Disciplinary Sanctions

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Private Reprimands

Some disciplinary actions conclude with the imposition of a private reprimand. The link below will take you to our private reprimands page.

Index to private reprimand summaries >

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View prior sanctions by year of issue >

Public disciplinary sanctions issued since 2018 can be found below. For disciplinary sanctions published prior to 2018, please refer to Quick Links or Advanced Search on this page.

Note that all disciplinary sanctions are based on the specific facts and circumstances of each case, and should not be construed as precedents for future decisions.

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Apr 2025

Former Director of Wisdom Wealth Resources Investment Holding Group Limited (Stock Code: 7)

Mr Ngan Kam Biu Stanford

Apr 2025

Two Former Directors of Silver Base Group Holdings Limited (In Liquidation) (Delisted, Previous Stock Code: 886)

Mr Liang Guoxing, Mr Liang Kunwei

Apr 2025

Leading Holdings Group Limited (Stock Code: 6999) and One Current Director

Mr Liu Yuhui

Mar 2025

Eight Former Directors of China E-Information Technology Group Limited (Delisted, Previous Stock Code: 8055)

Mr Yuan Wei, Ms Zhang Jianxin, Mr Zheng Zhijing, Ms Lin Yan, Ms Lu Xiaowei, Ms Yang Qingchun, Mr Tang Jiuda, Ms Wong Hiu Pui

Mar 2025

Former Director of Orient Securities International Holdings Limited (Stock Code: 8001)

Ms Cheung Yu Xuan

Mar 2025

Two Former Directors of Universal Star (Holdings) Limited (Delisted) (Previous Stock Code: 2346)

Ms Liang Lixia, Mr Zhang Jiantao

Mar 2025

Fantasia Holdings Group Co., Limited (Stock Code: 1777), Colour Life Services Group Co., Limited (Stock Code: 1778) and Nine Directors

Mr Pan Jun, Mr Chen Xinyu, Ms Zeng Jie Baby, Mr Ke Kasheng, Mr Zhang Huiming, Mr Guo Shaomu, Mr Wu Qingbin, Mr Xu Xinmin, Mr Zhu Wuxiang

Mar 2025

MIE Holdings Corporation (Stock Code: 1555) and One Current Director

Mr Zhang Ruilin

Feb 2025

Two Former Directors of Xinyuan Property Management Service (Cayman) Ltd. (Stock Code: 1895)

Ms Wang Yanbo, Mr Huang Bo

Feb 2025

Two Former Directors of Pa Shun International Holdings Limited (Stock Code: 574)

Mr Chen Yen Fei, Mr Shen Shun

Jan 2025

FingerTango Inc. (Stock Code: 6860) and Eight Former Directors

Mr Liu Zhanxi, Mr Wang Zaicheng, Mr Wu Junjie, Ms Yao Minru, Mr Liu Jie, Mr Zhu Yanbin, Mr Guo Jingdou, Dr Liu Jianhua

Jan 2025

Regal Partners Holdings Limited (Formerly Known as Morris Home Holdings Limited) (Stock Code: 1575) and Three Former Directors

Mr Zou Gebing, Mr Wu Yueming, Mr Shen Zhidong

Dec 2024

Former Director of Cathay Group Holdings Inc. (formerly known as Cathay Media and Education Group Inc.) (Stock Code: 1981)

Mr Yan Xiang

Dec 2024

Kaisun Holdings Limited (Stock Code: 8203) and Seven Directors

Mr Chan Nap Kee Joseph, Mr Yang Yong Cheng, Mr Liew Swee Yean, Dr Wong Yun Kuen, Mr Siu Siu Ling Robert, Mr Brian Ralph Anderson, Dr Chow Pok Yu Augustine

Nov 2024

Sunshine 100 China Holdings Ltd (Stock Code: 2608) and Eight Directors

Mr Yi Xiaodi, Mr Fan Xiaochong, Ms Fan Xiaohua, Mr Wang Gongquan, Mr Gu Yunchang, Mr Ng Fook Ai, Victor, Mr Li Chunping, Mr Wang Bo

Nov 2024

Current Director of Tenfu (Cayman) Holdings Company Limited (Stock Code: 6868)

Mr Tseng Ming-Sung

Nov 2024

Former Director of Christine International Holdings Limited (Stock Code: 1210)

Mr Dun-Ching Hung

Oct 2024

Two Former Directors of Suchuang Gas Corporation Limited (Delisted, Previous Stock Code: 1430)

Mr Su A Ping, Mr Du Shao Zhou