以下是发行商获得交易所认可的评级机构(穆迪和标准普尔)给予的信贷评级。下列表格一般会在收市后及获得发行商通知其信贷评级有变动时更新。使用者可参照即时资讯服务得悉最新的评级资料。
请注意,在进行结构性产品交易前,应小心考虑发行商及其担保人的信誉及其它资料。详细的风险因素和信贷评级可以在披露易网站内的发行商上市文件中找到。结构性产品的上市要求是按照主板上市规则章数十五A。
|
符合信贷评级要求 |
|
|
|
|
1. |
Barclays Bank PLC |
N/A |
Aa3 |
A+ |
|
2. |
BNP Paribas Arbitrage Issuance B.V. |
BNP Paribas |
Aa3 |
AA- |
|
3. |
Citigroup Global Markets Holdings Inc. |
N/A |
A3 |
A- |
|
4. |
Credit Suisse AG |
N/A |
Aa1 |
A+ |
|
5. |
DBS Bank Ltd. |
N/A |
Aa1 |
AA- |
|
6. |
Deutsche Bank AG |
N/A |
Aa3 |
A+ |
|
7. |
Goldman Sachs Structured Products (Asia) Limited |
The Goldman Sachs Group, Inc |
A1 |
A- |
|
8. |
The Hongkong and Shanghai Banking Corporation Limited |
N/A |
Aa1 |
AA- |
|
9. |
J.P. Morgan Structured Products B.V. |
JPMorgan Chase Bank, National Association |
Aa1 |
A+ |
|
10. |
KBC Financial Products International Ltd. |
KBC Bank NV |
A1 |
A- |
|
11. |
Macquarie Bank Limited |
N/A |
A1 |
A |
|
12. |
Merrill Lynch International & Co. C. V. |
Bank of America Corporation |
Baa1 |
A- |
|
13. |
Nomura International plc |
Nomura Bank International plc |
- |
A- |
|
14. |
Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A. (Rabobank) |
N/A |
Aaa |
AA |
|
15. |
The Royal Bank of Scotland N.V. |
N/A |
A2 |
A |
|
16. |
SGA Societe Generale Acceptance N.V. |
Societe Generale |
A1 |
A |
|
17. |
Standard Chartered Bank |
N/A |
A1 |
AA- |
|
18. |
UBS AG |
N/A |
Aa3 |
A |
|
符合其它监管要求2 |
|
|
|
|
1. |
Bank of China (Hong Kong) Limited |
N/A |
Aa3 |
A+ |
|
2. |
The Bank of East Asia, Limited |
N/A |
A2 |
A |
|
3. |
BOCI Asia Limited |
N/A |
- |
- |
|
4. |
Daiwa Capital Markets Hong Kong Limited |
N/A |
- |
- |
注释
- 如该结构性产品是属于担保发行,以上评级便是担保人的评级 。
- 当交易所批准其结构性产品发行商的申请时,这些发行商并未符合信贷评级要求,但却按照主板上市规则第15A.13(2)及15A.13(3)条的其它监管要求。