

C-SHS CSI STA-R

YES

850

83118

HGI MSCI CN A-R

YES

851

83120

EFUND CES 120-R

YES

852

83122

CSOP CNSTBOND-R

YES

853

83127

HZ CSI300-R

YES

854

83128

HS AINDTOPETF-R

YES

855

83129

CSOP 300SMART-R

YES

856

83132

C-SHS CSI HLC-R

YES

857

83136

HGI MSCIA50-R

YES

858

83137

CSOP CES A80-R

YES

859

83139

ISHARESRMBBND-R

YES

860

83146

ISHARESDAX-R

YES

861

83147

CSOP CHINEXT-R

YES

862

83149

CSOP MSCI A I-R

YES

863

83150

HGI CSI500-R

YES

864

83155

ISHARESES50-R

YES

865

83156

GFI MSCI A I-R

YES

866

83162

ISHARESMSCIAI-R

YES

867

83168

HS RMB GOLD ETF

YES

868

83170

ISHARESKS200-R

YES

869

83180

CAM CES A80-R

YES

870

83188

CAM CSI300-R

YES

871

83199

CSOP 5YCGBOND-R

YES

872

87001

HUI XIAN REIT